(Circulation. 1995;92:606-613.)
© 1995 American Heart Association, Inc.
Articles |
From the Departments of Cardiothoracic Surgery (V.M.R., J.R.L., F.L.H.) and Pediatrics (J.W., J.R.F.), University of California San Francisco; and the Departments of Pathology and Medicine (B.M., A.K.), Vanderbilt University, Nashville, Tenn.
Correspondence to Jeffrey R. Fineman, MD, University of California, San Francisco, 505 Parnassus Ave, Box 0106, M-680, San Francisco, CA 94143-0106.
| Abstract |
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Methods and Results To elucidate these mechanisms, we established an accurate and reliable experimental model of pulmonary hypertension with increased pulmonary blood flow. An aortopulmonary shunt was created with an 8.0-mm expanded polytetrafluoroethylene vascular graft in 11 late-gestation fetal lambs. At 1 month of age, shunted lambs had a pulmonarytosystemic blood flow ratio of 2.2±1.2. Compared with 11 age-matched control lambs, mean pulmonary arterial pressure (44.8±11.7 versus 16.2±2.9 mm Hg) and the ratio of pulmonary to systemic arterial pressure were significantly increased (P<.05). Pulmonary vascular resistance was not significantly increased. The pulmonary vasoconstricting response to the infusion of U46619 (a thromboxane A2 mimic) or acute alveolar hypoxia also was augmented in the shunted lambs. Morphometric analysis of the barium-filled pulmonary artery bed revealed medial hypertrophy, abnormal extension of muscle distally into the walls of the intra-acinar arteries, and increased numbers of barium-filled intra-acinar arteries.
Conclusions In utero placement of aortopulmonary shunts reproduces the aberrant hemodynamic state of children with congenital heart disease with left-to-right shunts; postnatal pulmonary hypertension, increased pulmonary blood flow, and vascular remodeling. In addition, the lambs have a unique paradoxical increase in pulmonary vascular volume that attenuates an increase in pulmonary vascular resistance. This experimental preparation provides a useful and consistent model for the study of the pathogenesis of pulmonary hypertension.
Key Words: pulmonary heart disease heart defects congenital hypertension pulmonary
| Introduction |
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Although the vascular morphology of pulmonary hypertension is well described, the mechanisms of vascular remodeling and increased vascular reactivity remain incompletely understood. A clearer understanding of these mechanisms would provide potential new avenues for the prevention and treatment of this disorder. To obtain this information, an accurate and reliable animal model of the disease process is necessary.13 Previous attempts to produce animal models of increased pulmonary blood flow have involved the surgical creation of an aorta-to-pulmonary communication in postnatal animals.14 15 16 17 18 19 20 21 22 23 24 25 26 Such models, however, do not directly simulate congenital heart disease because pulmonary vascular resistance has previously fallen and a period of normal lung growth and remodeling has already taken place.
The purpose of the present study was to establish a chronic model of pulmonary hypertension with increased pulmonary blood flow. We hypothesized that establishment of a systemic-to-pulmonary communication in utero would delay the fall in pulmonary vascular resistance that occurs at birth and, therefore, be well tolerated and more closely simulate congenital heart disease. We placed an 8.0-mm expanded polytetrafluoroethylene vascular graft between the ascending aorta and main pulmonary artery in 11 late-gestation fetal lambs. At 1 month of age, we compared the general hemodynamics and pulmonary vascular morphology of these lambs with 11 age-matched control lambs. In addition, we compared the alterations in pulmonary vasoresponsiveness to acute alveolar hypoxia and the infusion of U46619 (a thromboxane A2 mimic).
| Methods |
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8 mm with fine scissors, and a strip of
aortic wall was excised to create an oval opening in the ascending
aorta. The anastomosis between the 8.0-mm expanded
polytetrafluoroethylene vascular graft (
2 mm length) (Gore-tex; W.L.
Gore and Assoc) and ascending aorta was performed with 7.0-Proline
using a continuous suture technique (Ethicon Inc). A large vascular
clip was placed to temporarily occlude the graft, and the vascular
clamp was gradually released to minimize any bleeding at the suture
line. The vascular clamp then was applied to the pulmonary
artery. A pulmonary arteriotomy was performed, a strip of the
posterior wall was excised, and the free end of the graft was sutured
to the pulmonary artery. The vascular clamp was gradually
released, allowing any air in the graft to escape through the suture
line and needle holes. The vascular clip then was removed, establishing
the graft patency (Fig 1
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Lambs
After spontaneous delivery, antibiotics (1 million U penicillin
G procaine and 25 mg gentamicin sulfate IM) were administered for 2
days. The lambs were weighed daily, and the respiratory rate and heart
rate were obtained. Furosemide (1 mg/kg IM) was administered once or
twice daily to lambs with respiratory rates of more than 100 associated
with decreased activity. Elemental iron (100 mg IM) was given weekly.
Supplemental nasogastric feeds were administered intermittently to
lambs with poor weight gain.
At 1 month of age, 22 lambs (11 shunted
and 11 age-matched controls)
had polyvinyl catheters placed in an artery and a vein of one hind leg
while under local anesthesia with 1% lidocaine
hydrochloride. These catheters were advanced to the descending aorta
and the inferior vena cava, respectively. The lambs were
then anesthetized with ketamine hydrochloride (
1 mg/kg per
minute), intubated with a 5.5-mm-OD endotracheal tube, and mechanically
ventilated with a Healthdyne pediatric time-cycled, pressure-limited
ventilator. Succinylcholine chloride (2 mg/kg per dose) was given
intermittently for muscle relaxation. Ventilation with 21% oxygen was
adjusted to maintain a PaCO2 between 35 and 45
mm Hg. A midsternotomy incision was performed, and the pericardium was
incised. Two single-lumen polyurethane catheters were inserted into the
left and right atrium, respectively. A double-lumen polyurethane
catheter was placed in the main pulmonary artery distal to the
vascular graft. An ultrasonic flow probe (Transonics Systems Inc) was
placed around the left pulmonary artery to measure left
pulmonary blood flow. After a 30-minute recovery, blood was
obtained from the left and right atria, distal pulmonary
artery, right ventricle, and descending aorta for hemoglobin and oxygen
saturation determinations. The thoracotomy incision then was closed in
layers. An intravenous injection of 250 000 U penicillin G
procaine and 25 mg gentamicin sulfate suspension was administered. All
protocols were approved by the Committee on Animal Research of the
University of California, San Francisco.
Measurements
Pulmonary and systemic arterial, and right
and left atrial pressures were measured using Statham P23Db pressure
transducers (Statham Instruments). Mean pressures were obtained by
electrical integration. Heart rate was measured by a cardiotachometer
triggered from the phasic systemic arterial pressure pulse
wave. Left and right pulmonary blood flows were measured with
an ultrasonic flowmeter (Transonic Systems). All
hemodynamic variables were recorded
continuously on a Gould multichannel electrostatic recorder.
Systemic arterial blood gases and pH were measured with a
Corning 158 pH/blood gas analyzer (Corning Medical and
Scientific). Hemoglobin concentration and oxygen saturation were
measured with a hemoximeter (model OSM 2, Radiometer). The ratio of
pulmonary to systemic blood flow
(Qp/Qs) was calculated with the use of
the Fick equation. Systemic blood flow was calculated as the total
pulmonary blood flow divided by the
Qp/Qs. Pulmonary vascular
resistance was calculated using standard formulas.
Drug Preparation
U46619
(9,11-dideoxy-9-epoxymethano-prostaglandin
F2
; Sigma Chemical Co) was suspended in 95% ethanol and
stored at -20°C. Immediately before the study, 100 µg was
dissolved in 20 mL of 0.9% saline.
Experimental Protocol
Hemodynamic Study
Sixty
minutes after chest closure, baseline measurements of the
hemodynamic variables (pulmonary and
systemic arterial pressure, heart rate, left
pulmonary blood flow, left and right atrial pressures), and
systemic arterial blood gases and pH were measured. U46619
(1 µg/kg per minute) then was infused intravenously for
15 minutes. The hemodynamic variables were measured
continuously, and systemic arterial blood gases and pH were
measured after a new steady state was achieved. The infusion was then
stopped. This dosage of U46619 was chosen because we have previously
shown that 1 µg/kg per minute approximately doubles mean
pulmonary arterial pressure in healthy lambs, and
is well tolerated. After a 30-minute recovery, all measurements were
repeated. Acute alveolar hypoxia (10% oxygen) was induced by
the addition of nitrogen to the ventilation gas mixture. After 15
minutes, all measurements were obtained, and ventilation with 21%
oxygen was resumed.
After a 60-minute recovery period, the chest was re-opened in 14 of the lambs (7 controls and 7 shunted), and an ultrasonic flow probe was also placed around the right pulmonary artery to measure total pulmonary blood flow. In the shunted lambs, the vascular graft was then closed with vascular clips. After 30 minutes, measurements of the hemodynamic variables and systemic arterial blood gases and pH were obtained. At the end of the study, the lambs were given a lethal dose of pentobarbital sodium followed by a bilateral thoracotomy.
Structural Studies
The lungs, heart, and trachea were removed intact from four
shunted and four control lambs, and the pulmonary
arterial bed was distended with a barium gelatin suspension
(563 mL micropaque powder, Nicholas Picker Co; 50 g gelatin, Bloom 8-G,
Fisher Scientific Co; 387 mL distilled water; and a few crystals of
phenol) at 60°C from a pressure of 70 mm Hg for 2
minutes.27 After arterial injection, the lungs
were inflated by way of the trachea with 10% formol-saline from a
pressure of 35 cm H2O and placed in a bath of formalin for
fixation. After approximately 7 days, arteriograms were made of the
barium-injected arteries and of 1-cm slices of the lungs. The
arteriograms allowed a simple, overall assessment of the
pulmonary arterial tree, including the smallest
arterial branches, which were seen as a background
haze.
Random blocks for routine light microscopic examination were taken from each slice of lung; approximately 6 blocks were taken from each lung. Two 5-µm sections were cut from each blockone was stained with hematoxylin and eosin, and the other was stained with Verhoeff's elastin stain followed by van Gieson's stain. The sections were then examined for the characteristic structural changes of chronic pulmonary hypertension by the use of well-established quantitative techniques.3 27 Briefly, the external diameters of at least 100 arterial profiles were measured as were medial thicknesses of the muscular and partially muscular arteries. Medial thickness was then related to arterial size with the following formula: percent medial thickness=2xmedial thickness/external diameterx100. The structure of each artery was also notedmuscular, partially muscular, or nonmuscularas was the structure of the accompanying airwaybronchus, bronchiolus, terminal bronchiolus, respiratory bronchiolus, alveolar duct, and alveolar wall. The density of the barium-filled intra-acinar arteries also was assessed. With a x25 objective and an eyepiece reticule, the number of barium-filled arteries of <200-µm external diameter was counted and related to the number of alveolar profiles in these same fields. At least 25 consecutive microscopic fields were counted for each animal.
Right ventricular hypertrophy was assessed after fixation in five animals of each group. The right ventricle was dissected from the left ventricle plus septum, and each was weighed. Right ventricular weight was expressed as a ratio of the right ventricle to the left ventricle plus septum.
Statistical Analysis
The mean±SD was calculated for
the baseline
hemodynamic variables, and systemic
arterial blood gases and pH. The variables of the
shunted lambs were compared with those of the control lambs with the
use of the unpaired t test. The variables of the shunted
lambs before shunt closure were compared with those after shunt closure
and with those for control lambs with the use of repeated-measures
ANOVA. The effects of each pulmonary vasoconstricting stimulus
(alveolar hypoxia or U46619) were compared with their previous
steady-state condition with the use of the paired t test,
with the Bonferroni correction for multiple comparisons. The absolute
change in pulmonary arterial pressure induced by
these stimuli was compared between study groups using the unpaired
t test. For each animal, the mean value was calculated for
each structural variable and the mean±SEM was determined for each
group of animals. Structural data were compared with the use of the
unpaired t test. P<.05 was considered
statistically significant.
| Results |
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Hemodynamic Study
At 1 month of age, the baseline systemic
arterial
blood gases and pH, hemoglobin, and oxygen saturations were similar for
the two groups and within the normal range for our laboratory (Table
1
). All shunted lambs had an audible continuous murmur
and an increase in oxygen saturation between the right ventricle and
distal pulmonary artery. The
Qp/Qs was 2.2±1.2. Pulmonary
arterial pressure was dramatically elevated (44.8±11.7
versus 16.2±2.9 mm Hg, P<.05), which approximated 76% of
systemic values. This was associated with an increase in
pulmonary blood flow, systemic blood flow, and left and right
atrial pressures (P<.05). Mean and diastolic
systemic arterial pressures were decreased
(P<.05). The calculated pulmonary vascular
resistance in the shunted lambs was not significantly different from
that of control lambs (Table 2
).
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Closure of the vascular
graft resulted in a significant decrease
in mean pulmonary arterial pressure (from
41.4±13.1 to 28.5±11.4 mm Hg, P<.05) and total
pulmonary blood flow (from 3464.0±1132.4 to 1825.5±674.8
mL/min, P<.05) and an increase in pulmonary
vascular resistance (from 10.6±6.4 to 16.7±6.6 mm Hg/L per
minute,
P<.05). Mean systemic arterial pressure
increased (from 65.5±8.9 to 85.6±16.3 mm Hg, P<.05).
Compared with control lambs, mean pulmonary
arterial pressure, pulmonary blood flow, and
pulmonary vascular resistance remained markedly elevated after
graft closure (Table 3
).
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Before graft closure, the
infusion of U46619 resulted in increased mean
pulmonary arterial pressure, left pulmonary
vascular resistance, and mean systemic arterial pressure,
and decreased left pulmonary blood flow in both shunted and
control lambs. The induction of alveolar hypoxia also increased
mean pulmonary arterial pressure and left
pulmonary vascular resistance in both groups of animals. Mean
systemic arterial pressure was unchanged in both groups.
Left pulmonary blood flow decreased only in shunted lambs
(Table 4
). The absolute increase in mean
pulmonary arterial pressure induced by either
U46619 or alveolar hypoxia was greater in shunted lambs than in
control lambs (P<.05) (Fig 3
).
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Structural Studies
Arteriograms of the shunted lambs showed a
modest degree of
dilatation of the main pulmonary artery branches, and an
obvious increase in background haze compared with age-matched control
lambs (Fig 4
). Percent medial thickness of arteries of
<200-µm external diameter was significantly increased in the shunted
animals compared with age-matched controls and tended to be increased
in the larger arteries (Fig 5
). Analysis of the
structure of the intra-acinar arteries established the appearance of
muscle in the walls of smaller and more peripheral arteries
than normal in the shunted animals (Table 5
).
Morphometric analysis also revealed an increased number of
arteries per unit area in the shunted animals compared with the control
animals (4.5±1.0 versus 2.1±0.5, P<.05). This
finding was
confirmed when barium-filled arterial number was related to
the number of alveolar profiles (4.2±1.2 versus 2.1±0.3,
P<.05). The number of alveolar profiles per unit area was
similar between groups (110±33 versus 99±16 per unit area).
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In general, the structure of the airways and peripheral lung tissue of the shunted animals appeared to be qualitatively similar to that of the age-matched controls. However, although not qualitatively assessed, examination of the venous system suggested that the smaller branches of this side of the circulation were increased as was noted for the peripheral arteries. In addition, supernumerary arteries arising from the parent artery appeared to be more frequently encountered and to be larger in diameter in the shunted lungs than those of the age-matched controls.
The weights of both the
right ventricle and the left ventricle plus
septum were increased in the shunted lambs (P<.05). The
ratio of right ventricular weight to left
ventricular plus septal weight was similar between the
groups (Table 6
).
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| Discussion |
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The majority of attempts to produce animal models of increased
pulmonary blood flow have involved the surgical placement of an
aorta-to-pulmonary communication in adult
animals.14 15 16 17 18 19 20
These models have had little success in
producing elevations in pulmonary arterial pressure
because pulmonary vascular resistance is low at surgical
placement, and the large left-to-right shunts that are produced result
in congestive heart failure and death. Models in young animals have had
increased success in producing modest elevations in pulmonary
arterial pressure and the associated vascular smooth muscle
remodeling.21 22 23 24 25
In newborn calves, an anastomosis between
the aorta and left pulmonary artery was recently shown to
produce left pulmonary arterial pressure near
systemic levels after 10 weeks, with associated significant vascular
remodeling.26 However, all of these models failed to
simulate conditions of congenital heart disease; the
systemic-to-pulmonary communication was placed after the
dramatic fall in pulmonary vascular resistance at birth, and
after a period of lung growth and development had occurred. In children
with congenital heart disease and left-to-right shunts, many
alterations of the pulmonary vasculature occur, including a
delay in the normal fall in pulmonary vascular resistance and
rise in pulmonary blood flow.28 We hypothesized
that placement of large aorta-to-pulmonary communications in
utero would also result in a delayed fall in pulmonary vascular
resistance and, therefore, produce significant elevations of
pulmonary arterial pressure and flow. In addition,
we hypothesized that such changes would be better tolerated. We found
that in utero surgery did allow the placement of a very large,
low-resistance vascular graft (8.0-mm diameter and
2- to 3-mm
length), which resulted in striking elevations of pulmonary
arterial pressure with an acceptable mortality of 18.2%
after live birth. Although we did not measure the postnatal fall in
pulmonary vascular resistance, we speculate that a delayed fall
in resistance was one of the alterations resulting in the surprisingly
low morbidity and mortality of this model.
This model was also associated with striking alterations in the morphology of the pulmonary vascular bed. Morphometric analysis of the lungs of children with congenital heart disease has shown a progression of disturbed growth and remodeling of the pulmonary vascular bed that correlated with the child's hemodynamic state.3 4 5 6 9 29 These changes are characterized by abnormal extension of muscle into small peripheral arteries and, in some cases, a mild medial hypertrophy of normally muscular arteries (grade A), more severe medial hypertrophy of normally muscular arteries (grade B), and reduced arterial concentration (grade C). In the present model, the shunted lambs had morphological changes that would correlate with grade A to early grade B: abnormal extension of muscle into small peripheral arteries with medial hypertrophy of the small muscular arteries of <200 µm. Rendas et al25 produced similar morphological changes in growing pigs when an anastomosis between the aorta and pulmonary trunk was placed before 4 weeks of age, and Fasules et al26 produced similar changes in calves when an anastomosis between the aorta and left pulmonary artery was placed during the newborn period.
In previous animal models of pulmonary hypertension, moderate morphological changes are associated with normal numbers of intra-acinar pulmonary arteries.25 In contrast, the present study shows an increase in the number of barium-filled intra-acinar pulmonary arteries. The exact etiology of our findings is unclear and requires further investigation. Although some of the increased number of vessels may represent venous filling secondary to shunts, it is unlikely to be a significant component, since the majority of veins were not barium filled. The increased number of vessels may represent compensatory vessel recruitment to the elevation in pulmonary blood flow and/or pulmonary arterial pressure, which has been described after the increase in pulmonary blood flow at birth and after the increase in pulmonary blood flow after pneumonectomy.30 31 However, the pulmonary arterial circulation in our lambs was filled with barium from a hypertensive pressure of 75 mm Hg. Thus, it is likely that the arteries in control lambs as well as the hypertensive lambs were fully recruited. Therefore, the most likely explanation is that the increased number of filled arteries represents a compensatory burst of small vessel growth in response to the maintained elevation in pulmonary blood flow and/or pulmonary arterial pressure. Although no previous animal model of increased pulmonary blood has documented an increased number of pulmonary arteries, the youngest animals previously shunted were 1 to 4 weeks old.24 25 26 Adaptations to the hemodynamic disturbance at birth of the more premature lung may be quite different. For example, coronary artery angiogenesis has been observed in animal models of right ventricular hypertrophy when the hypertrophy occurs in fetal or newborn animals, but not in adult animals.32 33 34 Furthermore, the size of the shunt and the elevation of pulmonary arterial pressure achieved in the present model are much greater than previously described. In children with congenital heart disease and pulmonary hypertension, moderate morphological changes are associated with normal numbers of intra-acinar pulmonary arteries, whereas late morphological changes are associated with decreased numbers of intra-acinar pulmonary arteries.2 3 4 5 6 Although increased numbers of arteries have not been reported in children with pulmonary hypertension with increased pulmonary blood flow, the present finding may represent an early and transient adaptation that is not found on later biopsy or autopsy studies.
Children with early, reversible morphological changes may have significant morbidity and mortality in the perioperative and postoperative periods secondary to acute elevations in pulmonary vascular resistance.7 This is produced by active contraction of the structurally abnormal vessels during a period of extreme sensitivity to vasoconstricting stimuli, such as hypoxia. This typical increased reactivity of the pulmonary vasculature when exposed to increased flow and pressure was also present in our lamb model. We found that the shunted lambs had a markedly exaggerated response to both acute alveolar hypoxia and the infusion of U46619, a thromboxane A2 mimic. The mechanisms for this exaggerated presser response are not known; it may be secondary to not only structural abnormalities of the vascular smooth muscle, as has been suggested in the adult animal models of pulmonary hypertension, but also functional abnormalities of the vascular endothelium.35 36 For example, substantial data suggest that nitric oxide is released in response to pulmonary vasoconstricting stimuli in an attempt to modulate the response, and it has recently been shown that children with increased pulmonary blood flow and pressure have an early impairment of nitric oxide production.11 37 The contribution of impaired endothelial function in the abnormal responses of the shunted lambs is unclear, but preliminary data suggests that these lambs also have an impairment of endothelium-dependent pulmonary vasodilation.38
In summary, we present a novel and representative animal model of postnatal pulmonary hypertension with increased pulmonary blood flow. The model entails in utero placement of an aortopulmonary vascular graft, which most closely represents the aberrant hemodynamic state of children who have congenital heart disease with increased pulmonary blood flow. This model also produced early and characteristic morphological changes of the pulmonary vasculature, a typical exaggerated response to pulmonary vasoconstricting stimuli, and the most rapid and dramatic increases in pulmonary arterial pressure in the literature. However, a few limitations of the model should be considered. First, the hemodynamic variables were obtained in anesthetized animals after an extensive thoracotomy. Although baseline hemodynamics were obtained 60 minutes after chest closure, the effects of surgery and anesthesia must be noted. Because control lambs were studied under the same conditions, differences between the groups should be independent of these factors. Second, the Qp/Qs was obtained with the Fick principle, using oxygen saturation differences between the right ventricle and distal pulmonary artery. In this model, there is no chamber for complete mixing of blood between the shunt and the sampling site in the pulmonary artery. Therefore, streaming of blood may produce inaccuracies in the calculated Qp/Qs. In addition, the systemic blood flow was not directly measured but rather calculated from the Qp/Qs. Therefore, the determination of systemic blood flow is subject to similar inaccuracies. To assess this potential limitation, we placed ultrasonic flow probes on the aortic arch and bovine trunk to measure systemic blood flow (minus coronary blood flow) and on the right and left pulmonary arteries to measure total pulmonary blood flow in three additional shunted lambs. The Qp/Qs measured with the Fick principle (3.8±1.3) was similar to that measured with the flow probes (3.9±0.9). Third, the calculation of pulmonary vascular resistance is based on the hydraulic equivalent of Ohm's law. In the shunted lambs, a dramatic elevation in mean pulmonary arterial pressure was associated with a non-significant, modest elevation of calculated pulmonary vascular resistance compared with controls. The increase in the number of barium-filled intra-acinar pulmonary arteries and resulting increase in pulmonary blood volume may limit the increase in pulmonary vascular resistance, and thus may represent an adaptive response of the immature pulmonary vasculature to increased flow and pressure. However, when there are large differences in pulmonary blood flow between groups, the use of Ohm's law in single-point comparisons may be inaccurate.39 Last, closure of the shunt resulted in an increase in the calculated pulmonary vascular resistance when determined 30 minutes later. Although this may represent true active vasoconstriction, the limitations of Ohm's law and the possibility that this was an acute transient response must be considered. Despite these limitations, this experimental preparation is the first animal model of pulmonary hypertension with increased pulmonary blood flow from birth, and may provide a useful tool with which to study the mechanisms of vascular remodeling and increased reactivity associated with this disorder.
| Acknowledgments |
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Received October 10, 1994; revision received January 9, 1995; accepted January 17, 1995.
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