(Circulation. 1997;96:1408-1415.)
© 1997 American Heart Association, Inc.
Articles |
From the National Institute of Diabetes and Digestive and Kidney Diseases, Phoenix, Ariz.
Correspondence to Anne Fagot-Campagna, National Institute of Diabetes and Digestive and Kidney Diseases, 1550 E Indian School Rd, Phoenix, AZ 85014. E-mail fax{at}cu.nih.gov
| Abstract |
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Methods and Results Among 4553 Pima Indians
20 years old,
a population with low serum cholesterol (median, 4.50
mmol/L), 1077 deaths occurred during a mean follow-up of 12.8 years.
Trauma was the most common cause. The relationship between serum
cholesterol measured at 2-year intervals and age- and
sex-standardized mortality rates was U-shaped.
Cholesterol was related positively to mortality from
cardiovascular diseases and diabetes (including
nephropathy) and negatively to mortality from cancer and
alcohol-related diseases. The relationship was
U-shaped for mortality from infectious
diseases, and cholesterol was not related to mortality from
trauma. Change in cholesterol from one examination to the
next was positively related to mortality from diabetes. In
proportional-hazards models adjusted for potential confounders, the
relationship between baseline cholesterol and mortality was
U-shaped for all causes and diabetes and
positive for cardiovascular diseases. Other
relationships were nonsignificant. Among 3358 subjects followed
5
years, the relationship was significant and positive only for mortality
from cardiovascular diseases.
Conclusions Despite a high exposure risk for Pima Indians, if low cholesterol level is a causal factor, the relationships between low serum cholesterol and high mortality rates probably result from diseases lowering cholesterol rather than from a low cholesterol causing the diseases.
Key Words: cholesterol risk factors mortality
| Introduction |
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Pima Indians have, on average, lower cholesterol levels14 15 and lower death rates from cardiovascular diseases than the general US population,16 but they have high mortality rates from diabetes, accidents, homicides, suicides, and cirrhosis.16 Therefore, the association of low cholesterol with mortality may be highlighted in this population, even though cancer is not a leading cause of death. The present report evaluates the relationship between serum cholesterol levels and total and cause-specific mortality in Pima Indians.
| Methods |
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5 years old are invited to participate in
biennial research examinations, and
88% of the population has
participated.18 At each examination, the subject is asked
about smoking habits, and height and weight are measured with the
subject wearing light clothing and no shoes. BMI is calculated as
weight (kg) divided by the square of height (m2). Blood
pressures are measured to the nearest 2 mm Hg with the subject in
the supine position. Hypertension is defined by a systolic
blood pressure
140 mm Hg or a diastolic pressure
90 mm Hg and/or by current use of antihypertensive medicines.
Venous blood samples are collected after an overnight fast. Accuracy of
the cholesterol assay19 was monitored and
verified by the Centers for Disease Control and Prevention Laboratory
Program Office or the College of American Pathologists Survey Program.
A 75-g oral glucose tolerance test is administered, and type II
diabetes is diagnosed if the 2-hour glucose concentration is
11.1 mmol/L (200 mg/dL)20 or if
diabetes is documented in the course of routine medical
care.18 All Pima Indians examined at least once after the age of 20 years were included in the present analysis. Subjects were followed from this first examination until death or December 31, 1990. The study was approved by the institutional review board of the NIDDK and by the Tribal Council of the Gila River Indian Community.
Outcomes
The vital status of all subjects was ascertained as of the close
of the study. Records of deaths for community residents are
maintained on a continuing basis. Copies of death certificates are
obtained from the Arizona Department of Vital Statistics or from
agencies in other states for deaths that occur outside of Arizona.
Cause of death was determined from the underlying cause listed on the
death certificate and, in 686 cases occurring between 1975 and 1990,
was recoded according to a review of clinical and autopsy
records.16 Deaths occurring through 1974 were
classified according to the eighth revision of the ICD (ICD-8), and
those from 1975 on were classified according to ICD-9. Deaths were
divided into traumatic causes (ICD codes E 800 to 999, including
accidents, suicides, and homicides) and nontraumatic causes (ICD codes
000 to 799). Nontraumatic causes were further classified as
cardiovascular diseases, including ischemic
heart diseases, hypertension, and stroke (ICD codes 400 to 459); cancer
(ICD codes 140 to 208); chronic liver disease or alcoholism (ICD-8
codes 291, 303, 571; ICD-9 codes 291, 303, 571 to 572); diabetes or
nephropathy (ICD codes 250, 580 to 587); infectious
diseases (ICD-8 and -9 codes 000 to 139, 320 to 326, 460 to 466, 480 to
487, 540 to 543, 572, 590, 599, 680 to 686; ICD-8 codes 470 to 474,
720, 732; ICD-9 codes 728, 729, 730); and miscellaneous causes not
specified above. For 22 deaths (2%), death certificates could not be
obtained, and these cases were classified as miscellaneous causes
of death.
Statistical Methods
Characteristics at the baseline examination were compared over
quartiles of serum cholesterol with a
2 test for categorical variables and ANOVA
for continuous variables. Three variables were used to assess
the effect of cholesterol levels: interval
cholesterol, baseline cholesterol, and change
in cholesterol (Table 1
).
Mortality rates by strata of age, sex, diabetes, and quartiles of
interval cholesterol or change in cholesterol
were calculated as deaths per 1000 person-years and standardized by the
direct method for age and sex to the 1980 US population. The
significance of the difference in mortality rates between quartiles was
determined by a
2 test for stratified incidence
data.21 The Mantel-Haenszel procedure was used to control
for age and sex.22 The hypothesis of a difference between
the strata was evaluated by the general association test
(P), and the hypothesis of a linear trend over strata was
evaluated with the Mantel extension correlation test
(Ptrend).23 Mortality rate ratios
by quartiles of baseline cholesterol compared with the
lowest quartile were calculated by use of Cox's proportional-hazards
regression models.24 For most of the analyses, the
covariates age, 2-hour glucose, and systolic blood pressure
violated the proportionality assumption.25
Proportional-hazards models, therefore, were stratified by age groups
(<30, 30 to 40, 40 to 50, 50 to 60, and
60 years) and by quartiles
of 2-hour glucose and systolic blood pressure. The continuous
variable and the quadratic term for BMI were both introduced into
the models because of a U-shaped relationship
with mortality. Linear and nonlinear relationships were tested by the
likelihood ratio test,26 with cholesterol as a
continuous variable (Ptrend) and its
quadratic term (P). The interaction between baseline
cholesterol and follow-up time was analyzed by use
of baseline cholesterol, the follow-up time as continuous,
and the interaction term as time dependent.
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| Results |
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Age- and Sex-Standardized Mortality Rates
The age- and sex-standardized all-cause mortality was
significantly associated with interval cholesterol
(P<.001), and the relationship was
U-shaped, with higher mortality rates in
subjects in the lowest and highest cholesterol quartiles
(Fig 1
). When analyzed according
to specific causes of death (Fig 2
), age-
and sex-standardized mortality rates from
cardiovascular diseases and diabetes or
nephropathy were positively related to
cholesterol (Ptrend=.001 for each),
whereas mortality rates from cancer and alcohol-related diseases were
negatively related (Ptrend
.05 for each). Note
that "P" refers to a test of general association with
three degrees of freedom (for four quartiles of
cholesterol) and "Ptrend"
refers to a one-degree-of-freedom test of linear trend (see
"Methods"). The relationship with mortality rates from infectious
diseases showed a U shape (P=.002),
with the highest death rates among subjects in the lowest
cholesterol quartile. No significant relationship was found
for trauma (P=.15). Results were similar when controlled for
the presence of diabetes (data not shown).
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There was no significant relationship between change in
cholesterol between examinations and age- and
sex- standardized all-cause mortality (P=.30) (Fig 3
). When analyzed according to
specific causes of death, the relationship between changes in
cholesterol and mortality rates was significant for
diabetes or nephropathy
(Ptrend=.03), with the highest rates among
subjects with the greatest increase in cholesterol (Fig 4
). There were no significant
associations between changes in cholesterol and mortality
rates from cardiovascular diseases (P=.21),
cancer (P=.68), alcohol-related diseases (P=.44),
infectious diseases (P=.88), or trauma
(P=.72).
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In subjects who had a cholesterol increase, the age- and
sex-standardized all-cause mortality was significantly associated with
interval cholesterol (P=.003) and the
relationship was U-shaped, and in those who had
a cholesterol decrease there was a negative association
with mortality (Ptrend=.04). The age- and
sex-standardized mortality rates from cardiovascular
diseases and diabetes or nephropathy were positively
related to cholesterol in subjects who had a
cholesterol increase (Ptrend
.007
for each) but not in those with a cholesterol decrease,
whereas mortality from cancer was negatively related only in subjects
who had a cholesterol decrease
(Ptrend=.002). The relationship with mortality
rates from alcohol was negative in subjects who had a
cholesterol increase (Ptrend=.004).
No significant relationship was found for infectious diseases and
trauma.
Mortality Rate Ratios
Mortality rate ratios from Cox's proportional-hazards regression
models in 4257 subjects with complete covariate data at baseline are
shown in Table 4
by
cholesterol quartiles at baseline, controlled for the
potential confounding factors age, sex, BMI, 2-hour glucose, and
systolic blood pressure. Baseline cholesterol had a
significant U-shaped relationship with
all-cause mortality and diabetes or nephropathy, and the
relationship was positive with mortality from
cardiovascular diseases (including stroke) and with
stroke alone. No significant relationship was found for infectious
diseases, cancer, alcohol-related diseases, and trauma. Smoking did not
predict any cause of death in Pima Indians, and controlling for smoking
did not modify the results (data not shown). The association between
low cholesterol and high mortality rate ratios from cancer
was reduced with longer follow-up, whereas the association between low
cholesterol and deaths from infectious diseases became
strongest: the interaction between follow-up duration and baseline
cholesterol was negative for deaths from infectious
diseases (P=.02) and positive for deaths from cancer
(P=.02).
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Analyses were performed separately in 982 subjects with diabetes (432 deaths) and 3275 subjects without diabetes (530 deaths) at baseline. Results were similar, except for infectious diseases and cardiovascular diseases. The relationship between baseline cholesterol and cardiovascular diseases was significant and positive in diabetic subjects (Ptrend=.03) but not in nondiabetic subjects (P=.37). The relationship between baseline cholesterol and infectious diseases was positive in diabetic subjects (Ptrend=.002) and the interaction between follow-up duration and baseline cholesterol was significantly negative (P=.03), suggesting that the association between high cholesterol and high mortality rate ratios from infectious diseases was weaker among diabetic subjects with longer follow-up. The relationship was U-shaped in nondiabetic subjects (P=.02), with no significant interaction with follow-up duration.
To analyze the potential effect of underlying disease on
baseline cholesterol level, subjects were divided into two
groups according to duration of follow-up. Among the 4257 subjects with
covariate data and any length of follow-up, 255 deaths occurred within
5 years of baseline. Among the 3358 subjects followed
5 years, there
were an additional 707 deaths. The relationships between baseline
cholesterol and all-cause mortality (P=.28
versus P=.002), diabetes or nephropathy
(P=.49 versus Ptrend=.0003),
infectious diseases (P=.83 versus
Ptrend=.05), and cancer (P=.56 versus
Ptrend=.01) were weaker in subjects followed
5
years than in subjects followed <5 years (Fig 5
). No significant relationship was found
in subjects followed
5 or <5 years for alcohol-related diseases and
trauma. Baseline cholesterol had a stronger and positive
relationship with cardiovascular diseases (for all
subjects, Ptrend=.003 versus P=.63)
and stroke (Ptrend=.01 versus P=.58)
in subjects followed
5 than <5 years, but was significant only after
5 years among diabetic subjects (Ptrend=.04 for
cardiovascular diseases). No significant relationship
was found among diabetic (P=.26) and nondiabetic
(P=.06) subjects for infectious diseases after 5 years of
follow-up.
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| Discussion |
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Mortality From Cardiovascular Diseases
The Pima Indians have lower cholesterol
levels14 15 and mortality rates from
cardiovascular diseases16 than other US
populations. However, higher cholesterol levels measured at
baseline or at 2-year intervals were significant risk factors for
cardiovascular mortality when controlled for potential
confounders, such as age, sex, BMI, 2-hour glucose, systolic
blood pressure, and smoking. This effect was stronger in those followed
for
5 years, and a high cholesterol level was a risk
factor only in subjects whose cholesterol increased. The
relationship was weaker in nondiabetic subjects, perhaps because of a
low number of cardiovascular deaths. Two other studies
in populations with low cholesterol concentrations have
reported disparate results: a strong positive relationship between
baseline cholesterol and cardiovascular
diseases in one27 and a nonsignificant relationship due to
an inverse association between serum cholesterol and
cerebral hemorrhage in the other.28 In the
present study, a positive relationship was found between
cholesterol and stroke from all causes that was stronger
after 5 years of follow-up. The consistency and strength of
the present results demonstrated that high and increasing
cholesterol is a risk factor for
cardiovascular deaths, at least among diabetic
subjects, and that low cholesterol (<3.93
mmol/L) is not associated with increased death rates from
cardiovascular diseases in Pima Indians.
Mortality From Diabetes or Nephropathy
Because diabetes is common in Pima Indians17 and is
responsible for almost all deaths attributed to nephropathy
in this population,29 deaths from diabetes and
nephropathy were pooled. Higher mortality rate ratios and
hazard rate ratios were observed in the highest cholesterol
quartile, measured at baseline or at 2-year intervals, as was found in
the Multiple Risk Factor Intervention study for deaths attributed to
diabetes alone.30 However, the relationship between
baseline cholesterol and mortality from
diabetes/nephropathy was weaker when deaths occurring
during the first 5 years of follow-up were excluded. Increasing
cholesterol between 2-year examinations was related to
higher mortality rates, whereas a high interval cholesterol
was not a risk factor among persons whose cholesterol
decreased. Thus, mortality from diabetes/nephropathy was
not related to the cholesterol level per se but only to
increasing cholesterol.
A high cholesterol concentration has been suggested to be a risk or an exacerbating factor for diabetic nephropathy,31 and a relationship between serum cholesterol and incidence of elevated urinary albumin excretion has been reported previously in Pima Indians with longer duration of diabetes.32 However, an increase in total cholesterol is reported when nephropathy (eg, nephrotic syndrome) occurs, although it is rather a decrease in HDL cholesterol that occurs during the development of diabetes.33 The weak relationships when baseline cholesterol is used or the first 5 years are excluded, the effect of cholesterol change, and the positive association between serum cholesterol and diabetes/nephropathy mortality may be explained by an increase in serum cholesterol due to worsening nephropathy rather than an effect of cholesterol on the development of nephropathy.
Mortality From Cancer
Cancer is not a leading cause of death in Pima Indians, although
they have low cholesterol levels compared with the US
population.14 15 However, the present findings are
limited because of the small number of deaths from cancer. Mortality
from cancer was negatively associated with interval
cholesterol but was not significantly associated with
baseline cholesterol after potential confounders were
controlled for or the first 5 years of follow-up were excluded, both of
which minimize the effect of an underlying disease on baseline
cholesterol. The positive interaction between follow-up
duration and cholesterol implies that the associations
between low cholesterol and high mortality rate ratios from
cancer are reduced in subjects with longer follow-up. Results from
other studies are conflicting as to the nature of the relationship
between cholesterol and cancer
mortality.6 7 8 9 11 12 13 28 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 In two other populations with
low cholesterol levels, the inverse association between
baseline cholesterol and mortality was not
significant27 or was significant only in men after
adjustments for confounders.28 Change in serum
cholesterol, which may emphasize the effect of underlying
disease on cholesterol level, was not related to cancer
mortality in our study, in contrast to the findings of two other
studies,11 41 but a low interval cholesterol
was a strong risk factor for cancer mortality only in subjects with
decreasing cholesterol.
Although physiological hypotheses have been suggested to explain the association between a low cholesterol level and cancer,2 alcohol use, smoking, or dietary patterns may be responsible for both low cholesterol and cancer, as described in some studies,9 46 47 48 and a low cholesterol level may also reflect the influence of preclinical cancer on serum cholesterol. Because of the weak time-dependent effect of low cholesterol level on mortality rates and the strong effect in subjects with cholesterol decrease, our results favored the latter hypothesis.
Mortality From Alcohol-Related Diseases
Alcohol-related disease is a leading cause of death among
Pima Indians, who have higher rates of heavy and binge drinking than
reported in national surveys.15 There was a negative
relationship between alcohol-related mortality and
cholesterol measured at 2-year intervals but not measured
at baseline or when controlled for other confounders. No effect of
cholesterol change was found in our study, but a low
cholesterol level was a risk factor only in subjects whose
cholesterol increased. Other studies showed no
association34 or a negative
association9 27 30 between baseline
cholesterol and liver cirrhosis, which in one study was
weaker when the first years of follow-up were
excluded.42
Liver production of cholesterol decreases in cirrhosis and serum cholesterol tends to decline.11 Moderate alcohol intake increases HDL cholesterol, decreases LDL cholesterol level, and may or may not increase total cholesterol level.49 Nevertheless, common nutritional deficiencies in heavy drinkers may lower serum cholesterol.50 Thus, the association between low cholesterol measured at 2-year intervals, which emphasizes a short-term effect of cholesterol, and high alcohol-related mortality could reflect the cholesterol-lowering effect of cirrhosis or the nutritional deficiencies associated with heavy drinking.
Mortality From Infectious Diseases
The U-shaped or nonsignificant association
between cholesterol measured at 2-year intervals or at
baseline when controlled for confounders and mortality from infectious
diseases was due to a positive relationship in diabetic subjects and to
a U-shaped relationship in nondiabetic
subjects. Change in cholesterol was not associated with
mortality. In diabetic subjects, the effect of baseline
cholesterol was weaker when the first 5 years were excluded
to decrease the potential effects of an underlying disease, and the
negative interaction between cholesterol and follow-up
duration suggests also that the association between high
cholesterol and high mortality rate ratios from infectious
diseases was weaker with longer follow-up. However, in nondiabetic
subjects, excluding the first 5 years of follow-up slightly weakened
the relationship, and the interaction with follow-up duration was not
significant. In other studies, a negative relationship has been
observed between respiratory diseases and cholesterol
levels5 34 when the first 10 years were excluded, but this
relationship was confounded by health and social
status.46
Hypocholesterolemia may be due to poor nutrition and to increased plasma levels of the inflammatory cytokine interleukin-6 during infectious diseases.51 Poor glucose control may be responsible for a high cholesterol level and for some infectious diseases, but mainly during a short follow-up. Thus, in diabetic subjects, the positive association between high serum cholesterol and infectious diseases may be explained by changes in cholesterol due to an underlying disease that increases cholesterol (eg, diabetes or nephropathy) rather than by cholesterol being a risk factor for infectious diseases. In nondiabetic subjects, misclassifications with diseases or chronic infections associated with low cholesterol (eg, tuberculosis, alcohol-related diseases, cancer) may be responsible for the negative association between a low cholesterol and mortality from infectious diseases.
Mortality From Trauma
Depression predisposes to suicide and may lower serum
cholesterol through poor diet, weight loss, or an effect of
the cytokine interleukin-2, possibly mediated by
melatonin.52 However, hypothetical explanations for a low
serum cholesterol leading to violent death and mental
disorders have also implicated modifications of serotonin
metabolism.53 Because Pima Indians have low
levels of cholesterol14 and trauma is the most
frequent cause of death, one might have expected a negative
relationship between cholesterol and mortality from trauma,
but the relationship was not significant, even when
cholesterol was measured at 2-year intervals or when
cholesterol change, which emphasizes the short-term effect
of cholesterol on mortality, was used. Other studies have
reported a nonsignificant34 or a negative
association.30 54 55 56 Two studies supported the hypothesis
that the relationship is confounded by alcohol
consumption.57 58 In fact, even the nonsignificant trend
for a negative relationship between cholesterol and deaths
from trauma in Pima Indians may be related to an excessive long-term
alcohol intake. Thus, our data do not confirm a hypothetical link
between low cholesterol and traumatic deaths.
Implications
Lowering cholesterol concentrations in populations as
a whole is currently combined with a "high-risk" approach to
decrease cardiovascular diseases. Nevertheless,
cholesterol levels and cardiovascular
diseases vary widely between populations, and the most desirable serum
cholesterol concentration remains unknown. We studied a
Native American Community with, on average, a low concentration of
cholesterol14 and low mortality rates from
cardiovascular diseases.16 The
relationship between serum cholesterol level and mortality
rate was U-shaped as a result of a
U-shaped association with mortality from
infectious diseases, a negative association with mortality from cancer
and alcohol-related diseases, and a positive association with mortality
from cardiovascular diseases and
diabetes/nephropathy. No significant association was found
with trauma, despite high death rates from this cause. The negative or
U-shaped association of serum
cholesterol with mortality from some diseases probably
results from these diseases lowering cholesterol rather
than from a low cholesterol level causing the diseases.
This is suggested by weak relationships with infectious diseases and
cancer, weaker relationships with baseline cholesterol or
when the first 5 years of follow-up were excluded to decrease the
potential effects of an underlying disease, a significant interaction
with duration of follow-up and a stronger relationship with cancer in
subjects with a decrease in cholesterol, and a negative
relationship with alcohol-related diseases. Similar results have been
reported in other populations with low cholesterol, such as
Chinese27 and Japanese,28 in whom high
cholesterol was still a risk factor for
cardiovascular mortality. Perhaps more important than a
low cholesterol level, a spontaneous decrease in serum
cholesterol may suggest the presence of other chronic
diseases or adverse behaviors, which themselves result in increased
mortality, and it may therefore be a marker of a poor prognosis.
| Selected Abbreviations and Acronyms |
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| Acknowledgments |
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Received December 11, 1996; revision received March 18, 1997; accepted March 26, 1997.
| References |
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