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(Circulation. 2008;118:2091-2102.)
© 2008 American Heart Association, Inc.
Contemporary Reviews in Cardiovascular Medicine |
From the Departments of Biosurgery and Surgical Technology (H.A., A.D., T.A.) and Investigative Medicine (H.A., C.W.l.R.), Imperial College London, London, UK.
Correspondence to Hutan Ashrafian, MBBS, MRCS, Department of Biosurgery and Surgical Technology, 10th Floor, Queen Elizabeth the Queen Mother Building, Imperial College London at St Marys Hospital Campus, Praed St, London, W2 1NY, UK. E-mail h.ashrafian{at}imperial.ac.uk
Key Words: atherosclerosis bariatric surgery heart failure obesity surgery
| Introduction |
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2.3 billion adults will be overweight and >700 million will be obese.1 Traditional treatments to achieve weight loss such as diet, lifestyle, and behavioral therapy have proven relatively ineffective in treating obesity and associated cardiovascular risk factors in the long term, especially when used in isolation, but have demonstrated some metabolic and cardiovascular benefits when they are used together as combination strategies.2 It is important to note that these treatments have been specifically ineffective on the morbidly obese subgroup of patients (BMI >40 kg/m2) and have led to development of operations in the form of "bariatric surgery" to treat obesity and its comorbidities. Surgery for the treatment of morbid obesity can be offered according to guidelines established by the National Institutes of Health (United States) and the National Institute for Clinical Excellence (United Kingdom). Herein, we explore the potential role of bariatric surgery in the treatment and prevention of obesity-related cardiac disease, examining the associations and potential pathophysiological mechanisms through which both obesity and cardiac disease can be modified by bariatric operations.
| Bariatric Surgery |
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These bariatric operations demonstrate the most encouraging results for rapid weight loss and subsequent improvements in overall morbidity and life expectancy in obese patients.3,4 Long-term follow-up of bariatric patients reveals significant reductions in mortality from heart disease, diabetes mellitus, and cancer. This leads to a decrease of any-cause mortality by 40% while also cutting long-term healthcare costs.4–6 Consequently, these operations have found a role in decreasing cardiovascular risk in asymptomatic obese patients but can also reduce cardiac mortality and morbidity in obese patients with established cardiac pathology.7–9
Currently, the vast majority of these operations are performed laparoscopically, and although some units report mortality (at 1-year follow-up) of 4.6%,10 a recent meta-analysis of 361 studies during 1990–2006 on 85 048 patients undergoing a wide spectrum of bariatric procedures revealed perioperative (
30 days) mortality of 0.28% (95% confidence interval, 0.22 to 0.34) and 2-year postoperative mortality of 0.35% (95% confidence interval, 0.12 to 0.58).11
| Metabolic Syndrome, Cardiovascular Risk, and Bariatric Surgery |
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The Swedish Obese Subjects (SOS) study15 revealed that the cardiovascular parameters that remained favorable at 10 years after surgery were blood triglycerides, uric acid, diabetes, and diastolic blood pressure, whereas systolic blood pressure and high-density lipoprotein levels were only improved at 2 years after surgery.
The beneficial effects of surgery in modulating these cardiovascular risks translate into clinical outcome, so that at 5 years the risk of cardiovascular and circulatory disease is decreased by 72%,4 which corresponds to a concomitant significant decrease in cardiovascular intervention for these patients.16 Overall mortality is improved at up to 15 years,5 and the specific mortality from coronary artery disease is 59% lower than for nonbariatric controls.6
| Bariatric Surgery Compared With Other Weight Loss Modalities |
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| Bariatric Surgery and Type 2 Diabetes Mellitus |
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Consequently, an important expansion in bariatric surgical inclusion criteria has taken place, whereby these operations have increasingly been applied to successfully treat sufferers of type 2 diabetes mellitus with less severe obesity (BMI >30 kg/m2) than the traditional bariatric cohort of morbidly obese patients (BMI >40 kg/m2).23 These beneficial effects on diabetes help to eliminate 1 of the major contributory factors of the metabolic syndrome and the problems of subsequent diabetic cardiomyopathy.
| Atherosclerotic Load and Bariatric Surgery |
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| Inflammatory Prevention and Bariatric Surgery |
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Bariatric operations beneficially modulate a number of the molecular culprits that lead to atheroma formation (Figure 2). Surgery results in an attenuation of oxidative stress and decreased levels of systemic inflammatory markers such as C-reactive protein, sialic acid, plasminogen activator inhibitor-1, malondialdehyde, and von Willebrand factor.27,28 At the endothelium, there is an associated decrease is found in circulating levels of activating adhesion molecules such as E-selectin, P-selectin, and intercellular adhesion molecule-1.27,29,30 Although nitric oxide and endothelin-1 levels are paradoxically reduced and increased, respectively, after surgery,29,31 there is nonetheless an improved endothelium-dependent vasodilatory response.27,32
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Compared with medical therapy, bariatric operations are associated with greater weight loss and a more pronounced improvement in endothelium-dependent vasodilatation. The effects of surgery cannot, however, be explained by weight loss alone and may include other mechanisms such as surgically induced improvements of glucose tolerance, lipid profiles, and hypertension.33
Epidemiological studies report that the relative risk of suffering from a cardiovascular event associated with C-reactive protein may be independent of other risk factors such as cholesterol and low-density lipoprotein.34 Both in vitro and in vivo research reveal C-reactive protein to play a role in cellular inflammation, atherosclerosis,35 subsequent risk of peripheral artery disease, myocardial infarction, and sudden death.36 Furthermore, raised plasma levels of adhesion molecules such as intercellular adhesion molecule-1, which mediate leukocyte trafficking, are associated with carotid intimal thickness37 and subsequent cardiovascular events in some but not all studies.38 Surgical reduction of these inflammatory biomarkers may therefore be 1 mechanism through which cardiovascular risk can be beneficially modulated to decrease ischemic event rates and mortality.
Of further interest is the finding that, to date, bariatric surgery is the only weight loss modality that can improve both the serum biochemistry and hepatic histological inflammation39 of patients with nonalcoholic fatty liver disease, a condition that can result from increased oxidative stress and is considered part of the metabolic syndrome but has also been independently associated with coronary artery disease.40
| Adipokines and Bariatric Surgery |
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Leptin is mainly produced by white adipose tissue and exhibits effects in nearly every body system. Cardiac myocytes express several isoforms of the receptor, and hyperleptinemia has been shown to protect the heart from lipotoxicity44 while also displaying antihypertrophic effects. Peripheral administration of leptin results in a beneficial nitric oxide–mediated endothelial vasorelaxation,45 although, conversely, chronic hyperleptinemia demonstrates increased heart rate, hypertrophy, intimal hyperplasia, and also chronic heart failure.46
Most bariatric procedures have been associated with a significant decrease in leptin levels that persists for up to 2 years after surgery.47 Although changes in leptin concentrations are correlated with changes in subcutaneous, visceral, and total adipose tissues, surgical modulation of this adipokine can be through both weight loss–dependent and –independent mechanisms. The latter can be multifactorial but may involve a postoperative association of leptin with insulin levels.48 Leptin modulation through bariatric procedures may result in a favorable effect on atherosclerosis as decreased serum levels are associated with a reduction in intimal hyperplasia, whereas raised levels are related to increased intima-media thickness, atheroma formation, and myocardial infarction.41 Furthermore, circulating leptin levels correlate well with left ventricular (LV) mass in morbid obesity both before and after bariatric surgery.49
Adiponectin is among the highest produced adipokines, possessing both anti-inflammatory and antidiabetic properties, although levels are paradoxically decreased in obesity and insulin-resistance states. Early epidemiological data suggest that lower plasma concentrations of adiponectin are associated with the risk of coronary artery disease when adjusted for age and BMI,43 whereas raised levels reveal a lower risk of myocardial infarction.50 Although these associations have not been demonstrated universally,51 in vitro studies reveal that adiponectin can mediate nitric oxide production, inhibit apoptosis in human endothelial cells, and inhibit arterial smooth muscle cell proliferation.52 These effects may be augmented by bariatric surgery as these procedures maintain raised levels of adiponectin at up to 1 year postoperatively in some but not all studies.30 Conversely, high adiponectin levels have been reported as a predictor of mortality in patients with chronic heart failure.53
Resistin is a recently discovered adipokine that has also been shown to play a role in atherogenesis as it activates endothelial cells, and raised levels are associated with increased coronary artery calcification.42 Bariatric operations can significantly reduce levels of resistin at >1 year postoperatively,54 which may contribute to the postsurgical decrease in atherosclerotic events.
| Obesity and Heart Failure |
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11% of male and 14% of female cases of heart failure were directly correlated to obesity, and each incremental BMI rise of 1 kg/m2 increased the risk of heart failure by 5% for male subjects and by 7% for female subjects. Further evidence from the National Health and Nutrition Examination Survey revealed that obese patients are 30% more likely to develop heart failure compared with nonobese patients,56 and analysis of the 15 402 individuals of the Renfrew-Paisley study demonstrated that the obesity-associated adjusted risk of heart failure was 2.09.57 Patients who suffer from heart failure either exclusively or predominantly as a result of their obesity are considered to have "obesity cardiomyopathy." This has been underrecognized as a separate disease entity and is now considered as any myocardial disease or dysfunction in obese individuals inexplicable by other causes of heart failure, such as diabetes mellitus, hypertension, and coronary artery disease.58
The literature associating obesity and heart disease is, however, not wholly clear-cut because there exists a phenomenon known as the obesity paradox, in which it has been demonstrated that obese patients with established cardiovascular disease have a better prognosis and cardiovascular outcomes than "ideal-weight" or underweight patients.59 This phenomenon is not fully understood and must be weighed against a number of studies associating improved metabolic profiles and decreased cardiovascular events after successful weight reduction therapy in obese individuals.3,4 It is also becoming increasingly clear that the obese population is not necessarily a single entity but can be classified into a heterogeneous group of individuals with complicated and uncomplicated obesity subtypes.60 The latter group are obese subjects but do not demonstrate any obesity-related metabolic comorbidities, whereas the former group are those who may benefit from medical and surgical management.
| Epicardial Fat and Bariatric Surgery |
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40% demonstrate ventricular fatty infiltration. This excessive cardiac fat has been described as resulting from metaplasia of connective tissue,62 which subsequently develops into a fatty infiltration in
3% of morbidly obese individuals.63 The fat that surrounds and infiltrates the myocardium shares the same coronary blood supply and is not anatomically separated by any discernible fascia that is visible in other tissues such as in skeletal muscle.64 This adipose tissue around the heart is now recognized as a metabolically active organ that can modulate both cardiac morphology and function.65 It has also been suggested that these adipocyte cells can also mediate direct cardiotoxicity as a result of myocardial steatosis66 that can result in obesity cardiomyopathy.
Measuring maximal epicardial fat thickness at the point of the free wall of the right ventricle by echocardiography, Iacobellis et al67 reported that an increase in mass during cardiac hypertrophy is associated with a consensual and proportional increase in epicardial adipose mass. Furthermore, although there does not seem to be strong relationship between epicardial mass and overall adiposity,68 it closely relates to visceral fat quantity.69 Because visceral adiposity also has a strong association with the metabolic syndrome, the concurrent association with epicardial fat on echocardiography has led Iacobellis et al to describe threshold values of epicardial fat dimensions for white high-risk metabolic syndrome patients to be 9.5 mm for men and 7.5 mm for women.
Bariatric surgery is an effective treatment for obesity cardiomyopathy8 and has been reported to improve cardiac function in 2 individuals with end-stage heart failure previously under consideration for cardiac transplantation.9 Surgery can decrease the obesity "cardiotoxic load" and demonstrates significant decreases in epicardial fat thickness on postoperative echocardiograms from 5.3±2.4 to 4.0±1.6 mm in 23 patients at 8 to 11 months after surgery.70
| Obesity, Maladaptive Ventricular Remodeling, and Cardiomyopathy |
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A number of studies have examined the relationship between bariatric surgery and cardiac morphology on 2-dimensional echocardiography and have demonstrated some beneficial reductions in pathological cardiac variables (Table 2). These cardiac parameters include LV mass indices, diastolic function, and systolic function, which are surrogate markers for ventricular remodeling. Because they are beneficially modulated by bariatric surgery, these procedures can therefore be considered mediators of "reverse remodeling."
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| Bariatric Surgery and Ventricular Mass Indices |
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| Bariatric Surgery and Diastolic Cardiac Function |
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Bariatric surgery beneficially modulates these echocardiographic markers of diastolic dysfunction (Table 2), with trends across a number of studies confirming a significant increase of the postoperative E/A ratio, reduction of the A wave, and shortening of the isovolumic relation time. Furthermore, many of these beneficial changes occur alongside a beneficial regression of end-diastolic diameter and LV mass indices. Data on the changes on end-systolic diameter and the E wave are more heterogeneous, but it has been shown that the greatest echocardiographic improvements in diastolic function are most noticeable in those patients who have been obese for a longer duration of time.77 Tissue Doppler evaluation also reveals that these operations increase both tricuspid and mitral annular early diastolic velocities.84
| Bariatric Surgery and Systolic Function |
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Although a number of bariatric studies report on improved systolic function as discerned by end-diastolic diameters after surgery (Table 2), the results on ejection fraction are not universally improved, particularly if the preoperative value is moderate or good (Table 3). Alpert et al96 were able to demonstrate that improvements in systolic function only occur in those obese individuals whose systolic function was significantly depressed preoperatively and that the best improvement of systolic parameters after surgery occurs in those who have been morbidly obese for longer periods of time.77 One case describes an improvement in ejection fraction by 35% at 8-year follow-up,97 and these operations have also been shown to be beneficial for the systolic function of morbidly obese patients who have developed severe cardiomyopathy.8,9 One retrospective study demonstrated a significant improvement in mean LV ejection fraction from 23±2% to 32±4% at 6 months after surgery.8
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| Bariatric Surgery and the Symptoms of Heart Failure |
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| Bariatric Surgery and the Cardiac Biomarker B-Type Natriuretic Peptide |
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| Bariatric Surgery, Sleep Apnea, and Cardiac Disease |
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Bariatric surgery has been demonstrated to resolve OSA and obesity-hypoventilation syndrome in 85.7% of patients.3 Cardiorespiratory complications such as hypoxemia, pulmonary hypertension, hypercapnia, and even OSA-associated atrial fibrillation may also be improved concurrently.3,108,109
| Bariatric Surgery and the Cardiac Electroconduction |
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| Bariatric-Modified Gut Hormones and Cardiac Function: The Enterocardiac Axis |
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Glucagon-like peptide-1 is a molecule that raises satiety, improves insulin secretion, and is increased after bariatric surgery.118,119 Its cardiac effects include the enhancement of myocardial glucose uptake and improvement in both LV and systemic hemodynamics in a canine model of dilated cardiomyopathy and in humans with LV systolic dysfunction after acute myocardial infarction.120 Infusion results in improved functional status in patients with chronic heart failure121 and also demonstrates direct beneficial effects on endothelium-dependent vasodilatation.122
Ghrelin is a known appetite stimulant, increased by both dietary weight loss and bariatric surgery,123 although this is not universally found.124 It acts on the growth hormone secretagogue receptor and can also regulate sympathetic nerve activity, wherein central injection can decrease blood pressure in rats by acting on the brain stem.125
The role of ghrelin on the heart and cardiovascular system has been shown to be important. This hormone can induce vasodilatation in isolated human endothelium-denuded arteries, and recent genetic evidence has alluded to the role of specific haplotypes of ghrelin ligand and its receptor in affecting susceptibility and tolerance to coronary artery disease.126 When infused in subjects with congestive heart failure, cardiac index, stroke volume index, and ejection fraction are all significantly improved, and LV wall stress is reduced.127 Circulating ghrelin levels are elevated in cachexia associated with chronic heart failure,128 and infusion to rats with heart failure can attenuate the development of cardiac cachexia.129 Further insights into the role of this hormone can be discerned from patients with Prader-Willi syndrome who demonstrate hyperghrelinemia and can also develop cardiac failure, which may occur as a result of an underlying "ghrelin resistance."130 One case has been reported in which gastric bypass resulted in maintaining an improvement in heart failure after medical therapy in a patient with Prader-Willi syndrome.131
| Conclusions |
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Results from a number of smaller nonrandomized trials examining the direct cardiac effects of bariatric surgery seem to confirm this suggested trend of improvement in cardiac function and the reversal of the detrimental effects of obesity cardiomyopathy. Improvements in both markers of cardiac function, ventricular remodeling and atherosclerotic load, have alluded to the benefits of this type of surgery in preventing cardiac failure and coronary atherosclerosis. These operations have been applied to patients with established cardiac disease with no cardiac mortality,7–9 although some of these patients required revascularization and stenting. Furthermore, their beneficial effects need to be weighed against the possibility of an increased operative risk in patients with obesity cardiomyopathy or pulmonary hypertension despite the favorable long-term outcomes on cardiovascular parameters. Unfortunately, no comprehensive randomized studies currently assess the role of these procedures relative to rigorously defined end points of heart failure and atherosclerotic status. A number of mechanisms through which bariatric surgery improves cardiovascular physiology may include direct mechanical weight loss effects, decreased inflammation, modification of adipokines and gut hormone release, and potentially other as yet "unknown factors."
The future therefore lies with more in-depth research to accurately define the beneficial cardiac effects and mechanisms of bariatric surgery on obesity-associated heart disease and to compare these results with other weight loss therapies. If bariatric surgery is found to confer substantial cardiovascular benefit through metabolic and obesity modulation, its indications may potentially be expanded to treat patients with less severe obesity who suffer from metabolic syndrome or concurrent cardiac dysfunction; by doing so, it may prove to be of increasing use in the prevention of ischemic coronary disease and cardiac failure.
| Acknowledgments |
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None.
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