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From the Department of Medicine, Division of Cardiology, University of
Miami School of Medicine, Miami, Fla.
Correspondence to Robert J. Myerburg, MD, University of Miami School of Medicine, PO Box 016960 (D-39), Miami, FL 33101. E-mail rmyerbur{at}mednet.med.miami.edu
This review is intended to analyze general features of trial
design that influence their interpretation, application, and clinical
impact. It is not intended as a critique of individual trials. The
factors discussed include (1) specific outcomes measures; (2) the type
of controls used; (3) intention-to-treat versus on-therapy
analysis; (4) comparison of therapeutic efficacy, efficiency,
and equilibrium; (5) significant negative outcomes; and (6) population
impact of trial outcomes. The importance and limitations of these
various elements of trial strategy are analyzed, and issues
regarding integration of new data into the practice of
cardiology are highlighted. To achieve this goal,
discussions about both antiarrhythmia trials and studies of
other therapies in cardiovascular medicine are
included.
There have been disputes about the need to adhere to all-cause
mortality measures when death is used as a primary end point. The
recent trend, however, has been to use this end point as opposed to
total cardiovascular fatalities or death caused by more
specific mechanisms, such as arrhythmias, myocardial
infarction, or heart failure. Among the limitations of using arrhythmic
death as a primary end point is the often discussed issue, still
unresolved, regarding accurate classification of such deaths. In
addition, the phenomenon of competing risks,5 in
which risks of multiple mechanisms of death may coexist and
"compete" for causation of the terminal event (Fig 1
Mortality benefit can be expressed as a relative or absolute reduction
in fatal event rate within a defined period of time or at a normalized
time of follow-up. It can also be expressed as a measure of duration of
extension of life or interval benefit. For patients or groups with
primary electrical disorders of the heart, without significant
competing risks, the former is an adequate and appropriate measure of
benefit. Effective therapy can be expected to save lives in an absolute
sense over an extended period of time. However, the majority of
patients for whom antiarrhythmic therapies are used for
life-threatening arrhythmias have chronic and progressive
diseases, and fatal arrhythmias are just one part of the
pathophysiological spectrum. The ultimate outcome
relates to the underlying disease state as much as to any one
manifestation. In these groups, it is appropriate to add extension of
life to the expression of mortality benefit. Such measures can be
applied to the data from appropriately designed trials and are commonly
used in economic analyses of efficacy. Although the expression
of benefit in terms of cost per year is a source of conflict between
ethics and economics, the clinical counterpart of measures of extension
of life is useful for assessing clinical impact and for patient
education for decision-making purposes.
Clinical trials in many areas of cardiovascular
medicine have commonly been designed to evaluate complex primary end
points. We use this term to describe a primary end point that
incorporates two or more different categories of outcome, which may
include both fatal and nonfatal events. This strategy is usually used
to increase the power of small studies or those anticipated to have low
event rates. It has a potential conceptual flaw, however, because fatal
and nonfatal cardiovascular events may have different
pathophysiological mechanisms that may respond
divergently to an intervention. In addition, the extent to which one
category of outcome dominates the terminating events can influence the
interpretation of clinical impact. The implied benefit to the
underrepresented end point may create a perception that
extends beyond the true benefit. For example, many of the
lipid-lowering drug trials8 9 10 report on primary
end points that combine coronary heart disease deaths and
nonfatal myocardial infarctions. However, because event rates were not
balanced, benefits predominantly reflect nonfatal event rates. In the
Lipid Research Clinics cholestyramine study,8
only 20% of the total cardiovascular events in the
placebo group were fatal cardiac events, and therefore the combined end
point was dominated largely by a reduction in nonfatal events. In the
Helsinki Heart Study,9 because 85% of the
confirmed events were nonfatal myocardial infarctions, the
identification of a primary end point that includes a mortality benefit
is potentially misleading. In fact, cardiovascular
mortality differences between the gemfibrozil-treated and placebo
groups were not statistically significant. Balance was somewhat better
in the CARE trial,10 which tested the effects of
pravastatin in patients with prior myocardial infarction
and in the carvedilol trial in patients with mild heart failure
symptoms.11 Both used complex primary end points,
but about one third of the risk reduction in CARE and 30% in the
carvedilol study were attributable to effects on fatal events. When
event rates are anticipated to be too low to adequately power a trial
for identification of a mortality difference, it is more appropriate to
design trials with larger numbers and to use secondary end points.
Merging underpowered categories of outcome events into a complex
primary end point to increase total event numbers may create an
unwarranted illusion of benefit in one or more of the categories of
outcome.
Efficacy measures in antiarrhythmic therapy trials, in addition to
mortality, may include impact on morbidity and outcomes related to
symptoms and quality-of-life improvement (Fig 1
EMIAT and CAMIAT evaluated amiodarone in high-risk
postmyocardial infarction patients, whereas other trials have studied
its use in different population subgroups. In the analysis of
outcome, it is important to recognize population differences in
attempts to apply the observations to a general population. An example
is the two amiodarone trials in patients with heart failure,
CHF-STAT15 and GESICA.16
CHF-STAT was a Veterans Administrationsponsored placebo-controlled
trial of amiodarone in patients with heart failure and ambient
ventricular arrhythmias. GESICA compared standard
therapy plus empirical amiodarone and standard therapy without
amiodarone in patients with heart failure. There was no
specific requirement for ventricular arrhythmias,
although most of the patients in the study did have ambient
arrhythmias. In CHF-STAT, amiodarone demonstrated no
mortality benefit for the total population, but a subgroup
analysis identified a trend suggesting that the
nonischemic cardiomyopathy group might
benefit from amiodarone therapy. The coronary artery
disease subgroup (70% of the enrollees) showed no benefit. In
contrast, the GESICA investigators reported a mortality benefit of
amiodarone in their study population, which was dominated by
patients with nonischemic cardiomyopathy
(60% of the patients). Thus, the subgroup of ischemic
cardiomyopathy demonstrated neutral mortality
outcomes, similar to EMIAT and CAMIAT, whereas nonischemic
cardiomyopathy patients (not included in EMIAT or
CAMIAT by design) may have differed. Neither CHF-STAT nor GESICA allows
a definitive conclusion that amiodarone has a mortality benefit
for nonischemic cardiomyopathy, according
to considerations of population size and study design, but they do
raise the question for future studies. These results highlight the
importance of etiologic uniformity for proper interpretation of
clinical trials.
In the absence of serious imbalances, orthodox or practical measures of
natural history determined in a placebo group make it possible to
estimate absolute mortality benefit from the outcome data. In contrast,
in a positive-controlled trial using a comparison therapy, absolute
benefit cannot be determined. In CASCADE,17 for
example, a comparison of amiodarone to "conventional
therapy" (class I antiarrhythmic drugs), the outcome with
amiodarone was superior to that of the "control subjects."
However, it is impossible to determine whether amiodarone
improved on the natural history outcome, conventional therapy worsened
the natural history outcome, or some other permutation of the two
outcomes occurred. Consider this point in the context of interpretation
of the data from CAST1 2 and CAST
II3 had there not been placebo arms in the trial.
It is possible that at some point the trial would have been stopped
because the data would have identified a significant relative
difference between moricizine and flecainide/encainide, with the
survival curve for moricizine appearing to be superior after extent of
disease was corrected for.2 Because the observed
risk in the flecainide/encainide groups was not very different from the
perceived natural history risk at the time of trial
design,4 6 the likely interpretation would have
been that flecainide and encainide suppressed PVCs and had no effect on
mortality and that moricizine provided mortality benefit. There
probably would have been a caveat about the absence of a placebo
control arm, but how would that trial design have influenced
antiarrhythmic strategies as we know them today? Might it have been
concluded that flecainide was an effective antiarrhythmic agent for
suppressing bothersome ventricular arrhythmias,
with a neutral mortality outcome? In EMIAT and CAMIAT, a similar
conclusion about ventricular arrhythmias is
validated by their placebo arms; in a positive-control version of CAST,
it would have been in error.
Various interpretations of positive-controlled trials, as a function of
the assumed natural history risk, are shown in Fig 2
For the specific case of antiarrhythmic drug therapy, in contrast to
other forms of cardiovascular therapy, the problem is
further confounded by a phenomenon referred to as
proarrhythmic/antiarrhythmic equilibrium.5 This
concept derives from the fact that for antiarrhythmic drugs, the most
serious adverse effect is fatal proarrhythmia. It is difficult,
clinically, to distinguish antiarrhythmic benefits from competing
proarrhythmic effects or between failure to prevent clinical
arrhythmias caused by underlying disease and generically
similar fatal proarrhythmic events. Therefore, the dissection of gross
mortality rates into true benefit, adverse effects, and outcomes due to
either neutralized benefit or to failure of therapy is
problematic (Fig 1
The dilemmas presented in this analysis must be
confronted each time a positive-control (comparison therapy) trial
outcome is analyzed. Valid outcome statements are limited to
relative risk, and absolute benefit cannot be determined with
certainty. Probability can be used in an attempt to gain insight. For
instance, it is generally accepted that amiodarone has limited
proarrhythmic effects, and a number of placebo-controlled trials have
demonstrated the absence of adverse
outcomes.12 13 15 However, these trials were
carried out in specific populations, and their applicability to other
groups is uncertain. Nothing replaces the accuracy of a concurrent
placebo-controlled arm to measure absolute outcome in a specific study
population. Thus, as positive-control trial outcomes are integrated
into practice strategies, we should recognize that a CAST-like
awakening may be lurking in some of these databases.
Despite the apparently low efficiency rates, the absolute reductions of
risk for all-cause mortality in MADIT and AVID are among the better
outcomes in cardiovascular trials. Absolute risk
reductions comparable to these trials were demonstrated in the
carvedilolheart failure databases, which demonstrated absolute rates
of -4.6%21 and
-10.9%.22 However, similar analyses for
several of the lipid-lowering trials8 9 10
demonstrated much lower efficiencies (Fig 5
The statement made by these calculations is not a condemnation of the
value of the various therapeutic strategies proven by these trials or
of statistically valid relative risk as an efficacy measure. Rather, it
begs for continued attempts to identify more focused profiles that will
yield higher resolution of risk and improved therapeutic
efficiency.
In contrast to MADIT and AVID, CABG-Patch was a study that enrolled
patients undergoing bypass surgery for conventional ischemic
indications, without requirements for qualifying arrhythmias
but with ejection fractions in a range similar to those in MADIT and
AVID. It showed no benefit of defibrillators compared with negative
controls in its primary outcome measure, total
mortality.26 The interpretation of this
difference may be as simple as the fact that reversal of an
ischemic marker of risk reduces the probability of an
arrhythmic mortality event, even though the total mortality figures
available from CABG-Patch suggest that it was a high-risk group for
total mortality (Fig 4
Another study, SCD-HeFT (Sudden Cardiac DeathHeart Failure Trial),
promises to add even more insight into the emerging concepts of
therapy. SCD-HeFT is a recently begun placebo-controlled trial of
implantable defibrillator versus antiarrhythmic therapy with
amiodarone in patients who have ejection fractions
The reported outcomes of trials such as
MADIT,23 AVID,19 and
CABG-Patch24 address segments of the population
that are highly specific and represent relatively small
numbers. They do not have major impact on the general public health
problem of sudden death. Epidemiological interventions for primary
disease prevention and reduction of secondary event rates have been
applied with some success to more general populations (see Fig 5
Conclusions
Despite limitations and difficulties in interpretation, clinical trials
provide the best methods for evaluating the effectiveness and safety of
new therapies. Attention to the concerns listed in this commentary will
help to minimize their limitations and keep their outcomes in proper
perspective.
2.
Echt DS, Liebson PR, Mitchell B, Peters RW,
Obias-Manno D, Barker AH, Arensberg D, Baker A, Friedman L, Greene HL,
Huther ML, Richardson DW, and the CAST Investigators.
Mortality and morbidity in patients receiving encainide, flecainide, or
placebo: the Cardiac Arrhythmia Suppression Trial. N
Engl J Med. 1991;324:781788.[Abstract]
3.
The Cardiac Arrhythmia Suppression Trial II
Investigators. Effect of the antiarrhythmic agent moricizine in
survival after myocardial infarction. N Engl J
Med. 1992;327:227233.[Abstract]
4.
Bigger JT, Fleiss JL, Kleiger R, Miller JP, Rolnitzky
LM, and the Multicenter Post-infarction Research Group. The
relationships among ventricular arrhythmias, left
ventricular dysfunction, and mortality in the 2 years after
myocardial infarction. Circulation. 1984;69:250258.
5.
Myerburg RJ, Kessler KM, Castellanos A. Sudden cardiac
death: epidemiology, transient risk, and
intervention assessment. Ann Intern Med. 1993;119:11871197.
6.
Akhtar M, Breithardt G, Camm AJ, Coumel P, Janse MJ,
Lazzara R, Myerburg RJ, Schwartz PJ, Waldo AL, Wellens HJJ, Zipes DP.
CAST and beyond: implications of the Cardiac Arrhythmia
Suppression Trial. Circulation. 1990;81:11231127.
7.
Myerburg RJ, Kessler KM, Kimura S, Castellanos A.
Sudden cardiac death: future approaches based on identification and
control of transient risk factors. J Cardiovasc
Electrophysiol. 1992;3:626640.
8.
Lipid Research Clinics Program. The Lipid Research
Clinics Primary Prevention Trial results: I and II. JAMA.. 1984;251:351374.
9.
Frick MH, Elo O, Haapa KA, Heinonen OP, Heinsalma P,
Helo P, Huttunen JK, Kaltaniem P, Koskinen P, Manninen V, Maenpaa H,
Malkonen M, Manttari M, Norola S, Pasternack A, Pikkaralenan J, Romo M,
Sjoblom T, Nikkila EA. Helsinki heart study: primary prevention trial
with gemfibrozil in middle-aged men with dyslipidemia.
N Engl J Med. 1987;317:12371245.[Abstract]
10.
Sacks FM, Pfeffer MA, Moye LA, Rouleau JL, Rutherford
JD, Cole G, Brown L, Warnica JW, Arnold JM, Wun CC, Davis BR, Braunwald
E, for the Cholesterol and Recurrent Events Trial
Investigators. The effect of pravastatin on
coronary events after myocardial infarction in patients with
average cholesterol levels. N Engl J
Med. 1996;335:10011009.
11.
Colucci WS, Packer M, Bristow MR, Gilbert EM, Cohn JN,
Fowler MB, Krueger SK, Hershberger R, Uretsky BF, Bowers JA,
Sackner-Bernstein JD, Young ST, Holcslaw TL, Lukas MA, for the US
Carvedilol Heart Failure Study Group. Carvedilol inhibits clinical
progression in patients with mild symptoms of heart failure.
Circulation. 1996;94:28002806.
12.
Julian DG, Camm AJ, Fragin G, Janse MJ, Munoz A,
Schwartz PJ, Simon P, for the European Myocardial Infarct
Amiodarone Trial Investigators. Randomized trial of effect of
amiodarone on mortality in patients with
left-ventricular dysfunction after recent myocardial
infarction: EMIAT. Lancet. 1997;349:667674.[Medline]
[Order article via Infotrieve]
13.
Cairns JA, Connolly SJ, Roberts R, Gent M, for the
Canadian Amiodarone Myocardial Infarction Arrhythmia
Trial Investigators. Randomized trial of outcome after myocardial
infarction in patients with frequent or repetitive
ventricular premature depolarizations: CAMIAT.
Lancet. 1997;349:675682.[Medline]
[Order article via Infotrieve]
14.
Gottlieb SG. Dead is dead: artificial definitions are
no substitute. Lancet. 1997;349:662663.[Medline]
[Order article via Infotrieve]
15.
Singh SN, Fletcher RD, Fisher SG, Singh BN, Lewis HD,
Deedwania PC, Massie BM, Colling C, Lazzeri D. Amiodarone in
patients with congestive heart failure and asymptomatic
ventricular arrhythmia: Survival Trial of
Antiarrhythmic Therapy in Congestive Heart Failure. N Engl
J Med. 1995;333:7782.
16.
Doval HC, Nul DR, Grancelli HO, Perrone SV, Bortman GR,
Curiel R. Randomized trial of low-dose amiodarone in severe
congestive heart failure. Lancet. 1994;344:493498.[Medline]
[Order article via Infotrieve]
17.
The CASCADE Investigators. Randomized antiarrhythmic
drug therapy in survivors of cardiac arrest (the CASCADE study).
Am J Cardiol. 1993;72:280287.[Medline]
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18.
Siebels J, Cappato R, Rüppel R, Schneider MAE,
Kuch KH, and the CASH Investigators. Preliminary results of the Cardiac
Arrest Study Hamburg (CASH). Am J Cardiol. 1993;72:109F113F.[Medline]
[Order article via Infotrieve]
19.
The Antiarrhythmics versus Implantable Defibrillators
(AVID) Investigators. A comparison of antiarrhythmic drug therapy with
implantable defibrillators in patients resuscitated from near-fatal
ventricular arrhythmias. N Engl J
Med. 1997;337:15761583.
20.
Moss AJ, Hall WJ, Cannom DS, Daubert JP, Higgens SL,
Klein H, Levine JH, Saksena S, Waldo AL, Wilber D, Brown MW, Heo M, for
the Multicenter Automatic Defibrillator Implantation Trial
Investigators. Improved survival with an implanted defibrillator in
patients with coronary disease at high risk for
ventricular arrhythmia. N Engl J
Med. 1996;335:19331940.
21.
Packer M, Bristow MR, Cohn JN, Colucci WS, Fowler MB,
Gilbert EM, Shusterman NH, for the U. S. Carvedilol Heart Failure
Study Group. The effect of carvedilol on morbidity and mortality in
patients with chronic heart failure. N Engl J Med. 1996;334:13491355.
22.
Bristow MR, Gilbert EM, Abraham WT, Adams KF, Fowler
MB, Hershberger RE, Kubo SH, Narahara KA, Ingersoll H,
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Carvedilol produces dose-related improvements in left
ventricular function and survival in subjects with chronic
heart failure. Circulation. 1996;94:28072816.
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total mortality: an overview of randomized trials. JAMA. 1997;278:313321.
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© 1998 American Heart Association, Inc.
Current Perspectives
Interpretation of Outcomes of Antiarrhythmic Clinical Trials
Design Features and Population Impact
Key Words: antiarrhythmia agents defibrillation arrhythmia trials death, sudden population
![]()
Introduction
Top
Introduction
Outcomes Measures
Placebo-Control Versus...
Intention-to-Treat Versus...
Efficacy Versus Efficiency of...
Population Impact of Outcomes...
References
The results of the
Cardiac Arrhythmia Suppression Trials (CAST and CAST II) were a
watershed in attitudes about management of cardiac
arrhythmias.1 2 3 On the basis of the
then-prevailing assumption that premature ventricular
contractions (PVCs) in the presence of recent myocardial infarction
identified a risk for life-threatening arrhythmias and that
they also served as the trigger for fatal arrhythmias, it was
logical to determine whether suppression of ambient arrhythmias
would protect against fatal events.4 Despite the
outcomes of these trials, ambient arrhythmias are still viewed
as a marker of risk (perhaps somewhat lower than previously thought)
and as pathophysiological triggers under proper
conditions.5 However, the concept that
suppression of asymptomatic PVCs is an appropriate
preventive strategy has fallen under the weight of evidence from
those studies.6 In addition, new concepts of
proarrhythmia emerged from CAST and other sources of
information.7 After CAST, a variety of trials
testing therapy with other drugs and with implantable devices were
implemented, some of which are now completed. The various trials differ
in regard to therapeutic strategies, designs, and patient populations.
With the flow of new information that has been forthcoming and is
anticipated to continue during the next few years, it is important to
keep the strengths and limitations of clinical trial designs in
perspective and to consider the extent to which the results of any one
trial or group of trials can be generalized.
![]()
Outcomes Measures
Top
Introduction
Outcomes Measures
Placebo-Control Versus...
Intention-to-Treat Versus...
Efficacy Versus Efficiency of...
Population Impact of Outcomes...
References
Clinical trials of antiarrhythmic therapy may be
designed to measure effects on three general categories of outcomes:
mortality, morbidity, and quality of life (Fig 1
). For clinical impact, no outcome is
more definitive than an effect on mortality, and the majority of
therapeutic trials in cardiovascular medicine test for
the possibility of a mortality benefit as either a primary or secondary
end point. Despite the prime importance of mortality end points, the
other categories of therapeutic responseeffects on morbidity and
quality of lifealso provide clinically useful information and may be
used as primary end points for appropriately directed trials.

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Figure 1. Outcomes measures of clinical arrhythmia
trials. Clinical trials may be designed to evaluate three measures of
efficacy: (1) mortality benefit, (2) morbidity benefit, and (3)
symptom/quality-of-life improvements. All trials designed to identify a
possible mortality benefit should have mortality as primary end point,
and most would consider total mortality to be preferred end point. A
neutral outcome may reflect interaction between mortality benefit for
primary arrhythmia and proarrhythmic risk by a different
mechanism. A morbidity benefit may be counterbalanced by adverse
quality-of-life effects or an increased mortality risk. Combining
mortality with other outcomes into a complex primary end point may be
confounded by imbalances between fatal and nonfatal events. See text
for details.
), favors the
use of total deaths as the preferred measure of mortality outcome.
Replacing one mechanism of death by another in a short time period
neutralizes the direct benefit of an intervention, in whole or in part,
and may yield no net improvement in outcome.
). For
nonlife-threatening arrhythmias, morbidity and quality of
life are primary issues, but for most ventricular
arrhythmia trials, mortality outcomes have been the focus of
trial design. Nonetheless, a therapy that fails to achieve a mortality
benefit can provide a clinically important antiarrhythmic benefit for
morbidity or quality-of-life outcomes, as long as there is no adverse
mortality effect. This point is highlighted by the data and
analyses from two recently reported trials of
amiodarone in postmyocardial infarction patients,
EMIAT12 and CAMIAT.13 The
fact that the European Myocardial Infarction Amiodarone Trial
(EMIAT) used total mortality as its primary end point, whereas CAMIAT
(the Canadian Myocardial Infarction Amiodarone Trial) used
resuscitated ventricular fibrillation or arrhythmic death
as its primary end point, has been the source of some
discussion.14 Most clinical trialists would favor
the EMIAT design, using total mortality as the primary end point.
Nonetheless, despite the previously stated concern about arrhythmic
death classification, the data from the two trials complement each
other nicely. Both suggested that use of amiodarone in the
patient populations studied had little if any total mortality benefit,
but they also suggested a significant antiarrhythmic benefit. Either as
a primary13 or as a
secondary12 end point, survival from arrhythmic
death or resuscitated ventricular fibrillation was
significantly improved by the drug. In contrast, total mortality was
not benefited as a primary end point12 and was
insignificantly benefited as a secondary end
point.13 These observations support a conclusion
that amiodarone may have clinical value in such patients as an
antiarrhythmic agent for morbidity and quality-of-life uses, without
evident adverse effect on mortality. Thus, although we agree with the
use of total mortality as the primary end point in trials seeking to
identify a mortality effect, we also believe that this does not negate
the value of companion trials using different end points. As an
example, the data from EMIAT and CAMIAT can be appropriately merged to
demonstrate different measures of clinical impact.
![]()
Placebo-Control Versus Positive-Control Studies
Top
Introduction
Outcomes Measures
Placebo-Control Versus...
Intention-to-Treat Versus...
Efficacy Versus Efficiency of...
Population Impact of Outcomes...
References
Alternative therapy comparisons, or positive controls, have been
used in all of the major trials of secondary prevention after survival
from life-threatening arrhythmias or of prevention of sudden
cardiac death among extremely high-risk patients. The reason is based
on the ethical consideration that, for known high-risk patients,
therapy that might be effective should not be withheld. Although the
ethical considerations are properly the controlling influence in study
designs for these populations, they do create problems for
interpretation of data. In a placebo-controlled trial without
significant imbalances after randomization, the so-called "natural
history" of the randomized study population can be determined. In
orthodox terms, true natural history refers to the outcome of an
untreated population. In practical usage, it refers to outcomes in the
presence of "standard therapy" among a population to be randomized
to one or more "test therapies." Unfortunately, the various
standard therapies in the two or more arms of a trial may become
unbalanced by the actions of study physicians or the physicians
treating patients. Imbalance is difficult to control and becomes the
subject of post hoc debates about interpretation of outcomes.
. The natural history curve (Fig 2A
)
demonstrates a hypothetical mortality risk in a high-risk population
that will be randomized to two different therapies (therapy 1 and
therapy 2). For purposes of discussion, the assumption is made that the
outcome data demonstrate that therapy 1 is significantly superior to
therapy 2. In Fig 2B
, 2C
, and 2D
, the two outcome curves demonstrate
the same relative magnitude of advantage of therapy 1 compared with
therapy 2. However, because the position of the natural history curve
(dashed line) is unknown in the absence of a placebo-controlled arm,
the interpretation of the relative difference, in relation to natural
history, is speculative. Three possible explanations for the difference
are illustrated. Fig 2B
suggests that therapy 2 has limited or no
mortality benefit, and its outcome is close to natural history. This
suggests that all of the difference is attributable to benefit of
therapy 1. The outcome in Fig 2C
attributes most of the difference to
adverse effects of therapy 2, similar to the outcome of CAST in the
presence of placebo. Therapy 1 therefore provides no benefit to the
patients, although its apparent outcome is better than that of therapy
2, creating a risk of misinterpretation. The true impact is that the
apparent benefit is spurious; neither therapy should be used, because
one has no effect and the other does harm. In Fig 2D
, a natural history
curve floats somewhere between the two observed outcome curves, with a
greater or lesser absolute benefit of therapy 1 over therapy 2.
However, it is impossible to know exactly how much of the apparent
benefit is true benefit, because the position of the natural history
curve is unknown. Without knowing the magnitude of the absolute benefit
of therapy 1, impact analysis of the data is subject to
error.

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Figure 2. Interpretation of trials using positive controls.
A, Curve illustrates hypothetical natural history of population among
which two therapies (T1 and T2) are to be compared. In a
placebo-controlled trial, this arm represents natural history
of population, assuming adequate balance of population characteristics
between placebo and treated arms. B, C, and D illustrate constant
difference between T1 and T2, but position of two curves varies in
relation to natural history curve. Natural history curve (dashed line)
is same in all four panels. B, T2 has no significant adverse effect or
benefit, and it approaches natural history. Difference between T1 and
T2 is accounted for by benefit of T1. C, Condition in which T1 has no
significant benefit, and difference between two curves is magnitude of
an adverse effect of T2. D suggests relationship in which natural
history is between T1 and T2, suggesting that part of difference is due
to benefit of T1 and part due to adverse effect of T2. Without placebo
arm, it is not possible to determine extent to which difference between
T1 and T2 represents benefit, adverse outcome, or a
combination.
). Consequently, arrhythmic death
outcomes, as a component of total mortality, may be contained by the
interaction of multiple generically similar outcomes. Clinical trials
of antiarrhythmic drug therapy have this special limitation in regard
to risk/benefit considerations, whether placebo-controlled or
positive-comparison in design. It is much easier to distinguish fatal
cerebral hemorrhage from fatal cardiac events with the use of
thrombolytic therapy in acute myocardial
infarction.
![]()
Intention-to-Treat Versus On-Therapy Analysis of Outcomes
Top
Introduction
Outcomes Measures
Placebo-Control Versus...
Intention-to-Treat Versus...
Efficacy Versus Efficiency of...
Population Impact of Outcomes...
References
Intention-to-treat analysis is the most commonly used
method for analyzing outcomes data. The rationale is the fact that drug
tolerance and compliance are important elements of drug efficacy, and
compliance failures and crossovers are important components of the
total efficacy evaluation. For placebo-controlled trials and perhaps
some medical/surgical comparison trials, it is hard to argue with that
logic. However, in complex, multiarm trials, especially those without a
placebo control, intention to treat can cause serious problems in
interpretation. When trials are designed to compare multiple
antiarrhythmic strategies for patients at risk for life-threatening
arrhythmias, crossover from one positive therapy to another
positive therapy may be required and can be confounding. An example
emerges from the partial data reported from the Cardiac Arrest Study of
Hamburg (CASH), in which the propafenone arm was stopped early because
of adverse outcome.18 The data were
analyzed on the basis of intention to treat. However, a number
of the deaths attributed to propafenone occurred after nonfatal
breakthrough arrhythmias or drug intolerance forced their
crossover into the other active therapy categories (metoprolol,
amiodarone, and implantable defibrillators). Analysis
of the propafenone mortality events demonstrates that a significant
number of the propafenone-attributed deaths occurred among patients who
were not receiving the drug at the time of death. The significance of
the difference between propafenone and other therapies may disappear in
an on-therapy analysis. Thus, although the data do suggest
adverse morbidity and quality-of-life issues related to propafenone, a
true adverse mortality effect should not be considered proven on the
basis of the intention-to-treat
analysis.18 Consider further (in the
absence of CAST) a hypothetical trial comparing amiodarone with
flecainide in a population of patients with ischemic heart
disease at high risk for life-threatening ventricular
arrhythmias. If the study design allowed crossover and 26% of
the patients on amiodarone had to have amiodarone
therapy stopped, as was observed in CAMIAT,13 an
intention-to-treat analysis might have implied that
amiodarone did harm compared with flecainide. Both the EMIAT
and CAMIAT investigators presented their data by both
intention-to-treat and on-treatment analyses. The on-treatment
analyses in both studies reinforced and strengthened the
concept that amiodarone is an effective antiarrhythmic agent,
without modifying the total mortality end point. Although on-treatment
analyses may, in some circumstances, bias outcome data, it was
a helpful way to manage the data because it provides the reader of
those reports the opportunity to interpret the impact of antiarrhythmic
effect. In addition, if it was of value in these relatively
straightforward drug-versus-placebo trials, the dual analysis
becomes even more valuable in a multiple-intervention trial without a
placebo arm, such as CASH.
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Efficacy Versus Efficiency of Therapeutic Interventions
Top
Introduction
Outcomes Measures
Placebo-Control Versus...
Intention-to-Treat Versus...
Efficacy Versus Efficiency of...
Population Impact of Outcomes...
References
Most trial outcomes focus on therapeutic efficacy, based on the
fractional or relative reduction of end-point events in a treatment
group compared with a placebo or an alternative treatment group.
However, if event rates in a study population are low, relative outcome
improvements may have only limited impact on the total treated
population, even if very large fractional reductions of outcome events
are demonstrated. We have used the term therapeutic efficiency in
referring to the relationship between relative risk and absolute event
rates.5 Efficiency considerations are an integral
part of economic impact analyses of clinical trials but have
attracted less attention as a method for defining clinical impact. Fig 3
, based on the recently reported AVID
trial data,19 illustrates this point. AVID
(Antiarrhythmics Versus Implantable Defibrillators) was a study of
implantable cardioverter-defibrillator (ICD) therapy versus
amiodarone or sotolol in survivors of cardiac arrest or
hemodynamically or clinically significant
ventricular tachycardia (VT). The trial was
stopped early because of a large relative benefit of ICD therapy. At 2
years of follow-up, the data demonstrated that the drug-treated
comparison group (the majority of whom received amiodarone) had
a 25% total mortality rate. Assuming that this represents the
natural history (ie, amiodarone and sotolol have neither
benefit or adverse effect), an assumption that is subject to error, the
outcome attributable to ICD therapy represents an impressive
27% reduction in relative risk, based on the observed 18% mortality
rate in the ICD group at 2 years. Although the conclusion is precisely
correct from a statistical viewpoint, the efficacy statement does not
address the issue of efficiency of therapy among the target population.
Specifically, because of the inability to prospectively identify the
patients from among the total population at risk who are going to have
events during follow-up, many more patients will have to receive the
defibrillators than will benefit from them in order to protect the
universe of patients identified by the AVID criteria (Fig 3
). If
amiodarone and sotolol provide no benefit and do no harm, the
ICD benefit for the total treated population is diluted by the 75% of
patients who will not have events if untreated, ie, the absolute event
rate. Because the numerator remains constant, the absolute event rate
analysis indicates that the percent reduction of events among
the total population that must be treated is
7%. A similar
analysis of MADIT (the Multicenter Antiarrhythmic Defibrillator
Intervention Trial)20 demonstrates that a 54%
relative reduction in all-cause mortality represents a 17%
absolute reduction (Fig 4
). If the
antiarrhythmic drugs in the comparison arm of either study did harm,
however, the absolute risk reduction provided by the ICD would be
lower. Conversely, if the drugs also provided some degree of benefit,
the absolute ICD benefit would be even greater than it appears. Neither
of these latter speculations can be confirmed or rejected by the data
in a positive-control design. Finally, both studies had an imbalance of
ß-blocker use in the ICD groups.19 20 Although
it is highly unlikely that ICD benefit is completely neutralized by a
beneficial effect of these drugs, the true magnitude of
ICD-attributable benefit may be lower.

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Figure 3. Efficacy and efficiency in AVID. A, Implantable
cardioverter-defibrillator (ICD)-treated subgroup had an 18% mortality
at 2 years, vs 25% in drug-treated group, a 27% reduction among
population having events. B, When relative reduction is extrapolated to
total treated population, reduction of fatal events among total
population is 7%.

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Figure 4. Outcomes in implantable cardioverter-defibrillator
(ICD) trials. Trials shown, of which 3 have been completed (MADIT,
AVID, and CABG-Patch), 1 has been partially reported (CASH ), and 1 is
beginning (SCD-HeFT), all were designed to determine benefit of ICD. In
3, ICD therapy is compared with drug therapy (MADIT, AVID, CASH), 1
compares ICD with usual treatment (CABG-Patch), and 1 compares ICD with
placebo and drug therapy (SCD-HeFT). In each, observed or projected
2-year mortality risks are shown. For the completed trials, relative
reduction of mortality with ICD therapy (efficacy) and absolute
reduction in treated population having patient characteristics
(efficiency) are provided. Projected or observed 2-year risks in
the 5 studies are similar, with MADIT being somewhat higher and
CABG-Patch somewhat lower. In each case, absolute population efficiency
is significantly lower than relative efficacy. In study that did not
require a manifest arrhythmia marker (CABG-Patch), there was no
benefit of ICD. SCD-HeFT has similar design characteristic. MI
indicates myocardial infarction; VT and VTachy, ventricular
tachycardia; PA, procainamide; V Fib,
ventricular fibrillation; EF, ejection fraction; SAECG,
signal-averaged ECG; and CHF, congestive heart failure.
). For example, in the Helsinki heart
study, the 34% reduction of cardiovascular events in
the gemfibrozil-treated group accounted for a 1.4% reduction of events
among the total treated population.9 In the
pravastatin trial (CARE), a 24% relative risk reduction
accounted for a 3% absolute reduction among the qualifying
population.10 In the Lipid Research Clinics
trial, a 24% relative reduction of risk of fatal cardiac events
calculates to an absolute reduction of 0.4% among the treated
population. Finally, an analysis of data from 16
placebo-controlled trials of 3-hydroxy-3-methylglutaryl coenzyme A
reductase inhibitors demonstrated that there was a 28%
decrease in relative risk of fatal cardiovascular
events.23 The absolute reduction for a treated
universe of such patients calculated to a 1.7% decrease. Similar
efficiency statements were derived from thrombolytic
intervention trials. For instance, in the first GISSI report, in which
streptokinase was compared with usual treatment, the 18% relative
reduction in mortality risk (P<.0002), when distributed
among the total qualifying population, calculated to an absolute
benefit of 2.3% among the treated
population.24

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Figure 5. Efficacy and efficiency among various
cardiovascular trials. Patterns of efficacy and
efficiency are illustrated from data contained in seven reports cited
in text (References 8, 9, 10, 21, 22, 23, 24). Lipid-lowering studies
demonstrated excellent efficacy for both primary and secondary
prevention. However, efficiency was low, with more general primary
prevention trials being lowest. Only carvedilol trials in heart failure
demonstrated efficiencies on the order of magnitude of those observed
in MADIT and AVID (see Fig 4
). RR indicates risk reduction; LRC, Lipid
Research Clinics; CV, cardiovascular;
[10], primary prevention trial; [20]
secondary prevention trial; and MI, myocardial infarction.
![]()
Population Impact of Outcomes of the Emerging Trials
Top
Introduction
Outcomes Measures
Placebo-Control Versus...
Intention-to-Treat Versus...
Efficacy Versus Efficiency of...
Population Impact of Outcomes...
References
Analyses of risk for sudden cardiac death have highlighted
the fact that the highest-risk subgroups, on which much attention is
focused because of the magnitude of risk of sudden cardiac death,
identify only a small proportion of the total of 300 000 sudden
cardiac deaths that occur in the United States
annually.25 Although concentration of risk may be
achieved by considering time-dependent
influences,5 the majority of the potential
victims are hidden within larger population pools, such as those with
coronary risk factors who have not yet had events and the
unselected general population. Most of the recently reported major
trials enrolled patients in the highest-risk subgroups because they
yield event rates high enough to design trials with relatively small
numbers of patients (Fig 4
). In exchange, they provide data applicable
to only small numbers of the total sudden death risk
population.5 25 MADIT was a study of
very-high-risk postmyocardial infarction patients with low ejection
fractions, ambient nonsustained VT, inducible sustained VT, and failure
of antiarrhythmic therapy to suppress inducible
arrhythmias.20 In contrast, AVID studied
out-of-hospital cardiac arrest survivors with similar ejection
fractions but no other arrhythmia
requirements.19 Each of these two trials
demonstrated a major benefit in favor of the defibrillator (see Fig 4
),
but each represents only a small proportion of the total sudden
death risk population (Fig 6
). It is
important to appreciate, nonetheless, that because they
represent two different populations, the impact of the AVID and
MADIT data are additive.

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Figure 6. Population impact of emerging implantable
defibrillator trials. Estimates of incidences and absolute numbers of
sudden cardiac deaths among six defined populations are shown. Arrows
indicate that trials such as MADIT, AVID, and CASH have impact on a
small fraction of total number of sudden cardiac deaths. It is likely
that SCD-HeFT represents a larger fraction of population at
risk. Even though each of these categories is additive because they
represent different subgroups, they do not approach a
cumulative majority of patients at risk for sudden death. EF indicates
ejection fraction; VF/VT, ventricular
fibrillation/tachycardia; and MI, myocardial
infarction.
). Another interpretation might be based on the
fact that MADIT and AVID both had active arrhythmia markers
(nonsustained VT and inducibility in MADIT and cardiac arrest or
sustained VT in AVID), which serve as specific identifiers of benefit
for implantable defibrillator therapy. The encouraging aspect of the
latter interpretation is the possibility that active arrhythmia
markers provide information specific for ICD benefit, which can serve
to improve efficiency of ICD usage.27 Fig 6
demonstrates the position of the study populations in each of these
trials in relation to the general analysis of risk of sudden
cardiac death.
35% and
NYHA functional class II or III heart failure. There are no
arrhythmia requirements. It is, in effect, a heart failure
counterpart to the CABG-Patch trial, because this new trial requires
conventional therapy for heart failure in all limbs and compares the
two active therapies with placebo. The patients do not have an
antiarrhythmic indication dictated by manifest arrhythmias,
clinically or by electrophysiological
testing. Similarly, a follow-up study to MADIT has begun. MADIT II will
enroll patients who have prior myocardial infarction, ejection
fractions
30%, and PVCs (
10 per hour or couplets). Patients will
be randomized to receive or not to receive ICDs. An attempt will be
made to minimize use of antiarrhythmic drugs and maximize ACE
inhibitor and ß-adrenergic blocker use in both groups.
These new trials will study other population segments presumed to be at
risk for sudden death and should provide additional information about
the role of various therapies. They also may be applicable to larger
subgroups than either MADIT or AVID. If no differences are observed
between ICD, amiodarone, and placebo in SCD-HeFT, this will
further support the notion from CABG-Patch, MADIT, and AVID that an
active clinical arrhythmia marker provides resolution power for
ICD benefit.
), but
they have limited efficiency. To achieve greater efficiencies, much
more focused identification of subgroups, within the general
population, at risk for sudden death is required. This may ultimately
emerge from genetic or clinical markers identifying individuals at
specific risk for life-threatening
arrhythmia.7 In the meantime, the
piecemeal approach mandated by ethical consideration is gradually
providing new insights into the problem of sudden death prevention.
Cumulatively, our understanding is beginning to increase.
Interpretation of outcomes of clinical trials of antiarrhythmic
therapies and their application to the practice of medicine are
exercises in circumspection. Distinctions between statistical validity
and clinical or population impact may be difficult. Most large clinical
trials are, in fact, designed with proper data management strategies.
However, as outcomes are translated and applied to practical clinical
use, questions about impact and the extent to which observations can be
generalized must be faced continuously. To achieve this, both relative
and absolute analyses of data should be strongly emphasized in all
clinical trial reports.
![]()
Acknowledgments
Dr Myerburg is funded in part by the American Heart Association
Chair in Cardiovascular Research at the University
of Miami, and by grant HL21735 from the NIH, NHLBI.
![]()
References
Top
Introduction
Outcomes Measures
Placebo-Control Versus...
Intention-to-Treat Versus...
Efficacy Versus Efficiency of...
Population Impact of Outcomes...
References
1.
The Cardiac Arrhythmias Suppression Trial
Investigators. Preliminary report: effect of encainide and flecainide
on mortality in a randomized trial of arrhythmia suppression
after myocardial infarction. N Engl J Med. 1991;321:406412.[Abstract]
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