(Circulation. 1997;96:3224-3232.)
© 1997 American Heart Association, Inc.
Articles |
From the Departments of Medicine and Physiology, Hunter Holmes McGuire Department of Veterans Affairs Medical Center and Medical College of Virginia, Virginia Commonwealth University, Richmond.
Correspondence to Dwain L. Eckberg, MD, Hunter Holmes McGuire Department of Veterans Affairs Medical Center, 1201 Broad Rock Blvd, Richmond, VA 23249. E-mail deckberg{at}aol.com
Key Words: nervous system, autonomic electrocardiography physiology
| Introduction |
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0.1 Hz by spectral
power centered at higher, primarily respiratory frequencies. This
ratio, or sympathovagal balance, has been embraced with great
enthusiasm2 because it offers new possibilities
for understanding dynamic, critically important autonomic
interrelations in humans by the use of totally noninvasive, unobtrusive
means.3 The broad bases for this mathematical treatment are as follows: (1) 0.1-Hz RR intervals are importantly mediated by fluctuations of sympathetic nerve activity; (2) higher-frequency RR-interval rhythms are mediated almost exclusively by fluctuations of vagal-cardiac nerve activity; and (3) physiological interventions tend to provoke reciprocal changes of sympathetic and vagal neural outflows. Sympathovagal balance, the ratio of these periodicities, is taken to reflect the balance between the opposing neural mechanisms. This review examines the physiological foundations of sympathovagal balance.
| The Method and Its Mathematics |
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Autoregressive analyses of short (
5 minutes) RR-interval time
series typically yield three peaks in very low (0 to 0.04 Hz; VLF), low
(0.04 to 0.15 Hz; LF), and respiratory or high (0.15 to 0.40 Hz; HF)
frequency ranges.6 Published examples (Fig 1
in
Reference 11 and Figs 5c
and 5d
in Reference 66 ) suggest that in such
short-term recordings, these three frequencies account for
almost all spectral power (in the examples, 94.6%, 96.1%, and
98.5%). Therefore, in practice, power in normalized (also called
relative or fractional) units (nu) is power centered at the frequency
of interest (LF or HF) divided by total power less power at VLFs. Thus,
LF nu=LF/(LF+HF) and HF nu=HF/(LF+HF). Sympathovagal balance is the
ratio between LF and respiratory-frequency powers. Sympathovagal
balance (in dimensionless units) is simply the ratio of absolute LF to
absolute HF power, or LF/HF.
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Several consequences issue from the mathematics of sympathovagal balance. First, a change of either the numerator or the denominator must change the fraction. Thus, a reduction of LF with no change of HF will reduce the fraction, and a reduction of HF with no change of LF will increase the fraction. According to published precedents,1,3 the former change would be interpreted as a shift of sympathovagal balance toward vagal predominance and the latter as a shift of sympathovagal balance toward sympathetic predominance. Second, because calculations of normalized LF and HF powers involve merely rearrangement of the same LF and HF terms, a change of normalized LF power must necessarily be associated with a change of normalized HF power. For the same reason, relations among the different calculated values can be predicted simply on the basis of mathematics. For example, if LF and HF are distributed nearly normally, sympathovagal balance, plotted as a function of normalized LF power, will be almost exponential.
The remaining discussion touches on some of the physiological and pathophysiological processes that contribute to sympathovagal balance. The discussion is organized as a series of postulates that I believe tacitly or explicitly underlie the concept.
The Numerator
Human cardiovascular rhythms occurring at
0.1
Hz are of great interest because they convey information regarding
activity of the sympathetic nervous system. Healthy humans may have
strong fluctuations of muscle sympathetic nerve activity about every 10
seconds,7 a period that is sufficiently long for
vascular smooth muscle and sinoatrial node effectors to respond to
released norepinephrine and to modulate
arterial pressure and heart
rate.8
LF RR-Interval Rhythms Reflect Sympathetic Nerve Traffic to
the Heart
Malliani and coworkers3 published what may
be the only power spectral analyses of sympathetic and vagus
nerve traffic assumed but not proven to be destined for the heart. Fig 1
shows preganglionic thoracic
sympathetic and vagus nerve discharges measured from one artificially
ventilated decerebrate cat. My integration of the two LF spectral
powers in this figure suggests that sympathetic spectral power is
15% greater than vagal spectral power.
Kingwell and colleagues9 studied healthy supine subjects and found no significant correlation between myocardial norepinephrine spillover and absolute or relative 0.1-Hz RR-interval spectral power. Saul and coworkers10 also studied healthy supine subjects and found no significant correlation between baseline peroneal sympathetic nerve activity expressed as bursts/min (or antecubital vein plasma norepinephrine levels) and absolute or normalized LF heart rate spectral power.
Hopf et al11 and Introna et al12 measured RR-interval spectral power before and after high spinal anesthesia. Sympathetic blockade in the supine position (but see responses to tilt below) did not alter absolute or relative 0.1-Hz RR-interval spectral power significantly.
Pagani et al1 reported that propranolol 0.2 mg/kg IV does not reduce normalized 0.1-Hz RR-interval spectral power significantly. Moreover, Jokkel et al13 reported that short-term ß-adrenergic blockade actually increases 0.1-Hz frequency RR-interval spectral power. Long-term ß-adrenergic blockade reduces normalized 0.1-Hz RR-interval spectral power.1
Low-dose cholinergic blocking drugs, such as atropine and scopolamine, paradoxically increase average RR intervals14 and LF RR-interval spectral power.15 Increased LF spectral power is unlikely to be due to increased sympathetic nerve traffic because atropine does not alter (muscle) sympathetic nerve activity or plasma norepinephrine levels.16 Conversely, large-dose atropine abolishes nearly all RR-interval spectral power in LF as well as HF ranges.17,18 The simplest interpretation of the effects of large-dose atropine is that it blocks sinoatrial responses to acetylcholine released by vagus nerve traffic; atropine does not alter heart rate in the absence of vagus nerve activity.19
Thus, vagal contributions to baseline LF RR-interval fluctuations are great, and evidence that baseline LF RR-interval spectral power is related quantitatively to sympathetic-cardiac nerve traffic is nonexistent.
Changes of 0.1-Hz RR-Interval Spectral Power Reflect Changes of
Sympathetic-Cardiac Nerve Traffic
Two groups have sought correlations between muscle sympathetic
nerve traffic and heart rate or RR-interval spectral power over a range
of arterial pressures provoked by graded infusions of
nitroprusside and phenylephrine. Saul and
coworkers10 found significant correlations
between sympathetic nerve activity, expressed as bursts/min, and
normalized LF heart rate spectral power, but only in 4 of 10 subjects
studied. Pagani and associates20 found no
significant correlation between sympathetic nerve activity, expressed
as bursts/min, and normalized LF RR-interval spectral power. However,
Pagani did find a highly significant but probably weak correlation
between sympathetic nerve activity, expressed as burst area per second,
and normalized LF RR-interval spectral power.
The studies by Saul et al10 and Pagani et al20 differ in several respects. First, Saul normalized sympathetic bursts; Pagani did not. Normalization is necessary because burst heights differ among individuals; if sympathetic activity is not normalized, subjects with large sympathetic bursts will dominate average results. Second, subjects in the study by Saul et al controlled their breathing frequencies; those in the study by Pagani et al did not. As discussed below, breathing frequency profoundly influences spectral power measurements. Third, Saul reported individual regressions; Pagani did not. (It cannot be determined from the article by Pagani et al if there is a significant correlation between muscle sympathetic burst area per second and normalized LF RR-interval spectral power.) Rather, Pagani used a nonparametric regression analysis (Theil21) of all his data, both within and across subjects. This may have been inappropriate, because the Theil method requires that data be stochastically independent. Repeated measures (seven in each subject) violate this condition.
Koh and coworkers18 also measured RR-interval
spectral power during infusions of nitroprusside and
phenylephrine. Fig 2
shows
RR-interval spectral power of healthy subjects and patients with
complete high cervical spinal cord injuries during saline infusion and
two or three levels of nitroprusside and phenylephrine.
Arterial pressures (not shown) are highest toward the back
and left and lowest toward the front and right of both graphs. Changes
of spectral power in the 0.05- to 0.15-Hz range (enlarged in the
insets) were different in the two groups. Healthy subjects (right) did
not alter their LF RR-interval spectral power systematically.
Tetraplegic patients, on the other hand, altered their LF RR-interval
spectral power systematically but in direct, not inverse, proportion to
arterial pressure changes.
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Koh et al18 concluded that vagal mechanisms contribute importantly to baroreflex-mediated 0.1-Hz RR-interval spectral power in both healthy subjects and tetraplegic patients. In healthy subjects, LF spectral power does not change systematically, because arterial pressure changes provoke reciprocal changes of sympathetic and vagal nerve fluctuations, which cancel one another. Conversely, in tetraplegic patients, who lack the ability to modulate sympathetic nerve activity according to changes of baroreceptor input, LF RR-interval spectral power changes in proportion to arterial pressure. Koh's conclusion that baseline 0.1-Hz RR-interval rhythms importantly reflect fluctuations of vagus nerve traffic was supported by responses of both healthy subjects and tetraplegic patients to large-dose atropine, which nearly abolished LF RR-interval spectral power.
Thus, most evidence refutes the notion that LF RR-interval spectral power tracks baroreflex-mediated changes of sympathetic nerve activity; the published documentation of a weak association20 may have resulted from use of inappropriate statistical methods.
The Denominator
Respiratory-Frequency RR-Interval Fluctuations Reflect Vagus Nerve
Traffic to the Heart
The denominator in the sympathovagal balance equation comprises
higher, primarily respiratory-frequency RR-interval spectral power. HF
RR-interval fluctuations are thought to be mediated by fluctuations of
vagal activity because in anesthetized but spontaneously
breathing dogs, they are proportional to vagus nerve
traffic,22 and in humans, they are nearly
abolished by large-dose atropine.14,17,23
Eckberg,24 Fouad et al,23
and Hayano et al25 promoted respiratory-frequency
RR-interval fluctuations as noninvasive indexes of vagal-cardiac nerve
traffic in humans. Kollai and Mizsei26 qualified
this recommendation. They compared respiratory peak minus valley
RR-interval changes with RR-interval shortening provoked by large-dose
atropine after ß-adrenergic blockade. Although their study supported
the use of respiratory RR-interval fluctuations as indexes of
vagal-cardiac nerve traffic, it showed that this measure is not a
perfect index.
Thus, baseline respiratory-frequency RR-interval fluctuations are related significantly but imperfectly to the level of human vagal-cardiac nerve traffic.
Changes of HF RR-Interval Fluctuations Reflect Changes of Vagus
Nerve Traffic to the Heart
Studies by Eckberg et al27 and Goldberger et
al28 in humans extended observations made much
earlier by Anrep et al in dogs,29 which
challenged the notion that respiratory-frequency RR-interval
fluctuations are proportional to vagal-cardiac nerve activity during
changes of arterial pressure. Fig 3
, adapted from the study by Eckberg et
al,27 shows average diastolic
arterial pressure (range, 70 to 86 mm Hg), RR
intervals, and peak minus valley RR-interval changes during graded
infusions of nitroprusside and phenylephrine in healthy
supine subjects breathing at a fixed frequency of 0.2 Hz. Over this
arterial pressure range, RR intervals but not peak minus
valley RR-interval changes were proportional to diastolic
arterial pressure. (In the studies by both Eckberg et al
and Anrep et al, however, larger arterial pressure
reductions provoked parallel reductions of RR intervals and peak minus
valley RR-interval changes.)
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There are also circumstances in which changes of HF RR-interval
fluctuations may not reflect changes in vagal-cardiac nerve traffic at
all. Brown and coworkers2 measured RR-interval
spectral power in healthy supine subjects who breathed to a constant
depth at frequencies between 0.4 and 0.1 Hz (24 to 6 breaths/min). Fig 4
indicates that maximum spectral power
was
10-fold greater at the slowest breathing frequency (to the left
and back) than at the fastest breathing frequency (to the right and
front). Notwithstanding the huge differences in spectral power at
different breathing frequencies, mean RR intervals (right) were nearly
constant across all breathing frequencies. In that study, the constancy
of RR intervals was taken as inferential evidence for the constancy of
vagal-cardiac nerve traffic.30
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Brown's data document a pivotal, largely ignored2 role for respiration as a determinant of HF RR-interval spectral power. Grossman et al31 studied the usefulness of respiratory-frequency RR-interval fluctuations as indexes of tonic vagal-cardiac neural outflow, as reflected by mean RR intervals, in healthy subjects after ß-adrenergic blockade. They documented a reasonable correspondence between the two measures during interventions that raised or lowered tonic vagal-cardiac outflow, but only when respiration was controlled (and therefore accounted for). When respiration was not controlled, respiratory-frequency RR-interval fluctuations bore no significant relation to tonic vagal-cardiac nerve activity.
Saul and coworkers32 made a convincing case that
there is no need to postulate changes of vagal-cardiac nerve traffic to
explain the RR-interval variability shown in Fig 4
(left); such
variability can be explained simply on the basis of the kinetics of
sinoatrial node responses to acetylcholine. During slow breathing,
responses to acetylcholine are expressed more fully than during rapid
breathing, when responses to one mainly expiratory bolus of
acetylcholine merge with responses to the next, and fluctuations of RR
intervals are minimized. Data shown in Fig 4
(left) may apply to the
numerator as well as the denominator of the sympathovagal equation;
during periods of slow breathing (which healthy people
have33), LF and respiratory-frequency center
frequencies may be the same.
Thus, moderate changes of arterial pressure, which alter vagal-cardiac nerve activity, do not change HF RR-interval fluctuations, and changes of breathing frequency and depth, which profoundly alter HF RR-interval fluctuations, may not change vagal-cardiac nerve activity at all.
The Quotient
The foregoing discussion treats the numerator and denominator of
the sympathovagal fraction separately, with the unstated belief that
these measures should correspond with actual levels of nerve traffic. I
now discuss the quotient itself.
Sympathetic and Vagal Nerve Activities Change Reciprocally
Immersion of the face in cold water, a "diving reflex,"
provokes simultaneous increases of muscle sympathetic nerve
activity34 and
bradycardia,35 which can be prevented by
large-dose atropine. Reductions of carbon dioxide chemoreceptor
stimulation appear to lead to parallel reductions of sympathetic and
vagal nerve activities (D.L.E., MD, et al, unpublished data, 1997).
There may be no physiological intervention more likely to change sympathetic and vagal outflows reciprocally than the arterial baroreflex. However, examination of baroreflex physiology exposes layers of complexity that qualify the notion that changes of baroreceptor activity trigger simple reciprocal changes of sympathetic and vagal nerve outflow.
All evidence points to the fact that humans lie above threshold on
their arterial pressure-sympathetic and -vagal response
relations. Fig 5
shows average changes of
muscle sympathetic nerve and RR-interval (vagal) responses to abrupt
increases and decreases of carotid baroreceptor input provoked by
changes of external neck pressure.36 The resting
position of the subjects studied on their arterial
pressuresympathetic response relations was eccentric, being close to
threshold. The consequence of this is that although small increases of
arterial pressure provoked reciprocal changes of
sympathetic and vagal neural outflows, larger increases of pressure
provoked exclusively increases of vagal-cardiac nerve activity. Fig 5
(right) indicates that these subjects lie in the middle their vagally
mediated arterial pressureRR-interval response relations.
However, other studies indicate that some healthy subjects lie in the
threshold37 or saturation38
regions of this relation.
Thus, some physiological interventions provoke parallel, not reciprocal, changes of vagal and sympathetic nerve activity, and other interventions, such as baroreceptor stimulation, provoke reciprocal changes, but only over a very limited range of arterial pressure.
Measurements of Sympathovagal Balance Are Applicable to Patients as
Well as Healthy Subjects
There are at least two problems with the use of sympathovagal
balance in patients with heart failure. First, responses of
heart failure patients to baroreflex forcings may be qualitatively
different from those of healthy people. Heart failure patients may not
increase their plasma norepinephrine levels during upright
tilt,39 and they may reduce rather than increase
their plasma norepinephrine levels39
and muscle sympathetic nerve traffic40 during
pharmacological arterial pressure reductions. Second,
although heart failure patients may have extraordinarily high levels of
muscle sympathetic nerve activity,16,41 plasma
norepinephrine,42 and cardiac
norepinephrine spillover43,44 and
low RR-interval SDs (Fig 6
),16 their
calculated sympathovagal balance is extremely
low.3,45
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There are other patients in whom the concept of sympathovagal balance may not apply. Although hypertensive patients may have average breathing rates comparable to those of normotensive people, they are much more likely to have episodic slow breathing and even apnea.46 Tetraplegic patients breathe more rapidly than healthy people.47 In such patient groups, profound differences in sympathovagal balance may arise simply on the basis of systematic differences in breathing.
Thus, measures of sympathovagal balance are not valid in heart failure patients and may not be valid in hypertensive or sleep apnea patients.
Changes of Sympathovagal Balance Reflect Changes of the Ratio of
Sympathetic to Vagus Nerve Traffic to the Heart
The intervention that makes the most compelling case for
sympathovagal balance is upright tilt. Iwase and
colleagues48 showed that muscle sympathetic nerve
activity increases linearly with the sine of the angle during passive
head-up tilt. Hopf and coworkers11 reported that
epidural anesthesia reduces sympathovagal balance in the
upright tilt position. Montano and coworkers49
and Mukai and Hayano50 extended this observation
by showing that sympathovagal balance increases linearly with the angle
of tilt. However, both groups showed that this increase results from
progressive reductions of HF RR-interval spectral power without
progressive reciprocal increases of LF RR-interval spectral power.
Burke and coworkers51 showed clearly that in some
individuals,
0.1-Hz fluctuations of muscle sympathetic nerve
activity increase in the upright position. However, they also showed
that some subjects reduce their muscle sympathetic nerve traffic in the
upright position. Wallin and coworkers52 showed
that although upright tilt increases myocardial
norepinephrine spillover (and presumably
sympathetic-cardiac nerve activity), it does not increase 0.1-Hz
RR-interval spectral power.
Exercise is another physiological perturbation that affects autonomic neural outflow profoundly. During exercise, muscle sympathetic nerve activity53 and myocardial norepinephrine spillover43 increase and vagal-cardiac nerve activity (as reflected by instantaneous RR-interval shortening) decreases.54 Sympathovagal balance, however, decreases during intense exercise55 in proportion to the intensity of exercise.56 Calculations of sympathovagal balance may give specious results during light exercise as well; two groups57,58 showed that the RR-interval shortening that occurs during the transition from rest to light exercise is due almost exclusively to vagal withdrawal. Therefore, the apparent shift from vagal to sympathetic predominance at the beginning of exercise55 probably reflects vagal withdrawal without concurrent sympathetic excitation.
Thus, neither upright tilt (arguably the flagship of sympathovagal balance) nor light or heavy exercise provokes the reciprocal changes of sympathetic and vagal nerve traffic predicted by calculations of sympathovagal balance.
| Discussion |
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The concept of sympathovagal balance has been promoted in part on philosophical grounds. For example, sympathovagal balance has been compared with the action of the arm. Fine control of arm movements is made possible by simultaneous reciprocal changes of tension in flexor and extensor muscle groups.3 Although my review is of physiology, I also have philosophical problems with the concept. I am aware of no compelling physiological requirement that the levels of sympathetic and vagal nerve fluctuations be balanced. I am aware of no physiological evidence that fluctuations of sympathetic and vagus nerve activities "constantly interact."6 To be sure, oscillators influence one another in complex ways, and the two branches of the autonomic nervous system are "controlled and balanced." However, such control probably reflects the fact that sympathetic and vagal motoneurons respond to interrelated neural influences. My sense is that the construct of sympathovagal balance imposes attributes on physiological regulatory mechanisms that they do not possess.
I also have major concerns regarding the language used to support the
concept of sympathovagal balance. Qualifiers such as
"mainly"1 and
"mostly,"63 as in "0.1 Hz RR-interval
rhythms are mainly sympathetic," imply >50%. Is sympathovagal
balance a robust tool if sympathetic contributions to 0.1-Hz spectral
power are only marginally greater than vagal contributions, as Fig 1
indicates? The qualifiers "marker"3 and
"quantitative markers,"64 as in ">0.1-Hz
RR-interval spectral power is a marker of sympathetic traffic," are
vague. Can there be any doubt that sympathetic neural mechanisms
contribute to LF rhythms? Such contributions could arise simply on the
basis that sympathetically mediated65
fluctuations of arterial pressure provoke vagally mediated
fluctuations of RR intervals.66 Does the fact
that there is a sympathetic contribution mean that LF rhythms are
quantitative probes for sympathetic traffic?
The word "drive," as in "..normalized LF [low-frequency], an indicator of sympathetic drive,"64 and "..maneuvers enhancing vagal and sympathetic drive,"3 connotes nerve traffic rather than variability of nerve traffic. Similarly, the word "activity," as in "maneuvers enhancing sympathetic and vagal activities," connotes nerve traffic rather than variability of nerve traffic. The word "predominance," as in "vagal predominance,"1 is vague; in such a context, does predominance mean that vagal fluctuations are larger than sympathetic fluctuations or that absolute levels of vagus nerve traffic are larger than absolute levels of sympathetic nerve traffic? The recurring3,67 assertion that "..a reciprocal relation exists between these two rhythms [0.1 Hz and respiratory] that is similar to that characterizing the sympathovagal balance" is tautological. The word "modulation," as in "enhance the vagal modulation of the heart rate,"3 is binary, not graded; it is something that is present or not. These concerns about language reflect a larger concern that because the words are so familiar that the concepts engendered by these words may also be regarded as familiar. As this review suggests, I find many of the concepts foreign. In the end, however, it is not philosophy or language that must justify sympathovagal balance; it is physiology, which I have reviewed here.
The Numerator
It is inarguable that fluctuations of vagus nerve traffic
contribute to 0.1-Hz RR-interval spectral power; Fig 1
documents a
major vagal contribution. (It is curious that the near disappearance of
respiratory-frequency RR-interval spectral power after large-dose
atropine is taken as evidence that this component is vagally
mediated,1 but the near disappearance of 0.1-Hz
RR-interval spectral power is ascribed to different mechanisms.)
Myocardial norepinephrine spillover is the current gold standard for sympathetic traffic to the human heart; this measure correlates well with muscle sympathetic nerve traffic and plasma norepinephrine levels, at rest and during isometric exercise and mental arithmetic.9,52 Normalized 0.1-Hz RR-interval spectral power bears no significant relation to baseline levels or to baroreflex-mediated changes of myocardial norepinephrine spillover,9 muscle sympathetic nerve activity,10 or antecubital vein plasma norepinephrine concentrations.10
The Denominator
RR-interval shortening after large-dose atropine is given to
ß-adrenergically blocked subjects is the current gold standard for
vagal traffic to the human heart. Normalized respiratory-frequency
RR-interval spectral power at rest bears no significant relation to
RR-interval shortening after large-dose
atropine.25
Although there is a quantitative relation between respiratory-frequency
RR-interval spectral power and vagal-cardiac nerve
activity,22,26 moderate changes of vagal-cardiac
nerve activity from baseline, such as those that accompany increases or
decreases of arterial pressure, do not alter
respiratory-frequency RR-interval spectral power (Fig 3
). Conversely,
huge changes of HF RR-interval spectral power provoked by changes of
breathing (which in most sympathovagal balance research is neither
controlled nor measured2) may not reflect changes
of vagal-cardiac nerve traffic at all. It is unclear how sympathovagal
balance should be calculated or interpreted when systematic changes of
breathing frequency occur during the period of measurement, such as
those reported in patients with sleep
apnea.68
These considerations betray what I consider a fundamental misconception of what RR-interval rhythms represent. At arterial pressures moderately above and below baseline levels, HF RR-interval rhythms reflect primarily respiratory gating of vagal-cardiac motoneuron responsiveness to baroreceptor and other sensory receptor stimulation.69 At baseline arterial pressures, variations of RR-interval fluctuations associated with variations of breathing frequency or depth reflect primarily the kinetics of sinoatrial node responses to acetylcholine.32 Neither mechanism requires the fine-tuning of rhythmicity that is invoked to explain sympathovagal balance.
The Quotient
The intuitively attractive notion that changes of sympathetic and
vagal nerve activities occur reciprocally does not occur with all
interventions, including immersion of the face in iced
water34,35 and carbon dioxide chemoreceptor
stimulation (D.L.E., MD, et al, unpublished data, 1997). During these
interventions, both neural outflows appear to change in parallel. More
importantly, changes of sympathetic and vagal neural outflows do not
necessarily occur reciprocally with moderate changes of baroreceptor
input; increases of arterial pressure that are more than
modest increase vagal-cardiac nerve traffic but do not alter (muscle)
sympathetic nerve traffic. A highly significant inverse relation
between muscle sympathetic nerve activity and indirectly measured
vagal-cardiac nerve activity exists in heart failure
patients.16 However, calculations of
sympathovagal balance in heart failure patients yield extremely low
values,3,45 not the high values that would have
been predicted. Because of this, sympathovagal balance is qualified as
being useful only in patients with "less
advanced"3 stages of heart failure. This
qualification provides small comfort. How are patients whose heart
failure is severe enough to invalidate sympathovagal balance to be
identified? Does this noninvasive measure require corroboration by
invasive measurements of sympathetic nerve activity?
My review challenges both the notion that the linear increase of sympathovagal balance that occurs during upright tilt reflects a shift of autonomic predominance from vagal to sympathetic mechanisms and the extrapolation from this narrowly restricted circumstance to other very different circumstances.
The sympathovagal-balance literature is replete with disclaimers that spectral power reflects fluctuations, not absolute levels of autonomic nerve traffic (Akselrod's discussion is particularly thoughtful and probing70). My reading, however, suggests that the great majority of articles that use sympathovagal balance as a tool are based on the de facto notion that this number reflects the ratio of sympathetic to vagus nerve activities. This notion may even be stated explicitly. For example, Pagani and coworkers propose that "..the increased HF component of RR variability would indicate that during metronome breathing there is enhanced vagal tone."1
Grossman and Kollai71 liken RR-interval
fluctuations to ripples on a sea of varying depths. I am aware of no
arguments in the sympathovagal literature that support the view that it
is the fluctuations of nerve traffic (the ripples on the surface of the
sea) rather than the absolute levels (the depth of the sea) that are
important. Such justification is necessary. What evidence indicates
that during moderate changes of arterial pressure, such as
those shown in Fig 4
, the physiologically
relevant variable is the nearly constant fluctuations of vagus
nerve traffic rather than the varying absolute levels of vagus nerve
traffic that are proportional to arterial pressure?
In summary, if mathematical manipulation of RR-interval spectral power is to inspire confidence as a robust, reliable metric, it must be grounded solidly on physiological principles. It must stand on its own. This review calls attention to major problems with the construct of sympathovagal balance. It can be argued with some justification that my review raises objections to sympathovagal balance that have been stipulated. If the manifold problems this review documents are indeed, universally accepted, the review may still be useful in calling attention to what I consider the implication of these problems: calculations of sympathovagal balance may obscure rather than illuminate human physiology and pathophysiology.
| Acknowledgments |
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| Footnotes |
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| References |
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Y. Akehi, H. Yoshimatsu, M. Kurokawa, T. Sakata, H. Eto, S. Ito, and J. Ono VLCD-Induced Weight Loss Improves Heart Rate Variability in Moderately Obese Japanese Experimental Biology and Medicine, May 1, 2001; 226(5): 440 - 445. [Abstract] [Full Text] |
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J. J. Goldberger, S. Challapalli, R. Tung, M. A. Parker, and A. H. Kadish Relationship of Heart Rate Variability to Parasympathetic Effect Circulation, April 17, 2001; 103(15): 1977 - 1983. [Abstract] [Full Text] [PDF] |
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T H Haapaniemi, V Pursiainen, J T Korpelainen, H V Huikuri, K A Sotaniemi, and V V Myllyla Ambulatory ECG and analysis of heart rate variability in Parkinson's disease J. Neurol. Neurosurg. Psychiatry, March 1, 2001; 70(3): 305 - 310. [Abstract] [Full Text] [PDF] |
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D. M. Bloomfield, A. Magnano, J. T. Bigger Jr., H. Rivadeneira, M. Parides, and R. C. Steinman Comparison of spontaneous vs. metronome-guided breathing on assessment of vagal modulation using RR variability Am J Physiol Heart Circ Physiol, March 1, 2001; 280(3): H1145 - H1150. [Abstract] [Full Text] [PDF] |
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J. A. Shaw, J. P. F. Chin-Dusting, B. A. Kingwell, and A. M. Dart Diurnal Variation in Endothelium-Dependent Vasodilatation Is Not Apparent in Coronary Artery Disease Circulation, February 13, 2001; 103(6): 806 - 812. [Abstract] [Full Text] [PDF] |
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P. Van De Borne, N. Montano, K. Narkiewicz, J. P. Degaute, A. Malliani, M. Pagani, and V. K. Somers Importance of ventilation in modulating interaction between sympathetic drive and cardiovascular variability Am J Physiol Heart Circ Physiol, February 1, 2001; 280(2): H722 - H729. [Abstract] [Full Text] [PDF] |
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C. F. Notarius and J. S. Floras Limitations of the use of spectral analysis of heart rate variability for the estimation of cardiac sympathetic activity in heart failure Europace, January 1, 2001; 3(1): 29 - 38. [Abstract] [PDF] |
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K.-I. Iwasaki, R. Zhang, J. H. Zuckerman, J. A. Pawelczyk, and B. D. Levine Effect of head-down-tilt bed rest and hypovolemia on dynamic regulation of heart rate and blood pressure Am J Physiol Regulatory Integrative Comp Physiol, December 1, 2000; 279(6): R2189 - R2199. [Abstract] [Full Text] [PDF] |
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C. G. Crandall, R. Zhang, and B. D. Levine Effects of whole body heating on dynamic baroreflex regulation of heart rate in humans Am J Physiol Heart Circ Physiol, November 1, 2000; 279(5): H2486 - H2492. [Abstract] [Full Text] [PDF] |
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C. Keyl, A. Schneider, M. Dambacher, U. Wegenhorst, M. Ingenlath, M. Gruber, and L. Bernardi Dynamic Cardiocirculatory Control During Propofol Anesthesia in Mechanically Ventilated Patients Anesth. Analg., October 1, 2000; 91(5): 1188 - 1195. [Abstract] [Full Text] [PDF] |
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G. Paolisso, D. Manzella, M. R. Rizzo, E. Ragno, M. Barbieri, G. Varricchio, and M. Varricchio Elevated plasma fatty acid concentrations stimulate the cardiac autonomic nervous system in healthy subjects Am. J. Clinical Nutrition, September 1, 2000; 72(3): 723 - 730. [Abstract] [Full Text] [PDF] |
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S. Chowdhary, J. C. Vaile, J. Fletcher, H. F. Ross, J. H. Coote, and J. N. Townend Nitric Oxide and Cardiac Autonomic Control in Humans Hypertension, August 1, 2000; 36(2): 264 - 269. [Abstract] [Full Text] [PDF] |
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M. Petretta, L. Spinelli, F. Marciano, C. Apicella, M. L. E. Vicario, G. Testa, M. Volpe, and D. Bonaduce Effects of losartan treatment on cardiac autonomic control during volume loading in patients with DCM Am J Physiol Heart Circ Physiol, July 1, 2000; 279(1): H86 - H92. [Abstract] [Full Text] [PDF] |
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D. Cysarz, H. Bettermann, and P. van Leeuwen Entropies of short binary sequences in heart period dynamics Am J Physiol Heart Circ Physiol, June 1, 2000; 278(6): H2163 - H2172. [Abstract] [Full Text] [PDF] |
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D. Lucini, R. V. Milani, H. O. Ventura, M. R. Mehra, F. Messerli, and M. Pagani Study of Arterial and Autonomic Effects of Cyclosporine in Humans Hypertension, June 1, 2000; 35(6): 1258 - 1263. [Abstract] [Full Text] [PDF] |
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G. Paolisso, D. Manzella, N. Montano, A. Gambardella, and M. Varricchio Plasma Leptin Concentrations and Cardiac Autonomic Nervous System in Healthy Subjects with Different Body Weights J. Clin. Endocrinol. Metab., May 1, 2000; 85(5): 1810 - 1814. [Abstract] [Full Text] |
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J.M. Karemaker and K.I. Lie Heart rate variability: a telltale of health or disease Eur. Heart J., March 2, 2000; 21(6): 435 - 437. [PDF] |
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B. Nafz, J. Stegemann, M. H. Bestle, N. Richter, E. Seeliger, I. Schimke, H. W. Reinhardt, and P. B. Persson Antihypertensive Effect of 0.1-Hz Blood Pressure Oscillations to the Kidney Circulation, February 8, 2000; 101(5): 553 - 557. [Abstract] [Full Text] [PDF] |
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M. G. W. BARNAS, W. H. BOER, and H. A. KOOMANS Hemodynamic Patterns and Spectral Analysis of Heart Rate Variability during Dialysis Hypotension J. Am. Soc. Nephrol., December 1, 1999; 10(12): 2577 - 2584. [Abstract] [Full Text] |
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A. Stahle, R. Nordlander, and L. Bergfeldt Aerobic group training improves exercise capacity and heart rate variability in elderly patients with a recent coronary event. A randomized controlled study Eur. Heart J., November 2, 1999; 20(22): 1638 - 1646. [Abstract] [PDF] |
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J. A. Taylor, C. W. Myers, N. Montano, C. Cogliati, A. Porta, M. Pagani, A. Malliani, K. Narkiewicz, F. M. Abboud, and V. K. Somers Mathematical Treatment of Autonomic Oscillations - 2 • Response Circulation, October 12, 1999; 100 (15): e64 - e64. [Full Text] [PDF] |
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C. A. Swenne, J. Frederiks, A. V.G. Bruschke, R. Furlan, S. Piazza, S. Dell'Orto, F. Barbic, A. Bianchi, L. Mainardi, S. Cerutti, et al. Cardiac Neural Changes Before Vasovagal Syncope • Response Circulation, October 12, 1999; 100 (15): e67 - e67. [Full Text] [PDF] |
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L. Spinelli, M. Petretta, F. Marciano, G. Testa, M. A. E. Rao, M. Volpe, and D. Bonaduce Cardiac autonomic responses to volume overload in normal subjects and in patients with dilated cardiomyopathy Am J Physiol Heart Circ Physiol, October 1, 1999; 277(4): H1361 - H1368. [Abstract] [Full Text] [PDF] |
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C Kouakam, D Lacroix, N Zghal, R Logier, D Klug, P Le Franc, M Jarwe, and S Kacet Inadequate sympathovagal balance in response to orthostatism in patients with unexplained syncope and a positive head up tilt test Heart, September 1, 1999; 82(3): 312 - 318. [Abstract] [Full Text] [PDF] |
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A. Malliani The Pattern of Sympathovagal Balance Explored in the Frequency Domain Physiology, June 1, 1999; 14(3): 111 - 117. [Abstract] [Full Text] [PDF] |
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J. J. Goldberger Sympathovagal balance: how should we measure it? Am J Physiol Heart Circ Physiol, April 1, 1999; 276(4): H1273 - H1280. [Abstract] [Full Text] [PDF] |
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V. Pichot, J.-M. Gaspoz, S. Molliex, A. Antoniadis, T. Busso, F. Roche, F. Costes, L. Quintin, J.-R. Lacour, and J.-C. Barthelemy Wavelet transform to quantify heart rate variability and to assess its instantaneous changes J Appl Physiol, March 1, 1999; 86(3): 1081 - 1091. [Abstract] [Full Text] [PDF] |
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J. Freitas, S. Pereira, P. Lago, O. Costa, M.J. Carvalho, and A. FalcaO de Freitas Impaired arterial baroreceptor sensitivity before tilt-induced syncope Europace, January 1, 1999; 1(4): 258 - 265. [Abstract] [PDF] |
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P. Van De Borne, M. Hausberg, R. P. Hoffman, A. L. Mark, and E. A. Anderson Hyperinsulinemia produces cardiac vagal withdrawal and nonuniform sympathetic activation in normal subjects Am J Physiol Regulatory Integrative Comp Physiol, January 1, 1999; 276(1): R178 - R183. [Abstract] [Full Text] [PDF] |
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M. S. Houle and G. E. Billman Low-frequency component of the heart rate variability spectrum: a poor marker of sympathetic activity Am J Physiol Heart Circ Physiol, January 1, 1999; 276(1): H215 - H223. [Abstract] [Full Text] [PDF] |
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J. Minami, T. Ishimitsu, and H. Matsuoka Effects of Smoking Cessation on Blood Pressure and Heart Rate Variability in Habitual Smokers Hypertension, January 1, 1999; 33(1): 586 - 590. [Abstract] [Full Text] [PDF] |
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P. Sleight and L. Bernardi Sympathovagal Balance Circulation, December 8, 1998; 98(23): 2640 - 2640. [Full Text] [PDF] |
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M. Malik and D. L Eckberg Sympathovagal Balance: A Critical Appraisal • Response Circulation, December 8, 1998; 98(23): 2643 - 2644. [Full Text] [PDF] |
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A. Malliani, M. Pagani, N. Montano, and G. S. Mela Sympathovagal Balance: A Reappraisal Circulation, December 8, 1998; 98 (23): 2640 - 2643. [Full Text] [PDF] |
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V. Shusterman, B. Aysin, V. Gottipaty, R. Weiss, S. Brode, D. Schwartzman, K. P. Anderson, and for the ESVEM Investigators Autonomic nervous system activity and the spontaneous initiation of ventricular tachycardia J. Am. Coll. Cardiol., December 1, 1998; 32(7): 1891 - 1899. [Abstract] [Full Text] [PDF] |
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C. D Wagner and P. B Persson Chaos in the cardiovascular system: an update Cardiovasc Res, November 1, 1998; 40(2): 257 - 264. [Abstract] [Full Text] [PDF] |
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J. A. Taylor, D. L. Carr, C. W. Myers, and D. L. Eckberg Mechanisms Underlying Very-Low-Frequency RR-Interval Oscillations in Humans Circulation, August 11, 1998; 98(6): 547 - 555. [Abstract] [Full Text] [PDF] |
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R Sinnreich, J D Kark, Y Friedlander, D Sapoznikov, and M H Luria Five minute recordings of heart rate variability for population studies: repeatability and age-sex characteristics Heart, August 1, 1998; 80(2): 156 - 162. [Abstract] [Full Text] |
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J. A. Taylor, T. D. Williams, D. R. Seals, and K. P. Davy Low-frequency arterial pressure fluctuations do not reflect sympathetic outflow: gender and age differences Am J Physiol Heart Circ Physiol, April 1, 1998; 274(4): H1194 - H1201. [Abstract] [Full Text] [PDF] |
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