(Circulation. 1997;96:542-549.)
© 1997 American Heart Association, Inc.
Articles |
From the German Heart Institute Berlin, Department of Cardiac and Vascular Surgery, and the Max-Delbrück-Center, Berlin, Germany (G.W.).
Correspondence to Johannes Müller, MD, German Heart Institute Berlin, Augustenburger Platz #1, 13353 Berlin, Germany.
| Abstract |
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Methods and Results Seventeen patients in New York Heart Association functional class IV with nonischemic IDC received MCSS. All had a cardiac index of <1.6 L · min-1 · m-2 of body surface area, a left ventricular ejection fraction (LVEF) of <16%, and a left ventricular internal diameter in diastole (LVIDd) of >68 mm and tested positive for A-ß1-AABs. Echocardiographic evaluation, serum tests for A-ß1-AABs, and histological assessment of myocardial fibrosis were performed before and after MCSS implantation. The mean support duration was 230±201 days. Six patients died, four were transplanted, and two are still on MCSS. Five patients with significant cardiac recovery (mean LVIDd, 54±2.3 mm; LVEF, 47±3.7%) were weaned after 160 to 794 days and are now device free for 51 to 592 days. A-ß1-AABs disappeared gradually during MCSS without increase after weaning; cardiac function and volume density of fibrosis remained normal. Nine patients' cardiac function hardly improved during ventricular unloading.
Conclusions Cardiac function can be normalized in selected patients with end-stage IDC by MCSS. The degree of preoperative myocardial fibrosis may be an indicator for outcome; A-ß1-AABs can be used to monitor myocyte recovery. Weaning from MCSS offers an alternative to cardiac transplantation in certain patients.
Key Words: cardiomyopathy assist devices implantation
| Introduction |
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The bridge-to-transplantation concept may be life-saving for the individual patient, but it does not solve the basic problem, which is acute donor organ shortage. Possible alternatives could be the permanent use of mechanical systems or their temporary application with the goal of durable heart recovery. Success with the latter approach has been reported in isolated cases of acute onset of cardiac enlargement or myocarditis and postcardiotomic heart failure.2 6 7 8 9
Observations made in several institutions have supported the opinion that in certain patients with IDC, the heart may indeed shrink considerably in size during MCSS therapy and even regain normal contractility; however, it seems that these effects prevail only as long as the ventricle is unloaded.10 11 12 13 14
The questions of how and to what extent such an observation may express a healing process occurring in an individual IDC heart and whether this would be long lasting have to be approached in the context of the wide field of IDC pathophysiological research and theory. It is generally accepted that at least a few of the heart ailments within the spectrum of what is termed idiopathic cardiomyopathy are related to immunological processes.15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31
The A-ß1-AAB levels found in the sera of 80% of the patients with IDC were selected for a pilot study, originally with the intention to see whether some of the patients with MCSS might qualify for immunosuppressive treatment.26 During this pilot study, it became apparent that the process of normalization of the function of the heart in association with the support system was accompanied by a simultaneous decrease and, finally, disappearance of the A-ß1-AABs. The next logical step, which is to explant the pump once the heart function had been shown to be normal for a certain period, was controversially discussed in our group, with the main focus on the question of the persistence of the cardiac function achieved after pump explantation. The decision in favor of pump explantation was then eased by two additional events.
First, a 34-year-old patient with IDC (LVIDd, 71 mm; LVEF, 15%) was implanted with a left ventricular assist device. Twelve weeks after implantation, he sustained massive cerebral bleeding, such that neurosurgical intervention had to be carried out. For this procedure, all anticoagulation had to be interrupted, with the consequence that the device had to be turned off because of the risk of thromboembolic events. Before implantation of the device, the serum of this patient had been positive for A-ß1-AABs. At the time of the cerebral bleeding, however, these antibodies could no longer be detected, and his left heart had improved to a near-normal function (LVIDd, 52 mm; LVEF, 50%), remaining stable with a trend toward further improvement over a period of 5 days until he eventually died from the effects of cerebral hemorrhage.
Second, a 38-year-old patient had a thromboembolic event with paresis of the left oculomotor nerve 158 days after implantation of an MCSS. At the time of embolism, he had near-normal cardiac function and no detectable A-ß1-AABs, which had previously been high. Not to expose the patient to further emboli, we decided to explant the pump.
| Methods |
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Myocardial tissue specimens did not reveal sufficient evidence that a virus could have caused the IDC: Polymerase chain reactions for cytomegalovirus, enterovirus, and adenoviruses were negative. In situ hybridization for the same viruses as well as for coxsackievirus, Epstein-Barr virus, and herpes viruses were also negative. Infiltration of CD2-, CD3-, CD4-, CD5-, CD11-, CD14-, CD19-, CD25-, or CD57-positive cells was <1.5 cells/hpf. One patient (patient 5) was suspected of having had excessive alcohol intake as a cause of IDC, but this could not be confirmed by auto- and social anamnesis.
LVEF and LVIDd were measured by echocardiography before MCSS implantation and once a week thereafter with the pump turned off for 4 minutes. All examinations were conducted by the same examiner to ensure a minimum of variability in the echocardiographic parameters. Of these 17 patients, 5 demonstrated recovery of their natural heart function, and the pump was explanted.
Informed consent was obtained from each patient, and the project was approved by the Ethics Committee of Humboldt University, Berlin, Germany.
Cardiac Assist Devices
The assist devices (Baxter Healthcare Corporation, Novacor
Division: 11 patients; Thermo Cardiosystems Inc.,: 6 patients) were
implanted anterior to the fascia musculi recti abdominis posterioris in
the left upper abdominal quadrant. The inflow conduit was anastomosed
to the apex of the left ventricle and the outflow conduit to the
ascending aorta in an end-to-side position. All implantations were
performed under extracorporeal circulation.34 35
To avoid postoperative thrombus formation, the patients with the Novacor N100 device were anticoagulated with warfarin (coumarin), with the aim of a prothrombin time in the international normalized ratio of 2.5, whereas patients with the TCI HeartMate were administered 100 mg acetylsalicylic acid PO and 225 mg dipyridamole PO per day.
Postimplant and Postexplant Management
Early postimplantation management of cardiac assist patients was
similar to that of any other critically ill postcardiac surgery
patient. Invasive postoperative monitoring included a thermodilution
pulmonary artery catheter and a left atrial line. Pump output
and stroke volume and pulmonary and radial arterial
and central venous pressures were continuously monitored during the
initial postoperative phase. In addition to the standard postsurgical
care of cardiac patients, postoperative management of the assisted
patients included percutaneous exit-side care and a
device-specific anticoagulant regimen. All patient problems and the
handling of decisions regarding mechanical assist management were under
the care of a specially trained mechanical support team.
By the time cardiac function had recovered and the patients had become accustomed to living with their device, they were either discharged home (4 patients) or to a residence with daily medical observation near the German Heart Institute (7 patients). They were seen here as outpatients at least every 3 weeks.
Medical treatment consisted of ß-blockers, low-dose diuretics
(thiazides and loop diuretics), ACE inhibitors, and
nitrates with an aim of a systolic arterial blood
pressure of
110 mm Hg. For oxidative stress reduction, every
patient got an additional moderate dosage of different vitamins,
vitaminoids, minerals, and trace elements (OrthoCor Plus; Orthomol
GmbH) as a nutritional supplement and enzymes (Phlogenzym; Mucos GmbH).
This medication as well as nutritional supplements were continued with
only dosage adjustments after weaning.
Within the first year after explantation, the patients came in for outpatient follow-up at least every 2 months. Thereafter, they were seen three times a year.
Blood Samples
Blood samples were taken during routine clinic visits
immediately before implantation and once a week; thereafter, samples of
10 mL of peripheral blood were drawn in a serum syringe
without additives and treated in accordance with established clinical
guidelines. To obtain the sera for determination of
A-ß1-AABs by bioassay, the blood was centrifuged
at 3600 rpm.
Bioassay
An exact description of the bioassay for the
A-ß1-AAB scan has been previously
published.23 36 The underlying principle is the
registration of the stimulating effect of A-ß1-AABs on
single myocytes dissociated from minced ventricles after the IgG
fraction has been isolated and the precipitates dialyzed from the sera.
The incremental change of myocytal undulation in a 15-second interval
was used to quantify the amount of functionally effective
autoantibodies present (LU).
Morphometry
Myocardial full-thickness samples taken during insertion of the
device and biopsy specimens taken
1 year after explantation of the
support system were fixed in 10% formalin followed by paraffin
embedding and sectioned at 5-µm thickness. Domagk stain was used for
visualization of the connective tissue and morphometry of fibrosis. The
volume fraction of fibrosis was determined using the method of Weibel
et al.37 A 100-point grid with an area of 400 Tm was used.
All points counted in tissue that was occupied by fibrosis were
expressed as a percentage (volume density, percent) of the entire
tissue sample (after subtraction of points occupied by empty area,
arterioles, and veins). Interstitial tissue volume density
was evaluated at a magnification x400 by light microscopy. It was
calculated that 20 adjacent fields should be analyzed per
specimen to ensure a standard error of an average of
5%. For
assessment of collagen type III, the sections were deparaffinized,
rehydrated, and treated with pepsin before immunohistochemical staining
was performed with a polyclonal antibody (Quartett
Immundiagnostica & Biotechnologie) specific to human
placental collagen type III. Assessment of collagen content was
performed semiquantitatively on the basis of a five-grade ranking
scale.
The Weaned
All weaned patients had at least a 4-year history of dilated
cardiomyopathy with two or more episodes of cardiac
decompensation before being admitted here in cardiogenic shock. We saw
patients with severe biventricular cardiac insufficiency,
tachypnea, and sinus tachycardia exhibiting all the signs
of chronic low-output syndrome, most requiring oxygen via nasal tube.
Humoral A-ß1-AABs were detected in all. A left
ventricular assist device was implanted on the day of
admission or 1 day later. Patients 1, 2, 3, and 5 received the Novacor
N100 system; patient 4 received the TCI HeartMate. Detailed
patient-specific hemodynamic data at the time of device
implantation are listed in Table 1
.
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In patient 1, systemic transient thromboembolism suggested pump explantation to preclude recurrence of this complication; patient 3 had a persistent purulent wound infection prohibiting later transplantation; and patients 2, 4, and 5 voluntarily insisted on pump removal when postexplantation success in patient 1 became apparent. All patients were fully aware of the lack of long-term experience with this treatment and of their roles as pioneers; therefore, they remain under close long-term observation.
Weaning Procedure
In the patients who chose the option of being weaned from the
pump, the drive unit was programmed in an asynchronous mode (a fixed
pumping rate mode) for 3 consecutive weeks to test the stability of the
recovered cardiac function. The fixed-rate mode leads to a dissociation
in the coordination between the moment of maximum cardiac ejection and
that of optimum filling of the pump, a discrepancy that tends to
increase left ventricular afterload. When this occurs,
synchronization between heart and pump is random at best.
Pump Explantation
Explantation was performed by opening the pouch containing the
device and ligating both inflow and outflow conduits from below the
diaphragm in the patients with the Novacor system and via a left
thoracotomy to the inflow cannula in the patient with the TCI.
Statistical Analysis
All data summary and statistical analyses were performed
using SPSS for Windows 95, version 7.0. To assess the significance of
the differences between individual groups, the
nonparametric Mann-Whitney two-sample test was applied.
Paired data were analyzed by the Wilcoxon signed rank
test. A value of P<.05 was considered to indicate
statistical significance.
| Results |
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All sera tested positive for A-ß1-AABs with a mean value of 6.5±0.8 LU (range, 5.2 to 7.5 LU) before implantation. After assist implantation, A-ß1-AABs decreased in all patients and ultimately disappeared at 12±5 weeks (range, 8 to 25 weeks) in all the 14 patients who survived long enough after implant and could not be detected at any later time.
At follow-up evaluations, echocardiographic
examinations of the 14 patients who survived at least until
A-ß1-AABs had disappeared showed an improvement in LVIDd
and LVEF from a mean value of 77±7 mm (range, 69 to 95 mm)
to 64±10 mm (range, 52 to 81 mm) and from <16% to a mean
value of 31±14% (range, 15 to 50%), respectively (Fig 1
).
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The cardiothoracic ratio showed an improvement from a mean value of 0.69±0.03 (range, 0.62 to 0.74) to a mean value of 0.59±0.11 (range, 0. 43 to 0.70) (P<.05).
When these 14 patients were divided into two groupsone (A) of 9 patients with an LVIDd of >74 mm and one (B) of 5 patients with an LVIDd of <75 mm before implantationcertain differences became apparent: In group A, LVIDd decreased from a mean value of 81±7 mm (range, 75 to 95 mm) before implantation to 69±8 mm (range, 62 to 81 mm), and LVEF rose to a mean value of 22±7% (range, 15% to 34%) at the time after implantation (when the A-ß1-AABs had disappeared), whereas patients in group B showed a better recovery of LVIDd from a mean value of 71±2 mm (range, 69 to 74 mm) to 54±2 mm (range, 52 to 58 mm) and an increase of LVEF to a mean value of 47±4% (range, 41% to 50%). All the weaned were in group B.
A detailed breakdown of this group's hemodynamic and
functional data immediately after explantation is listed in Table 1
.
The mean volume density of replacement fibrosis calculated from
myocardial full-thickness samples of all 17 patients taken at the time
of device insertion showed a mean value of 30±5% (range, 19% to
36%) (Fig 2
, Table 2
).
Although the myocardial histology of patients of group A showed a mean
value of 34±2% (range, 30% to 36%), group B exhibited a mean value
of 24±4% (range, 19% to 28%). Specimens taken >1 year after
explantation (from the first 4 weaned patients) showed a mean value of
5±3% (range, 3% to 8%) (Fig 3
, Table 2
). Furthermore, collagen subtype III was
semiquantitatively graded. All patients had been highly positive at the
time of insertion. One year after explantation, collagen III was
histologically no longer detectable in 2 patients. In
1, it was slightly positive, and in another it was just positive (Table 3
).
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Since explantation of the assist pumps, all 5 patients have remained in a stable physical and circulatory condition. Invariably, they have been in New York Heart Association functional class IA. One patient (patient 2) has fully returned to his professional occupation, 1 (patient 1) has entered an employment retraining course, and 2 (patients 3 and 4) are permanently retired. Patient 5 is planning to go back to his work as a roofer. The follow-up echo data (LVIDd <58 mm and LVEF >41% in all patients as of October 31, 1996) demonstrate a persistently stable cardiac function with no trend toward deterioration over a period of 2 to 20 months. All patients have been given the aforementioned medication.
| Discussion |
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This result is contrary to the expectations of many authors who have considered a long-lasting improvement of cardiac function in patients with end-stage IDC to be most unlikely or who failed with a similar trial.10 12 32
The decision to choose this method of treatment as opposed to carrying out the originally planned transplantation was facilitated by either the occurrence of device-related complications or by patient option on the one hand and the observation of functional cardiac recovery and the persistent disappearance of A-ß1-AABs as a sign of myocyte recovery on the other. In view of the fact that during mid-term follow-up observation both cardiac function and A-ß1-AAB levels have not pointed toward relapse, our experience with this concept, though still limited, would seem to indicate new avenues of treatment, at least for some of those patients otherwise destined for transplantation, and may also ignite new discussions concerning the pathophysiology of IDC. It was in any case possible to wean 29% (5 of 17) of the patients and 45% (5 of 11) of the surviving patients in this study.
The idea that hearts ravaged by advanced stages of chronic IDC may indeed profit from long-term unloading dates back to previous cardiologists who saw substantial improvements in such patients after prolonged periods of strict bed rest. However, those patients did not depend on high doses of positive inotropic medication before they began bed rest therapy.38 39 In the era of assist devices, there have been rare unpublished studies of unexpectedly good heart function after longer assist periods. To our knowledge, there has been no report about planned assist explantation, not to mention accounts of successful patient progress after explantation in chronic IDC. Success of this nature was achieved in patients with acute heart failure caused by ischemic heart disease and acute myocarditis.6 8
A wide spectrum of autoimmune antibodies is currently being discussed as playing a role in the development of IDC. Because it was not the primary intention of this study to enter into the discussion about which individual antibody or set of antibodies would provide the most meaningful marker for IDC and improvement of myocyte function, we adhered exclusively to A-ß1-AABs, as these antibodies have been detected in >80% of patients with IDC.26 A-ß1-AABs were found in all of our 17 nonselected patients at the time of assist implantation, whereas this antibody was never present in patients with exclusive ischemic cardiomyopathy. Other autoantigens, such as the mitochondrial ADP/ATP carrier, branched-chain keto acid dehydrogenase, the cardiac myosin heavy chain, and laminin, are found less frequently in patients with IDC.20 29 30 40 41
The detection of A-ß1-AABs by bioassay is based on their
stimulating effect on myocytes, an effect that can be inhibited in the
assay by ß-blockers. This supports the hypothesis that
A-ß1-AABs may also have a chronically stimulating effect
on the heart rate of patients with IDC and may indeed initiate or
accelerate the further course of IDC. This view is in turn supported by
animal experiments in which chronic stimulation over a period of 3
weeks with abnormally high heart rates (
240 bpm) has been seen to
induce dilated cardiomyopathy.42 43
Matsui et al44 could prove for the first time a causative
linkage between the effect of A-ß1-AABs and development
of IDC. A-ß1-AABs seem to act as a primary trigger of
cardiac dilatation and reduction of wall thickness in their animal
setting.44
As we know, ß1-adrenoceptors are not limited to the heart. We tend to assume that the antibodies monitored in our patients resulted from the antigenicity of cardiac structures, which would explain the surprising parallelism of antibody decrease and the increase in ventricular function. Another factor favoring this assumption is the fact that A-ß1-AABs have been described only in patients with heart diseases.23 24 25 31 Nevertheless, the reason why long-term left ventricular unloading leads to a disappearance of A-ß1-AABs remains unexplored. A similar but inverse process was observed in an experimental setting; exercise in subjects with known autoimmune myocarditis resulted in an augmentation of autoimmunity associated with cardiac dilatation.45
There were variations in cardiac functional improvement within the group of patients whose A-ß1-AABs disappeared in relation to cardiac diameter. We did not examine the reason for less-than-complete improvement, but it is conspicuous that more extensively dilated hearts (LVIDd >74 mm) and those with a higher degree of replacement fibrosis showed less functional improvement. This may be because such hearts with considerably more structural changes may need more time to recover or, indeed, will never reach acceptable functional values. The LVIDd values of the weaned patients were all within the lower range of left ventricular diameters measured in this study. An analysis of the distribution of fibrosis observed in these patients seems to confirm this hypothesis. The hearts with a low grade of improvement showed significantly more myocardial fibrosis at the time of insertion than the myocardium of the weaned patients.
The morphometric analyses of the biopsy specimens taken from patients >1 year after explantation exhibited a quasinormal myocardial histology. Fibrosis had been reduced to normal myocardial volume density. We unfortunately did not perform biopsies at the time of explantation. Literature data describe increased fibrosis at the time of transplantation compared with fibrosis at the time of insertion.11 46 47 48 49 We therefore hypothesize that the process of fibrosis reduction may continue even after explantation.
Patient 5 was on the device for 794 days. His heart showed the highest level of fibrosis within the group of weaned patients. However, even his cardiac function improved in parallel the disappearance of A-ß1-AABs until he reached a LVEF of 35%. This seemed to us to be insufficient for device removal at that time. To reach 41% he required almost 2 additional years of unloading. Therefore, we speculate that the process of normalization depends on both improvement of myocyte function and the reduction of connective tissue thereafter. This process may be additionally supported by deactivation of the neuroendocrine axis.50
Although the importance of A-ß1-AABs is still an open question and will require further intensive study, we do see as confirmation of our clinical strategy the fact that all 5 patients between 51 and 594 days after explantation of the device continually exhibit unchanged cardiac functional parameters and do not show a reincrease of A-ß1-AABs. Echocardiographic examinations and screening for A-ß1-AABs in patients with IDC provide a possibility to assess the earliest moment for explantation.
Thus, weaning from the assist device saves donor hearts and improves the quality and hopefully the life prospects for these patients compared with those who undergo transplantation. The possibility of weaning compels reflection on the best moment for implantation of an assist device to avoid overextensive impairment of cardiac function. It may offer a favorable new outlook for a certain group of patients with IDC.
| Follow-up |
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| Selected Abbreviations and Acronyms |
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| Acknowledgments |
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Received December 5, 1996; revision received March 10, 1997; accepted March 18, 1997.
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