(Circulation. 1995;92:3445-3452.)
© 1995 American Heart Association, Inc.
Articles |
From the Division of Cardiovascular Medicine, Department of Cardiothoracic Surgery (E.B.S.), and the Division of Biostatistics (B.W.B.), Stanford (Calif) University School of Medicine.
Correspondence to Hannah A. Valantine, MD, Stanford University School of Medicine, 300 Pasteur Dr, Stanford, CA 94305-5246.
| Abstract |
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Methods and Results This study examined the relation of
clinical outcome in 145 heart transplant recipients (mean age,
45.1±11.1 years) with the amount of intimal thickness measured by ICUS
during routine annual coronary angiography 1 to 10 years (mean,
3.1±2.2 years) after transplantation. From published autopsy data, a
mean intimal thickness of >0.3 mm was considered significant. During a
mean follow-up time of 48.2±10.2 months, 23 deaths (12 cardiac)
occurred, and 6 patients required retransplantation. Angiographic TxCAD
developed in 22 of 125 patients (17.6%) in the subgroup with normal
angiograms at the time of ICUS and a follow-up annual angiographic
study. In the total population and the subgroup, mean intimal
thicknesses of >0.3 and
0.3 mm, respectively, were associated with
significantly inferior 4-year actuarial overall survival
(73% versus 96%, P=.005; 72% versus 92%,
P=.05), cardiac survival (79% versus 96%,
P=.005; 80% versus 98%, P=.04), and freedom
from cardiac death and retransplantation (74% versus 98%,
P<.0001; 70% versus 96%, P=.001). In addition,
ICUS predicted freedom from development of subsequent angiographic
TxCAD in the subgroup that was initially normal (26% versus 72%,
P=.02). A mean intimal thickness by ICUS of >0.3 mm was
associated with inferior clinical outcome regardless of the
presence of angiographic TxCAD and predicted the development of
subsequent angiographic TxCAD. Despite significantly longer duration
after transplantation, higher rejection incidence, and lower average
daily cyclosporine dose, none of these covariates were
independent risk factors for outcome.
Conclusions These findings confirm the prognostic importance of mean intimal thickening of >0.3 mm in heart transplant recipients and suggest that these patients should be candidates for early interventional strategies.
Key Words: transplantation ultrasonics coronary disease prognosis
| Introduction |
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Therefore, the primary objective of this study was to determine whether intimal thickness as measured by ICUS was of prognostic importance in predicting subsequent clinical outcome, including overall mortality, cardiac mortality, need for retransplantation, and development of angiographically visible TxCAD. A secondary objective was to assess whether ICUS provides prognostic information in the absence of angiographically visible TxCAD.
| Methods |
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All patients were managed with standard immunosuppressive regimens, including prophylactic anti-lymphocyte antibody therapy during the early postoperative period and maintenance with prednisone, azathioprine, and cyclosporine. Episodes of moderate rejection according to the classification of the International Society for Heart and Lung Transplantation19 were treated with increased doses of corticosteroids and, in refractory cases, rabbit anti-thymocyte globulin or OKT3.
Pretransplant and posttransplant clinical characteristics recorded for each patient included age at study, sex, and pretransplant diagnosis. Linearized rejection and infection rates were calculated for the first year after transplantation. Rejection episodes were counted as one event from onset to resolution as defined histologically. Infectious episodes were defined as episodes requiring hospitalization or intravenous antibiotic treatment. Actuarial rates of rejection and infection for the entire posttransplant course were determined.
The study protocol was approved by the Committee for the Protection of Human Subjects in Research at Stanford (Calif) University Medical Center, and written informed consent was obtained from all subjects before inclusion in the study.
Coronary Angiography
Coronary angiography was performed by
the
percutaneous femoral approach with standard
angiographic techniques. After sublingual nitroglycerin
premedication, multiple projections of the right and left
coronary arteries were obtained. Arteriograms were assessed
visually by two independent experienced angiographers who were not
aware of the clinical or ICUS data. Quantitative techniques were not
used, but serial cinefilms were compared side by side with
reproductions of identical views on serial studies. Any
luminal stenosis or diffuse distal pruning was considered
significant for the purpose of this study. Coronary angiography
was repeated at annual intervals after transplantation unless
clinically indicated to be needed more frequently.
Intracoronary Ultrasound Imaging
The procedure for ICUS image
acquisition and analysis at
this institution has been described previously in
detail.15 In brief, ICUS imaging was performed with a 5F
or 4.3F 30-MHz ultrasound transducer (CVIS Inc). After completion of
the coronary angiography and administration of 0.4 mg
sublingual nitroglycerin, an 8F high-flow
coronary guiding catheter with a 0.082-in internal diameter was
positioned in the ostium of the left main coronary artery. The
imaging system was then introduced into the left anterior descending
coronary artery over a 0.014-in guide wire, and the ultrasound
catheter was advanced to the midportion of the vessel, avoiding vessel
segments <2 mm. Up to four distinct locations (mean, 3.2±1.0),
separated by at least 1 cm, were selected for ultrasound measurements.
These selected sites had a circular lumen, and vessel bifurcations and
side branches were avoided. Ultrasound gain settings were adjusted for
optimal visualization of the vessel-lumen interface. The studies
were recorded on 0.5-in super VHS videotape for subsequent
off-line analysis. Images were subsequently digitized onto
a 512x512x8-bit matrix in 34-frame sequences obtained at 30 frames
per second by an image processing computer (Dextra Medical Inc). The
largest vessel lumen at end diastole was used for
analysis. The lumen-vessel interface and, in the presence
of intimal thickening, the external border of the intimal layer
(intima-media interface) were traced by planimetry; this allowed
calculation of mean intimal thickness. Measurements from all sites were
averaged for each study. Intimal thickening of >0.3 mm was considered
significant on the basis of prior work from this
laboratory20 and autopsy observations in 164 unselected
subjects 21 to 35 years old.21 The range of intimal
thickness in the coronary arteries of the latter population was
0.028 to 0.301 mm.21
Clinical Events
Clinical events recorded included death,
retransplantation
or listing for retransplantation, and development of TxCAD as assessed
on subsequent annual follow-up angiograms. Causes of death and
reasons for retransplantation were recorded. Cardiac death was
defined as (1) sudden death from circulatory failure occurring within 1
hour of the onset of symptoms in the absence of rejection in a patient
who had been clinically well, (2) death in the setting of an acute
myocardial infarction, (3) death from congestive heart failure in the
absence of rejection, or (4) death occurring within 3 months of
retransplantation for TxCAD. Pathological findings at autopsy and on
explanted hearts were reviewed when available. For the purpose of
comparison, patients were categorized into groups on the basis of ICUS
findings (intimal thickness of
0.3 versus >0.3 mm) and angiographic
findings (any luminal stenosis or diffuse pruning of distal
vessels versus normal angiogram). An intimal thickness of >0.3 mm was
selected as the threshold for abnormality in this study on the basis of
published autopsy data.21 The presence of any angiographic
disease was selected as the angiographic threshold for abnormality on
the basis of the following rationale: recognized underestimation of
TxCAD by angiography10 11 and previously reported
prognostic impact of angiographically "minor" TxCAD
lesions.8 To test the hypothesis that intimal thickness in
the presence of a normal angiogram predicts the outcome and development
of subsequent angiographic disease, the subgroup of patients with
normal angiograms at ICUS study was analyzed separately.
Patients were followed from the time of the ICUS studies performed between July 1990 and August 1993 until April 1995 or death for a mean follow-up of 48.2±10.3 months. No patient was lost to follow-up.
Statistical Analysis
Results are presented as mean±SEM
or relative risk
(95% CI) for actuarial and as mean±SD for all clinical data. The
relation of ICUS and coronary angiography findings at baseline
with outcome variables was examined by Kaplan-Meier22
procedures to contrast absolute survival differences and by a
log-rank (Mantel-Haenszel) test to assess for equality of survival
curves.23 Cox proportional-hazards methods were used
to calculate relative risks (95% CI) for selected outcome
variables with sufficient numbers of events.24 The
outcome variables tested were overall survival, cardiac survival,
cardiac survival and/or freedom from retransplantation for cardiac
causes, and freedom from development of subsequent angiographic TxCAD,
the latter in the subgroup of patients with normal angiograms at the
time of ICUS. Differences between groups in characteristics at baseline
were assessed with
2 tests for categorical
variables and two-tailed t tests for continuous
variables. Linearized rejection and infection rates were quantified
in 3-month intervals as episodes per 100 patient-days to account
for the differences in numbers of patients in the groups. Comparisons
were then performed between groups by use of a z statistic
for rates and proportions. A value of P
.05 was considered
statistically significant.
To address the question of the difference in
duration after
transplantation in patients with intimal thickness of
0.3 versus
<0.3 mm, three different approaches were used. First, a time-shift
correction of the outcome data was performed. The probability of
freedom from angiographic TxCAD on follow-up in the group with
intimal thickening of
0.3 mm was time-shifted for duration after
transplantation by multiplying each of the data points by the ratio of
the mean duration after transplantation in the two groups (3.9/2.8).
The difference in the event-free probability between the two groups
was then compared by a log-rank (Mantel-Haenszel) test.
Second, the relative risk for overall mortality and development of angiographically visible TxCAD was calculated with the duration after transplantation as a covariate in the Cox proportional-hazards analysis. Both the total group and the subset of 126 patients who had normal coronary arteriograms at baseline were analyzed in this fashion.
The third analysis performed used the Cox
proportional-hazards model to determine the relative risk of
developing angiographic CAD in two subsets of patients whose ICUS
studies were performed 1 and 2 years after transplantation. For each
group separately, the relative risk in patients with intimal thickness
of
0.3 versus >0.3 mm was compared. Because the numbers of patients
and events were small in each group, the relative risk for subsequent
angiographic disease in patients with intimal thickening measured 1 or
2 years after transplantation was determined.
To address the issue of
how pertinent clinical factors, including
infection, may be related to TxCAD and potentially affect survival, we
compared the following end points in patients with intimal thickening
of >0.3 versus
0.3 mm: (1) linearized infection rates during the
initial year after transplantation with Student's t test;
(2) actuarial infection rates and death from infection with the
Cox-Mantel test; and (3) levels of immunosuppression that predispose to
infectionsuch as total pulsed and maintenance
corticosteroid doses, cyclosporine dose,
and rejection incidencewith ANOVA. Statistical significance was
defined as P
.05.
| Results |
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0.3 mm (n=98; 3.9±2.4
versus
2.8±2.0 years, P=.004) and had a higher rejection
incidence
during the initial 3 months after transplantation. Otherwise, there
were no significant differences in clinical characteristics at baseline
between the groups. Angiographic evidence of TxCAD was present in
19 patients (13%) at the time of ICUS.
|
Prognostic Impact of ICUS and Angiography
Intimal thickness
as measured by ICUS but not angiographic
evidence of TxCAD, duration after transplantation, or rejection
incidence significantly predicted overall survival. Both methods were
significant predictors of the other outcome variables, which
included cardiac survival and freedom from cardiac death and/or
retransplantation.
In the total population, intimal thickness of
>0.3 versus
0.3
mm and the presence of any angiographic disease versus no angiographic
disease were associated with overall actuarial 4-year survival rates of
73±7% versus 96±2% (P=.005) and 72±12%
versus 92±3%
(P=.05), cardiac survival rates of 79±5% versus 96%
(P=.005) and 80±10% versus 98±1%
(P=.04), and
freedom from cardiac death and retransplantation of 74±7% versus
98% (P<.0001) and 70±11% versus 96±2%
(P<.0001), respectively (Fig 1
).
|
In the
subgroup of patients with normal angiograms at the time of ICUS
(n=126), an intimal thickness of >0.3 mm was associated with
decreased
overall actuarial 4-year survival (72±8% versus 96±3%,
P=.03), cardiac survival (89±5% versus 98%,
P=.01), and freedom from cardiac death and retransplantation
(80±7% versus 98%, P=.002). In addition, intimal
thickness of >0.3 versus
0.3 mm in this subgroup predicted freedom
from development of subsequent TxCAD (26±14% versus 72±11%,
P=.02), as Fig 2
shows.
|
Because of the
significant difference in duration after transplantation
between patients with intimal thickening of >0.3 versus
0.3 mm, the
probability of freedom from angiographically visible TxCAD was
time-shifted for the group with intimal thickness of
0.3 mm. With
this time-shift correction, the probability of freedom from
angiographic TxCAD in patients with intimal thickness of
0.3 mm
remained significantly higher (26±16% versus 73±12%,
P<.0001) over the 4-year follow-up (Fig 3
).
|
Table 2
gives the relative risks (95% CI) of death from
any cause in the total population. An intimal thickness of >0.3 versus
0.3 mm but not the presence of angiographically visible TxCAD or
duration after transplantation was associated with a significantly
higher relative risk of death from any cause.
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Table 3
gives the relative risks of death from any cause
and of development of TxCAD in the subset of patients with normal
angiograms at the time of ICUS. An intimal thickness of >0.3 versus
0.3 mm but not duration after transplantation predicted death and the
development of angiographic disease.
|
To further address the issue of variable duration after transplantation at the time of ICUS study, the risk for subsequent development of angiographically visible TxCAD was determined in subsets of patients whose ICUS studies were performed at 1 and 2 years after transplantation. For each group separately, we examined the risk of mortality and subsequent angiographic disease associated with intimal thickening of >0.3 mm. The relative risk of angiographic TxCAD associated with intimal thickening of >0.3 mm measured 1 year after transplantation was 2.8 (95% CI, 1.4 to 7.8) and thus similar to that of the whole group. However, this relative risk was not statistically significant (P<.09) owing to sample size (total n=48, events=4). Similarly, the relative risk associated with intimal thickening measured 2 years after transplantation was 2.5 (95% CI, 1.3 to 7.9) and was not statistically significant (P<.1) because of the small sample (total n=17, events=3). However, when patients studied 1 and 2 years after transplantation were combined (total n=65, events=7), the relative risk of subsequent angiographically visible TxCAD associated with intimal thickening of >0.3 mm was 4.9 (95% CI, 1.0 to 24.5; P<.05). Likewise, the relative risk for mortality of intimal thickening of >0.3 mm 1 or 2 years after transplantation was 4.6 (95% CI, 1.3 to 15.5; P<.05).
To address the issue of how infection might be
related to TxCAD, we
performed an analysis to determine whether a significant
relation existed between intimal thickening and rejection incidence;
actuarial infection rates; and levels of immunosuppression that
predispose to infection, such as total pulsed
corticosteroid dose or maintenance daily doses
of corticosteroids, cyclosporine, and
azathioprine. Linearized infection rates during the first year after
transplant were similar in the two groups. Actuarial combined infection
(viral, bacterial, and fungal) showed a trend toward higher rates
(event-free probability at 5 years after transplantation, 14%) in
patients with intimal thickening of >0.3 mm; however, the differences
were not statistically significant compared with patients with intimal
thickening of
0.3 mm (event-free probability at 5 years after
transplantation, 18%). Likewise, the differences in individual
infection rates (viral, bacterial, or fungal) were not statistically
significant between the two groups. Actuarial death rates from
infection did not differ in patients with intimal thickness of >0.3
compared with
0.3 mm (event-free probability at 5 years after
transplant, 80±9.6% versus 83±9.5%).
Fig 4
compares the actuarial rejection rates in patients
with intimal thickening of >0.3 versus
0.3 mm. The probabilities of
freedom from rejection were lower and linearized rejection rates (Table
1
) were higher in patients with intimal thickening of >0.3
mm. This
was paralleled by higher total pulsed
corticosteroid dose (used for treatment of acute
rejection) in patients with intimal thickening of >0.3 mm (8050±250
versus 5400±600 mg, P
.05); however, the average daily
maintenance corticosteroid dose was similar in
the two groups (0.20±0.01 versus 21±0.02 mg/kg). This was also
true
for maintenance doses assessed at 3-month intervals. In
contrast, average daily maintenance cyclosporine
dose was lower in patients with intimal thickening of >0.3 mm
(3.33±0.24 versus 4.21±0.21 mg/kg, P<.05), and the
difference was statistically significant beginning 18 months after
transplantation (Fig 4
).
|
Clinical Events
During a follow-up period of 48.2±10.3
months, 23 deaths
(16%) occurred. Table 4
lists the causes of death:
TxCAD was the leading cause of death (54%), followed by malignancies
(23%) and infection (18%). In patients with intimal thickening of
>0.3 mm, TxCAD accounted for 84% of deaths, whereas none of the
deaths in the group with intimal thickening of <0.3 mm were due to
TxCAD. Of the total study population (n=145), 6 patients (4%) required
retransplantation. Reasons for retransplantation were TxCAD in 4
patients (67%), all of whom had intimal thickness of >0.3 mm, and
unexplained allograft failure in 2 patients (33%) who also had intimal
thickness of >0.3 mm. Examination of these 2 explanted hearts revealed
diffuse intimal proliferation in all major epicardial vessels. In the 2
patients with intimal thickening
0.3 mm, the cause of death was
acute rejection, confirmed at autopsy. In the remaining patients,
malignancy and infection accounted for 5 and 4 deaths, respectively. A
repeated coronary angiogram obtained after a mean follow-up
time of 48.2±10.3 months in 125 of 126 patients (99%) with normal
angiograms at the time of ICUS revealed new TxCAD in 22
patients (17.6%).
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| Discussion |
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In earlier work, Uretsky et al8 reported a significant
increased relative risk for cardiac events and cardiac mortality in
patients with any angiographic evidence of TxCAD during follow-up.
In a study from our institution,7 the presence of
angiographic luminal stenosis of
40% was associated with a
2-year survival rate of only 50%. Survival was directly related to
disease severity, with the poorest outcome in patients with
70%
stenosis or three-vessel involvement.
TxCAD is characterized pathologically as diffuse concentric and longitudinal fibrous intimal thickening; focal intimal plaques indistinguishable from nontransplant atherosclerosis also occur.9 Accordingly, by angiography, the disease appears predominantly as diffuse, concentric narrowing of epicardial coronary arteries with pruning of distal vessels and lack of collateral vessels.10 This explains the relatively low sensitivity of visual assessment of coronary arteriograms for TxCAD; angiography relies on the assumption that the adjacent vessel caliber is normal and therefore underestimates disease severity, as demonstrated by pathology-angiography correlation studies.11 ICUS has been shown to be more sensitive than qualitative angiography in detecting TxCAD15 17 18 and is considered to be the method of choice to detect early changes of TxCAD. We hypothesized that ICUS might provide prognostic information beyond that obtained from coronary angiography and might predict outcome in the absence of angiographically visible TxCAD.
In the present study, both ICUS and angiography significantly
predicted cardiac survival and freedom from cardiac death and
retransplantation, but only ICUS findings correlated significantly with
overall survival. This is in accordance with the angiographic results
obtained by Uretsky et al,8 who defined TxCAD in a manner
similar to that used in the present analysis. In our
earlier report demonstrating a correlation of angiographic TxCAD with
overall survival,7 patients were included in the study if
they had
40% angiographic coronary luminal stenosis.
The angiographic definition for significant TxCAD in the present
study (eg, any evidence of the disease) was chosen to allow comparison
with ICUS findings. An ICUS intimal thickness of >0.3 mm was
considered significant on the basis of pathological
observations21 and prior studies from this
laboratory.20 The reasons for the association of intimal
thickness with overall mortality can be explained by the high
prevalence of death from TxCAD in patients with intimal thickness of
>0.3 mm (Table 4
). At the 4-year follow-up, the primary
cause of death was TxCAD; in the subset of patients with intimal
thickness of >0.3 mm, it accounted for 80% of deaths. It is
interesting to note that infection, including cytomegalovirus, did not
predict TxCAD or outcome in this study, despite previous
observations.25 This difference from prior studies
probably is due to changes in treatment and prophylaxis for
cytomegalovirus. Also of note is the fact that despite a higher
rejection incidence during the initial 3 months after transplantation,
rejection did not independently predict risk of outcome. The relative
contribution of rejection per se versus the high doses of
corticosteroids used for its treatment warrants further
investigation. Likewise, the observations that rejection incidence was
higher and cyclosporine doses were lower in patients with
intimal thickening of >0.3 mm suggest that inadequate suppression of
the alloimmune response might play an important role in the
pathophysiology of TxCAD.
ICUS findings predicted clinical outcome even in patients with normal
angiograms at the time of ICUS. The excellent 4-year survival of
patients with an intimal thickness of
0.3 mm in this subgroup and the
ability of coronary artery intimal thickness measured 1 or 2
years after transplantation to predict the risk of subsequent
angiographic TxCAD suggest that ICUS may have important practical
applications. For example, routine annual coronary angiography
could be delayed safely in patients with an intimal thickness of
0.3
mm. In contrast, patients with intimal thickening of >0.3 mm 1 or 2
years after transplantation are at risk for subsequent angiographic
disease and warrant closer follow-up to assess disease progression.
This approach to monitoring disease should be coupled with aggressive
risk factor reduction. Thus, patients with intimal thickening of >0.3
mm are prime candidates for intervention strategies to slow the
progression of TxCAD. From our observations, this management should
include treatment of dyslipidemia, including
hypertriglyceridemia and obesity. It should
be pointed out that even in patients with intimal thickening of <0.3
mm, a small proportion subsequently developed angiographic disease.
This emphasizes that further studies are required to fully characterize
the limitations of ICUS and to determine the characteristics of
patients whose disease progresses at a rapid rate.
Study Limitations
Several limitations apply to this study.
First, the population
represented a selected group of long-term survivors
rather than a consecutive series of transplant patients. We are
currently embarked on a progression study that will measure intimal
thickening at baseline, and serially thereafter, to clearly define the
rate of progression and the prognostic implications of this index of
TxCAD. Second, the range of times after transplantation when the ICUS
study was performed in the study population was wide. Because ICUS was
introduced into clinical use only in the late 1980s, results in a large
consecutive series of patients studied at baseline and serially after
transplantation will not be available for several years. We have
addressed this limitation using three different approaches, all of
which support the prognostic importance of ICUS measurements of intimal
thickening in heart transplant patients. Third, as a consequence of
study design, the data from this study provide no information regarding
onset or rate of progression of intimal thickening. This limitation is
important because it relates to potential bias in the selection of
patients who have survived long enough to have ICUS. Clearly,
prospective evaluation of all patients, beginning with baseline studies
during the early posttransplant period and continuing with serial
annual follow-up, is required to accurately describe the time
course of intimal thickening in heart transplant recipients. However,
given the experimental nature of this procedure and the associated
cost, it is extremely difficult to obtain a consecutive series of
patients. In an attempt to address this issue within the current cohort
of patients, we obtained data from the subset of patients who were
studied at 1 year (n=38) and subsequently at annual intervals during
the follow-up period of 4 years. Patients whose rate of progression
between 1 and 2 years was >0.2 mm had a greater probability of
angiographic disease in the subsequent year (data not
presented; they are part of a prospective study). Fourth, only
the proximal two thirds of the left anterior descending artery was
examined in this study, and the reported measurements of intimal
thickness represent the disease process in only a limited
number of coronary sites in each patient. However, given the
predominantly diffuse nature of TxCAD,26 measurements from
one artery probably reflect the overall extent of the disease. Finally,
we did not correlate ICUS findings with results of quantitative
coronary angiography. This was not the purpose of this study,
and we have previously shown that this method correlates closely with
ICUS measurements.14 The prognostic importance of
quantitative coronary angiography findings after
transplantation remains to be defined.
Conclusions
Intimal thickness as measured by ICUS is of
prognostic importance
in patients after cardiac transplantation, as demonstrated for the
first time by these results. Even in the absence of angiographically
visible TxCAD, ICUS predicted clinical events and the development of
subsequent angiographic TxCAD. These data suggest that in patients with
intimal thickness of >0.3 mm, early intervention strategies are
warranted to slow the progression of TxCAD. Because we previously
reported hypertriglyceridemia and obesity
to be independent risk factors for coronary artery intimal
thickening in the transplanted heart, it would be important to target
these abnormalities. In patients with an intimal thickness of
0.3 mm,
routine annual coronary angiography may be safely delayed
because this finding was associated with an excellent cardiac prognosis
and slow progression of TxCAD over a 3-year follow-up period.
| Acknowledgments |
|---|
Received October 10, 1994; revision received July 5, 1995; accepted July 24, 1995.
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