(Circulation. 1995;91:623-630.)
© 1995 American Heart Association, Inc.
Articles |
Correspondence to Paul G. Yock, MD, Division of Cardiovascular Medicine, Stanford University School of Medicine, 300 Pasteur Dr, H3554, Stanford, CA 94305.
| Abstract |
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Methods and Results ICUS studies performed in 28 centers
were retrospectively included; these centers agreed to contribute to
the study among a total of 60 centers initially invited. Among the 2207
ICUS studies, 505 (23%) were performed in heart transplant recipients
and 1702 (77%) in nontransplant patients. Indication for ICUS was
diagnostic imaging in 915 (41%), drug testing in 244 (11%), and
guidance for intracoronary interventions in 1048 patients (47%). There
were no complications in 2034 patients (92.2%). In 87 patients
(3.9%), complications occurred but were judged to be "not
related" to ICUS by the operator. In 63 patients (2.9%), spasm
occurred during ICUS imaging. In 9 patients (0.4%), complications
other than spasm were judged to have a "certain relation" to
ICUS, including acute procedural events in 6 (3 acute occlusion, 1
embolism, 1 dissection, and 1 thrombus) and major events in 3 patients
(2 occlusion and 1 dissection; all resulting in myocardial infarction).
In 14 patients (0.6%), complications with "uncertain relation"
to ICUS were recorded, including acute procedural events in 9 (5 acute
occlusion, 3 dissection, and 1 arrhythmia) and major events in 5
patients (2 myocardial infarction and 3 emergency coronary artery
bypass surgery). The incidence of acute procedural or major
complications judged to be associated with ICUS (uncertain relation or
certain relation to ICUS) was compared in different patient groups. The
complication rate was higher in patients with unstable angina or acute
myocardial infarction (2.1% events) as compared with patients with
stable angina pectoris and asymptomatic patients (0.8% and 0.4%,
respectively;
2=10.9, P<.01). These
complications were also more frequent in patients undergoing
interventions (1.9%) as compared with transplant and nontransplant
patients undergoing diagnostic ICUS imaging (0% and 0.6%,
respectively;
2=13.5, P<.001).
Adverse events were few, and no association was detected between these
events and the size or type of ICUS catheter used.
Conclusions ICUS is associated with (but not necessarily the direct cause of) a minor acute clinical risk. Vessel spasm is the most frequent event occurring during ICUS. Other complications predominantly occur in patients with acute coronary syndromes and during guidance for intervention.
Key Words: ultrasonics coronary disease risk factors
| Introduction |
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Although ICUS is now increasingly used in practice,2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 the risk associated with the procedure is not well defined. Only a few studies have addressed complications associated with ICUS; these studies included relatively small numbers of patients from single centers.2 12 13 14 15 16 19 Reports on complications other than vessel spasm20 are extremely rare, and the overall incidence, type, and predictors of more serious complications are unknown. The purpose of the present retrospective multicenter study is, for the first time, to analyze acute complications associated with the clinical use of ICUS in a large number of patients.
| Methods |
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The data were collected from the centers using a uniform case record form. The patients' records were analyzed for demographic data, medical history, and clinical status at the time of the ICUS study. The coronary vessels were imaged, and the most distal position of the ICUS catheter in each vessel was recorded. The indications to perform the ICUS studies were categorized into diagnostic evaluation, drug testing, or guidance for a catheter-based intervention. If ICUS was performed during an intervention, the device type and the temporal relation between the intervention and the ICUS study were recorded. To estimate the experience of the operators for the ICUS study, the patients were categorized into different groups according to the number of prior ICUS studies performed by the center (<20, 21 to 100, and >100 studies). Informed consent and institutional review board approval was obtained according to the usual approach of the study centers and was not specifically reported for this study. Although the participating centers are identified in the "Appendix," data registry and analysis were blinded with respect to the contributing centers.
By consensus of the investigators during the organization of the study, the size of the ICUS catheter but not the manufacturer was reported. Since each catheter type used in this study had a unique size, we chose the size to identify the catheter. Eight different catheter sizes were used, ranging in size from 3.5F to 5.5F. Three catheter types had solid-state design with a central coaxial guide wire lumen. The other five catheters were mechanical systems; these devices were either passed through a plastic introducing sheath (two types) or the catheter was introduced over a guide wire that was offset relative to the imaging core with a 1-cm (one type) or 30-cm (two types) guide wire sleeve. Complication rates were initially analyzed for catheter sizes <4.0F, 4.0F to 4.5F, and >4.5F, including all 2207 ICUS examinations. In addition, complications were analyzed separately for each of the eight catheter sizes in a subgroup of 1896 examinations that were performed by the centers agreeing on this type of analysis.
ICUS Complications
All cardiac complications occurring during
and 24 hours after
the procedure were reported with regard to the type of complication,
required treatment, and final patient outcome. In all cases, the causal
relation between the ICUS study and the complication was assessed by
the operator. The potential causal relation between ICUS imaging and
the complication was assigned to one of three predefined categories by
the operator of the procedure: Events were characterized as having a
"certain relation" to ICUS when the complication had causative
and temporal relation to ICUS. If a complication could clearly be
attributed to other procedures than ICUS, the association was
considered as "not related" to ICUS. When the events could have
been caused by ICUS, by another procedure, or potentially occurred
randomly, an "uncertain relation" to ICUS imaging was noted.
The type of complication was categorized according to the clinical relevance of the event into major complication, acute procedural complication, and vessel spasm. Major complications included nonfatal myocardial infarction, emergency coronary artery bypass surgery, or death. Acute procedural complications were considered as acute vessel occlusion (reopened during procedure), dissection, thrombus formation, embolism, or significant arrhythmias requiring immediate treatment and not resulting in major complications. These were acute events that had the potential to evolve into more severe clinical complications; however, appropriate therapy prevented major adverse outcomes. The types of the acute procedural complications were classified by the operators according to their individual judgment; standardized definitions for these events were not used. Vessel spasm (requiring intracoronary nitroglycerin administration) during ICUS imaging was also considered as an ICUS complication and categorized in a separate group. To avoid listing patients in different complication groups, for this report the events are categorized under their worst final outcome. Myocardial ischemia occurring while the ICUS catheter was advanced into a lesion was not considered as a complication when ischemia immediately disappeared after withdrawal of the ICUS catheter. Technical problems of the ICUS system were also reported but were not considered as clinical complications if the patients were not affected other than by prolongation of the procedure. The ultrasound recordings or angiograms of the studies with complications were not reviewed by the core center.
Study Centers
The 28 participating centers were located in
Austria (2
centers), Belgium (1 center), France (1 center), Germany (7 centers),
the Netherlands (1 center), and the United States (16 centers). The
number of ICUS studies contributed by each center was <50 in 12
centers (43%), 50 to 100 in 8 centers (29%), 100 to 200 in 7 centers
(25%), and >200 in 1 center (4%); the median number of patients
studied by each center was 59. The ICUS studies were performed during a
time period of 6 to 43 months (median, 15 months). Three ICUS studies
(0.1%) were performed in 1989, 150 in 1990 (7%), 429 in 1991 (19%),
1196 in 1992 (54%), and 429 in 1993 (19%) (until July 31).
Statistical Analysis
Data are presented as mean±1 SD.
Statistical analysis
for differences between patients with and without complications was
performed using the
2 test for nominal variables
and the Mann-Whitney rank sum test for ordinal variables. Significances
of multiple comparisons were confirmed by the method of
Bonferroni-Holm. A value of P<.05 was considered
significant.
| Results |
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Among the 1048 patients undergoing ICUS imaging during interventions, balloon angioplasty was performed in 687 (66%), directional atherectomy in 238 (23%), stent placement in 81 (8%), laser angioplasty in 31 (3%), rotational atherectomy in 6 (0.6%), and other techniques in 5 patients (0.5%). ICUS was performed only before the intervention in 104 patients (10%), only after in 429 (41%), and both before and after the procedure in 515 patients (49%).
Complications of ICUS
In the study group, 2034 of the 2207
patients (92.2%) had
uncomplicated procedures, and 87 (3.9%) had complications that were
judged to be not related to ICUS imaging. In 63 patients (2.9%), spasm
occurred during ICUS imaging. All other complications that had either
certain relation or uncertain relation to ICUS are listed in Table
2
.
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In 9 patients (0.4%), complications (other than
spasm) were
reported that had certain relation to the ultrasound procedure as
judged by the operator. These complications were acute procedural
complications in 6 patients (3 acute occlusion, 1 embolism, 1
dissection, and 1 thrombus) and major complications in 3 patients (2
occlusion and 1 dissection; all resulting in myocardial infarction).
Table 3
lists individual data for these patients. Among
the 3 patients suffering from myocardial infarction, 1 patient had
acute occlusion after angioplasty and subsequent ICUS imaging; the
patient was treated with recanalization and angioplasty. In one of the
patients, the ICUS catheter possibly picked up a flap or entered a
dissection plane after angioplasty; repeat angioplasty was required. In
the third patient with ICUS-related myocardial infarction, an extensive
dissection remote from the previously dilated lesion in the right
coronary artery occurred after ICUS imaging; angioplasty of the vessel
was necessary.
|
In 14 patients (0.6%), complications were recorded that
had uncertain
relation to ICUS as judged by the operator. These events were acute
procedural complications in 9 patients (5 acute occlusion, 3
dissection, and 1 arrhythmia) and major complications in 5 patients (2
myocardial infarction and 3 emergency coronary artery bypass surgery)
(Table 4
). In 9 of the 2207 patients (0.4%), the ICUS
study was interrupted due to technical failure of the ICUS system,
including 6 patients with guide wire winding and 3 patients with broken
catheter; in none of these cases was the patient affected.
|
Factors Associated With ICUS Complications
In 2120 of the
2207 patients, possible factors associated with the
occurrence of ICUS complications could be evaluated; the 87 patients
with complications judged to be not related to ICUS were excluded for
this analysis. As listed in Table 5
, the incidence
of spasm was not associated with any identifiable demographic,
clinical, or procedural variables. The incidence of the other
complications (acute procedural and major events) was significantly
increased in 717 patients with unstable angina or acute myocardial
infarction before the procedure. Complications occurred in 15 of these
patients (2.1%) as compared with 5 of 608 patients (0.8%) with stable
angina pectoris and 3 of 795 patients (0.4%) without or with
unspecific symptoms (
2=10.9, P<.01).
Acute procedural or major complications (except spasm) were noted in 19
of 975 patients (1.9%) undergoing ICUS during catheter-based
interventions as compared with none of the cardiac transplant
recipients and 4 of 650 nontransplant patients undergoing diagnostic
ICUS only (
2=13.5, P=.001).
Complications occurred in 1 of 619 patients (0.2%) undergoing ICUS
before the intervention compared with 18 of 944 undergoing ICUS after
the procedure (1.9%;
2=8.1, P<.01).
All other variables showed no significant association with the
occurrence of acute procedural or major complications. Incidence
of complications possibly associated with ICUS was also similar in
patients undergoing balloon angioplasty (16 of 626 patients, 2.6%) or
directional atherectomy (3 of 207 patients, 1.4%; P=NS).
There was also no significant difference in the incidence of
complications during ICUS imaging of proximal segments (3 of 262
patients, 1.1%), midsegments (12 of 808 patients, 1.5%), and distal
coronary segments (5 of 764 patients, 0.7%). Although not
statistically significant, there was a trend for decreasing incidence
of acute procedural and major complications (other than spasm) with
more advanced experience with the ICUS technique. The complications are
categorized according to the number of cases done by the center or
operator at the time the complications occurred. The incidence of
complications for patients studied with early (
20 ICUS studies
performed), intermediate (21 to 100 studies), and advanced ICUS
experience (>100 studies) was 1.6% (8 of 499 patients), 1.1% (12 of
1074 patients), and 0.5% (3 of 547 patients), respectively
(
2=2.7, P=.26).
|
The incidence
of ICUS complications was also similar for catheter size
<4.0F, 4.0F to 4.5F, and >4.5F (Table 5
). In addition to
this
analysis, 25 centers (contributing 1896 ICUS examinations) agreed
to analyze complications separately for each of the eight different
catheter types (Table 6
). The incidence of minor and
major ICUS complications during use of these catheters ranged between
0% and 1.9%; the complication rate was not significantly different
for the various ICUS catheter sizes. An increased incidence of spasm
(17.5%) was reported by a single center in a small number of patients
(n=40) in whom a catheter was used that is no longer commercially
available.
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| Discussion |
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Risks of ICUS
This retrospective study demonstrates that ICUS
imaging is
associated with (but not necessarily the direct cause of) a small acute
clinical risk. Vessel spasm is the most frequent event, occurring in
2.9% of the studies. Acute procedural complications (other than spasm)
with certain relation to ICUS imaging occurred in 0.3% and major
complications in 0.1% of the ICUS studies. Complications with
uncertain relation to ICUS were acute procedural events in 0.4% and
major events in 0.2%. The risk for these complications was
significantly increased in patients with acute coronary syndromes and
in patients studied after intracoronary interventions. Complication
rates of ICUS examinations performed for diagnostic reasons only or
performed before interventions were relatively low. In this
retrospective, nonrandomized survey, the size of the ICUS catheter and
the center experience with the technique had no significant impact on
the complication rates.
Several groups have reported their clinical experience with ICUS during the last few years.2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 Nevertheless, only limited information about acute complications of this procedure is available. Tobis et al12 studied 27 patients after balloon angioplasty; 3 patients (11%) developed spasm, 4 patients (15%) had angina during ICUS imaging, and in 1 patient a dissection extended during ICUS imaging, requiring repeat balloon angioplasty. After balloon angioplasty, Nissen et al14 observed spasm during ICUS in 5 of 51 patients (10%). Other groups reported no complications of ICUS imaging after balloon angioplasty12 or during the use of a combined angioplasty/imaging catheter.16 In a preliminary report from Erbel et al,19 11 of 229 ICUS studies (4.8%) could not be completed due to technical or patient-related complications. Recent data indicate that the risk of ICUS is lower with less severe coronary disease. No complications occurred in 20 patients with coronary stenoses <50% studied by Hodgson et al.13 St. Goar et al2 performed ICUS in 80 heart transplant recipients (75 with normal angiograms); the only complication was spasm occurring in 4 of the patients (5%).
The incidence of complications encountered in relation to the ICUS procedure is consistent with safety data from other intracoronary procedures. As might be expected, complications from therapeutic catheter interventions are generally higher than for ICUS imaging due to the greater extent of plaque disruption. During balloon angioplasty, death occurs in 0.1% to 1.0%, emergency coronary bypass surgery in 1.4% to 3.6%, and nonfatal myocardial infarction in 1.1% to 5.0% of the patients.21 22 23 24 Among the minor complications during angioplasty, prolonged angina pectoris is observed in 4.7% to 6.8%, occlusion in 1.7% to 4.9%, and dissections in 3.2% to 4.8% of the procedures, whereas embolism, perforation, and tamponade are extremely rare events. The complication rate of directional atherectomy is similar to balloon angioplasty; emergency bypass surgery, myocardial infarction, and death occur in 1.5% to 5.5%, 1.8% to 4.5%, and approximately 1.0% of the patients, respectively.25 26 Among diagnostic intracoronary catheters, safety data are available for the 1-mm intracoronary Doppler ultrasound catheter: 1.4% of patients studied by Wilson et al27 had abrupt coronary occlusion probably related to catheter-induced vasospasm. The experience with intracoronary angioscopy is still limited, and representative data on complications from this method are currently not available.28
In the present study, acute occlusion after balloon angioplasty accounts for 10 of the 23 complications (43%) (except spasm) with certain or uncertain relation to ICUS. Vessel occlusion after angioplasty alone can be a delayed phenomenon, occurring in 50% of cases later than 10 minutes after completion of the procedure.29 Since ICUS imaging delays the termination of the procedure, it is possible that some proportion of the closures attributed to ICUS may have occurred even without imaging.
Limitations of the Study
There are some significant
limitations inherent in our
retrospective study design.
(1) Most of the complications (19 of 23) possibly related to ICUS occurred in association with interventions. The cause of the complications often remained unclear with respect to the contribution of the ultrasound catheter. The design of the current study required operators to categorize the complications as certain relation, uncertain relation, or not related to the ICUS procedure. Clearly, there is no external, objective standard to differentiate certain relation and uncertain relation to ICUS. It is also possible that complications judged by the operator to be not related to ICUS were in fact influenced by the imaging procedure. To properly assess the incremental risk of ICUS after interventions would require a randomized study comparing interventions with ICUS imaging (but without change of decisions by ICUS results) with those without ICUS.
(2) A related problem with our retrospective analysis is that the ICUS complication rates were relatively small as compared with the historical event rates in patients with acute coronary syndromes and/or those undergoing interventions. It is therefore not clear whether the events that were designated as related to ICUS in the present study in fact have a causal relation to this procedure or only coincide with ICUS imaging.
(3) Some details of the ICUS studies (duration of ICUS imaging, prophylactic use of nitroglycerin, and so forth) were not adequately reported by all centers and are not included in the analysis.
(4) The effective operator experience from the standpoint of safety of ICUS imaging is determined by multiple factors (general interventional experience, number of prior ICUS studies). In the present study, the number of prior ICUS studies was considered as the only marker for the experience.
(5) Cases from the early phases of ICUS technology development were included in this study. Complication rates were therefore assessed in a developing rather than a stable phase of the technique. Although there was no statistically significant difference in complication rates as a function of catheter size in this study, a trend toward lower rates in both acute procedural/major complications and spasm was seen with the smallest catheters in this study. As still smaller catheters enter clinical use, the risk profile for ICUS imaging may be lower than the overall rates reported in this study.
(6) The selection of the study centers may have affected the results of the study. The 29 centers that declined or did not respond to the invitation might have a higher complication rate than reported in the present study.
(7) Inadequate ICUS images were considered as a complication in the present study; this is arguable since some users may consider inadequate recordings in a costly and potentially harmful diagnostic procedure as a complication.
Beyond the type of complications documented in this study, it is also possible that intracoronary manipulation of the ICUS catheter causes endothelial damage, which could accelerate the atherosclerosis process. We did not attempt to assess this issue in the present study. In transplant recipients restudied 1 year after ICUS imaging, Pinto et al30 found no significant difference in change of vessel diameters (by quantitative coronary angiography) between the instrumented and noninstrumented arteries. The long-term consequences of intravascular imaging will need to be assessed in larger studies, perhaps with repeat ICUS imaging for plaque quantitation.
Conclusions
This retrospective study shows that ICUS is
associated with (but
not necessarily the direct cause of) a minor acute clinical risk. Spasm
occurred in 2.9% of all ICUS studies. Other acute procedural and major
complications that were judged to have certain relation to ICUS
occurred in 0.3% and 0.1% of the patients, respectively.
Complications with uncertain relation to ICUS occurred in 0.4% (acute
procedural complications) and 0.2% (major complications) of the
patients. ICUS complications (other than spasm) were related to the
presence of acute coronary syndromes and to simultaneous coronary
interventions but unrelated to catheter size or center experience.
Prospective, randomized studies will be needed to better determine the
risk of intracoronary interventions with and without ICUS imaging.
| Acknowledgments |
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Main Investigators and Institutions
Marie-J.
Alibelli-Chemarin, MD; Jacques Puel, MD; Hospital
Rangueil, Toulouse, France; Satish K. Choudhary, MD; J. David Talley,
MD; Miodrag Stikovac, MD; Patty Hamilton, RN; University of Louisville,
Louisville, Ky; Stephen C. Culp, MD; Duke University Medical Center,
Durham, NC; Werner G. Daniel, MD; Andreas Mügge, MD; Medizinische
Hochschule, Hannover, Germany; Ivan De Scheerder, MD; Universitaire
Ziekenhuizen, Leuven, Belgium; Raimund Erbel, MD; Junbo Ge, MD;
Günther Görge, MD; Gutenberg Universität, Mainz,
Germany; James J. Ferguson III, MD, Texas Heart Institute, Houston,
Tex; Guy Friedrich, MD; Nico Moes, MD; Volker Mühlberger, MD;
Universitätsklinik Innsbruck, Innsbruck, Austria; Peter Hanrath,
MD; E.R. Schwarz, MD; Medizinische Fakultät der RWTH, Aachen,
Germany; John McB. Hodgson, MD; Helen Sheehan, RN; University Hospitals
of Cleveland, Cleveland, Ohio; Jeffrey M. Isner, MD; St Elizabeth's
Hospital, Boston, Mass; Morton J. Kern, MD; Eugene Caracciolo, MD;
University Medical Center, St Louis, Mo; Willibald Maier-Rudolph, MD;
Werner Rudolph, MD; Deutsches Herzzentrum, Munich, Germany; Michael
Mooney, MD; Minneapolis Heart Institute, Minneapolis, Minn; Jeffrey
Moses, MD; Lenox Hill Hospital, New York, NY; Harald Mudra, MD;
Ludwig-Maximilians-Universität, Munich, Germany; Richard L. Popp,
MD; Fausto J. Pinto, MD; Stanford University, Stanford, Calif; Michael
Schartl, MD; Wolfgang Boksch, MD; Freie Universität, Berlin,
Germany; Patrick W. Serruys, MD; Carlo Di Mario, MD; Pim De Feyter, MD;
Jose Baptista, MD; Thoraxcenter, Erasmus Universiteit, Rotterdam, the
Netherlands; Richard W. Smalling, MD; University of Texas Medical
School, Houston, Tex; Jonathan M. Tobis, MD; University of California,
Irvine, Calif; Paul D. Walter, MD; Cardiology Associates, Lubbock, Tex;
Franz Weidinger, MD; Severin Schwarzacher, MD; Dietmar Glogar, MD;
Universitätsklinik Wien, Wien, Austria; Gerald S. Werner, MD;
Georg-August-Universität, Göttingen, Germany; Christopher
J. White, MD; Suresh Jain, MD; Ochsner Foundation Hospital, New
Orleans, La; Robert L. Wilensky, MD; Joel M. Cohn, MD; Indiana
University, Indianapolis, Ind; Alan C. Yeung, MD; Todd J. Anderson, MD;
Ian T. Meredith, MBBS, PhD; Brigham and Women's Hospital, Boston,
Mass; Paul G. Yock, MD; Peter J. Fitzgerald, MD, PhD; Dirk Hausmann,
MD; University of California, San Francisco, Calif.
Received July 26, 1994; accepted December 12, 1994.
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