(Circulation. 2008;118:S234-S242.)
© 2008 American Heart Association, Inc.
Surgery for Valvular Heart Disease |
From the Laval Hospital Research Center/Québec Heart Institute (M.A.C., C.F., J.M., J.G.D., P.M., P.P.), Laval University, Québec, Canada; Vienna General Hospital (C.F., G.M., H.B., J.B.K.), Medical University of Vienna, Vienna, Austria; and the University of Ottawa Heart Institute (I.G.B., R.B.), Ottawa, Ontario, Canada.
Correspondence to Philippe Pibarot, DVM, PhD, FACC, FAHA, Laval Hospital, 2725 Chemin Sainte-Foy, Québec, Quebec, Canada, G1V-4G5. E-mail philippe.pibarot{at}med.ulaval.ca
| Abstract |
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Methods and Results— One hundred one patients with low-flow, low-gradient aortic stenosis (aortic valve area
1.2 cm2, left ventricular ejection fraction
40%, and mean gradient
40 mm Hg) underwent dobutamine stress echocardiography and an assessment of functional capacity using the Duke Activity Status Index. A subset of 72 patients also underwent a 6-minute walk test. Overall survival was 70±5% at 1 year and 57±6% at 3 years. After adjusting for age, gender, and the type of treatment (aortic valve replacement versus no aortic valve replacement), significant predictors of mortality during follow-up were a Duke Activity Status Index
20 (P=0.0005) or 6-minute walk test distance
320 m (P<0.0001, in the subset of 72 patients), projected aortic valve area at a normal transvalvular flow rate
1.2 cm2 (P=0.03), and peak dobutamine stress echocardiography left ventricular ejection fraction
35% (P=0.03). More severe stenosis, defined as projected aortic valve area
1.2 cm2, was a predictor of mortality only in the no aortic valve replacement group. The Duke Activity Status Index, 6-minute walk test, and left ventricular ejection fraction improved significantly during follow-up in the aortic valve replacement group, but remained unchanged or decreased in the no aortic valve replacement group.
Conclusion— In patients with low-flow, low-gradient aortic stenosis, the most significant risk factors for poor outcome were (1) impaired functional capacity as measured by Duke Activity Status Index or 6-minute walk test distance; (2) more severe valve stenosis as measured by projected aortic valve area at a normal transvalvular flow rate; and (3) reduced peak stress left ventricular ejection fraction, a composite measure accounting for both resting left ventricular function and contractile reserve.
Key Words: aortic stenosis Doppler echocardiography hemodynamics LV dysfunction survival
| Introduction |
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| Methods |
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1.2 cm2, an indexed AVA
0.6 cm2/m2, a mean transvalvular gradient
40 mm Hg, and a LVEF
40%.
Clinical data included age, gender, documented diagnosis of hypertension (patients receiving antihypertensive medications or having known, but untreated, hypertension [blood pressure
140/90 mm Hg]), diabetes (patients with established diagnoses currently receiving oral hypoglycemic medication or insulin), renal failure (creatinine >150 mmol/L), and coronary artery disease (history of myocardial infarction or
50% coronary artery stenosis on coronary angiography). Multivessel coronary artery disease was defined as significant stenoses in 2 or more vessels. Myocardial infarction was defined as the presence of at least 2 of the following 3 criteria: ischemic symptoms, electrocardiographic changes, and elevated creatine kinase-MB or troponin levels.
At entry in the study, all patients underwent a DSE study as previously described4,5 and an assessment of functional capacity using the Duke Activity Status Index (DASI).6 A subgroup of 72 patients also underwent a 6-minute walk test (6MWT).7 To overcome the inherent flow-dependence of conventional stenotic indices (ie, AVA, gradients) and thereby better assess the valve stenosis severity, we recently proposed a new index derived from DSE: the projected AVA at a normal transvalvular flow rate.4 For each patient, AVA is plotted against mean transvalvular flow rate (Q) at the different stages of the dobutamine protocol and the projected AVA at a standardized flow rate of 250 mL/s (AVAproj) derived from the equation of the regression line fitted to the AVA versus Q plot. The energy loss index was also calculated using the following formula: ELCo=[(AVAxAA)/(AA–AVA)]/BSA, in which AA is the cross-sectional area measured at the sinotubular junction and BSA is the body surface area.8
Statistical Analysis
Results are expressed as mean±SD or percentages unless otherwise specified. Differences between patient groups were analyzed with the use of the 2-sample t test or the Wilcoxon rank sum test for continuous variables and the
2 test or Fisher exact tests for categorical variables as appropriate. A 2-way analysis of variance for repeated measures was used to evaluate the effect of DSE and the effect of treatment (AVR versus no AVR) on Doppler–echocardiographic variables. The significance of the changes in LVEF, DASI, and 6MWT was assessed using a paired t test.
The primary end point for this study was overall mortality. The starting time point for survival analyses was the date of the baseline studies performed at study entry. Survival function was obtained by Kaplan-Meier estimates for the levels of various risk factors. Differences among the groups or among the levels of risk factors were compared with the log rank test. The effect of the clinical and Doppler–echocardiographic variables on survival was assessed with the use of Cox proportional hazard models. All the variables presented in Tables 1 and 2
as well as the type of treatment were tested in univariate analysis and those with a probability value <0.05 were incorporated into the multivariate model. Age, gender, and type of treatment were entered into the model regardless of their level of significance. Correlations between variables were determined using Pearson (continuous variables) or Spearman (ordinal variable) methods. Multivariate linear regression analyses were used to identify the predictors of the changes in LVEF, DASI, and 6MWT distance during follow-up. Variables with a probability value <0.05 on univariate analysis, as well as age and gender, were entered into the multivariate regression analyses.
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Statement of Responsibility
The authors had full access to the data and take responsibility for its integrity. All authors have read and agree to the manuscript as written.
| Results |
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50% stenosis, was achieved in 26 of the 30 patients (87%). In the 57 patients who did not undergo AVR, 3 underwent CABG and 11 underwent percutaneous coronary stent implantation during follow-up. Complete revascularization was achieved in 11 (79%) of these patients. The 3 patients undergoing CABG in the no AVR group had an AVAproj >1.2 cm2/m2 and the valve stenosis was considered to be only mild to moderate in severity on direct examination of the valve at the time of CABG. Compared with patients who did not undergo AVR (no AVR group), those treated with AVR (AVR group) were significantly younger, had a lower systolic arterial pressure, and lower prevalence of previous myocardial infarction. There were no differences between the 2 groups in regard to LV size and function or functional capacity as measured by New York Heart Association (NYHA) class, DASI, or 6MWT distance. However, patients treated with AVR had more severe AS as reflected by a smaller AVAproj (Table 2).
Survival According to the Type of Treatment
The mean follow-up time was 20±15 months (median, 15 months; maximum, 53 months). Overall survival in the whole cohort (n=101) was 70±5%, 61±5%, and 57±6% at 1, 2, and 3 years, respectively. In the AVR group (n=44), 23 patients (52%) died during follow-up. There were 8 operative deaths (18% operative mortality), ie, death occurring within 30 days of AVR or at any time after AVR if the patient was not discharged. In the no AVR group (n=57), 25 patients (44%) died during follow-up. The type of treatment (AVR versus no AVR) did not significantly influence overall survival in the whole cohort (hazard ratio [HR], 0.85; 95% CI, 0.61 to 1.16; P=nonsignificant; Figure 1A). However, AVR was associated with significantly better survival when the analysis was restricted to the subset of patients with a resting AVA
1.0 cm2 at study entry (HR, 0.57; 95% CI, 0.40 to 0.82; P=0.02). When excluding operative mortality, patients treated with AVR had significantly better late survival compared with patients not undergoing AVR (HR, 0.58; 95% CI, 0.37 to 0.86; P=0.006; age-adjusted HR, 0.62; 95% CI, 0.39 to 0.93; P=0.02; Figure 1B). A revascularization procedure (CABG or percutaneous coronary stent implantation) during follow-up, and whether these interventions achieved complete revascularization, had no significant effect on survival in this series. However, a history of previous CABG (ie, done before entry in the study) was associated with a lower mortality during follow-up (HR, 0.68; 95% CI, 0.50 to 0.94; P=0.02).
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Predictors of Overall Mortality
Univariate Analysis
Among the factors measured at baseline, significant predictors of mortality in the whole cohort were age
70 years (HR, 1.39; 95% CI, 1.01 to 1.94; P=0.04), DASI
20 (HR, 1.90; 95% CI, 1.38 to 2.65; P<0.0001; Figure 2A), 6MWT distance
320 m (HR, 2.51; 95% CI, 1.63 to 4.18; P<0.0001; Figure 2B), peak stress transvalvular flow rate
250 mL/s (HR, 1.46; 95% CI, 1.07 to 1.99; P=0.02), peak DSE LVEF (LVEFpeak)
35% (HR, 1.38; 95% CI, 1.01 to 1.91; P=0.04; Figure 2C), rest AVA
1.0 cm2 (HR, 1.63; 95% CI, 1.21 to 2.44; P=0.006), rest energy loss index
0.55 cm2/m2 (HR, 1.54; 95% CI, 1.06 to 2.38; P=0.02), and AVAproj
1.2 cm2 (HR, 1.56; 95% CI, 1.02 to 2.69; P=0.04; Figure 2D). Cutoff values for these predictive variables were selected based on previous studies4,5,8 and/or because they corresponded to the median value in the study cohort. Plasma level of brain natriuretic peptide was measured in 76 (75%) patients and in this subset, a brain natriuretic peptide level
550 pg/mL (HR, 2.14; 95% CI, 1.42 to 3.42; P=0.0002) was a strong predictor of overall mortality, consistent with our previous results.5
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Patients with a 6MWT
320 m had a poor outcome independent of the type of treatment (Figure 3A). Patients with a 6MWT >320 had better outcome (P=0.045) when treated with AVR. Similar results were observed with the DASI, although the difference in outcome between the AVR and no AVR patients did not reach statistical significance among patients with a DASI >20 (Figure 3B). NYHA class correlated with the DASI (r=–0.65; P<0.0001) and 6MWT distance (r=–0.66; P<0.0001), but was not a significant predictor of mortality.
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Multivariate Analysis
After adjusting for patient age, gender, and type of treatment, predictors of overall mortality were a history of previous CABG (HR, 0.68; 95% CI, 0.49 to 0.94; P=0.02), DASI
20 (HR, 1.83; 95% CI, 1.30 to 2.61; P=0.0005), and AVAproj
1.2 cm2 (HR,1.67; 95% CI, 1.04 to 2.93; P=0.03; Table 3). There was also a strong trend toward significance for LVEFpeak
35% (HR, 1.37; 95% CI, 0.98 to 1.92; P=0.06). Further adjustment for previous myocardial infarction did not change the significance of the variables in the multivariate model.
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After adjusting for the same variables in the subset of patients (n=72) who underwent 6MWT, predictors of overall mortality were previous CABG (HR, 0.64; 95% CI, 0.43 to 0.97; P=0.03), 6MWT distance
320 m (HR, 2.55; 95% CI,1.60 to 4.35; P<0.0001), AVAproj
1.2 cm2 (HR, 1.92; 95% CI, 1.10 to 3.75; P=0.02), and LVEFpeak
35% (HR, 1.55; 95% CI, 1.03 to 2.38; P=0.03; Table 3).
Predictors of Mortality in the Aortic Valve Replacement and No Aortic Valve Replacement Groups
When data for the AVR and no AVR groups were analyzed separately, DASI and 6MWT distance remained a significant predictor of overall mortality in both groups. However, AVAproj
1.2 cm2 (HR, 2.28; 95% CI, 1.26 to 4.61; P=0.006) and LVEFpeak
35% (HR, 2.61; 95% CI, 1.37 to 5.48; P=0.003) were predictors of overall mortality only in the no AVR group.
Change in Left Ventricular Function and Functional Capacity During Follow-Up
Among the 101 patients included in this study, 42 underwent DSE, 6MWT, and assessment of DASI at 1-year follow-up. In this subset, AVAproj increased markedly with AVR (
AVAproj [1 year-baseline]: +1.0±0.4 cm2; P<0.001) but decreased significantly during follow-up in the no AVR group (
AVAproj: –0.14±0.16; P<0.001; Figure 4A). The DASI, 6MWT, and LVEF improved significantly in the AVR group but remained unchanged or decreased in the no AVR group during follow-up (
DASI: +5.9±3.3 versus –5.5±2.6, P=0.01;
6MWT: +66±27 versus –9±22 m, P=0.04;
LVEF: +10±14 versus +1±6%, P=0.015; Figure 4B–D). On univariate analysis, the predictors of an improvement in DASI and LVEF were AVR treatment (
DASI: r=0.39, P=0.01 and
LVEF: r=0.40, P=0.02, respectively), baseline DASI (
DASI: r=–0.58, P<0.0001), and
AVAproj (
DASI: r=0.36, P=0.03 and
LVEF: r=0.42, P=0.02, respectively). The presence of coronary artery disease and the realization of revascularization procedures had no significant effect on these outcome variables. On multivariate analysis, the predictors of an improvement in DASI were a lower baseline DASI (
r2=0.25; P=0003) and higher
AVAproj (
r2=0.10; P=0.004). Only higher
AVAproj was a predictor of the improvement in LVEF after adjustment for other factors (
r2=0.01; P=0.048).
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| Discussion |
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Prognostic Importance of the Functional Capacity Assessment on Clinical Outcome
NYHA functional class was not a significant predictor of patient survival in the present study. This may be due to the fact that the assessment of NYHA class is highly subjective, semiquantitative with 4 classes, and difficult to standardize when evaluating patients of various ages and physical expectations, especially in the context of a multicenter study. In contrast to NYHA class, more objective and standardized measures of functional capacity such as the DASI and 6MWT distance were strong predictors of clinical outcome in this population. Consistent with the results reported in our previous study,5 plasma brain natriuretic peptide was also a powerful risk marker for mortality. Hence, the consideration of these factors, which are easy to measure in the clinical setting and do not require pharmacological stress, may provide important information for risk stratification and clinical decision-making in these challenging patients with LFLG AS.
Prognostic Importance of Left Ventricular Myocardial Impairment on Clinical Outcome
In our series, peak LVEF achieved during DSE was superior to the relative increase in stroke volume to predict clinical outcome. In a European multicenter study, Monin et al reported that the absence of LV contractile reserve, defined by a relative increase in stroke volume <20% during DSE, was a powerful independent predictor of overall mortality in patients with LFLG AS treated medically and of operative mortality in those treated surgically.1,2 However, in the TOPAS study, this parameter was not found to be an independent predictor of outcome.4,5 The discrepancy between the 2 studies may be due to differences in the DSE protocol and/or baseline characteristics of the study populations. In the European multicenter study, the dobutamine infusion was discontinued when the heart rate increased by
10 beats/min from baseline. However, in the TOPAS study, DSE was only terminated based on heart rate criteria if the heart rate was
the target value of 220 minus age (in beats/min). In addition, the prevalence of diabetes, hypertension, coronary artery disease, and previous myocardial infarction were higher in the TOPAS population. Our observed superiority of peak stress LVEF over the relative increase in stroke volume may be explained by the fact that the former measure provides a better estimate of the maximum ejection capacity under β-adrenergic stimulation. Intuitively, a patient with a peak stress LVEF of 40% and no contractile reserve on DSE (defined by a relative increase in stroke volume <20%) would be expected to have a better prognosis than another patient with a peak stress LVEF of 20% and no contractile reserve. In essence, the peak stress LVEF is a composite index that accounts for both baseline resting LV function and contractile reserve.
Prognostic Importance of the Valve Stenosis Severity on Clinical Outcome
Previous studies in LFLG AS1,2,9–12 have failed to demonstrate an association between the severity of the valve stenosis and mortality in contrast to studies in patients with AS with preserved LV systolic function.13 This discrepancy may relate to the fact that resting transvalvular gradient and AVA may not reflect the "true" severity of the valve stenosis in the context of a low flow state.4 Furthermore, the change or peak transvalvular gradient and AVA obtained during DSE largely depends on the magnitude of flow augmentation achieved, which may vary considerably from one patient to another. This may, in turn, limit the ability of the stress values of gradient and AVA to adequately assess the stenosis severity. In contrast, AVAproj corrects for the interindividual variability in the flow response to DSE and thereby provides a more accurate assessment of stenosis severity in patients with LFLG AS.4 In the present study, a smaller AVAproj was associated with worse survival. Interestingly, a significant impact on survival was observed for a projected AVA
1.2 cm2, which is higher than the cutoff value recommended in the American College of Cardiology/American Heart Association guidelines to define a severe stenosis (<1.0 cm2) and potentially warrant surgical intervention. This finding is consistent with the concept that a moderate stenosis may be less well tolerated by a poorly functioning ventricle than by a normal ventricle. In light of this finding, different criteria may be warranted for surgical decision-making in patients with LFLG AS.
Influence of Coronary Artery Disease
The vast majority (75%) of patients included in this series had concomitant coronary artery disease (CAD). This finding is not surprising given that AS is frequently associated with CAD and that patients with low-flow AS generally have several cardiovascular risk factors, including older age, hypertension, diabetes, and so on (Table 1). The presence and severity of CAD, anti-ischemic medications, coronary revascularization interventions, and whether these interventions achieve complete revascularization could potentially have an impact on the functional and clinical outcomes of patients with low-flow AS. In a previous study,14 prior myocardial infarction was identified as a powerful independent predictor of mortality in patients with low-flow AS undergoing AVR. In the present study, only a previous history of CABG was associated with reduced mortality. The presence of CAD, multivessel disease, previous myocardial infarction, and undergoing a revascularization procedure (CABG or percutaneous coronary intervention) after study entry did not significantly influence survival, change in functional status, or LVEF during follow-up. This is consistent with the results of the European multicenter study in which CAD, previous myocardial infarction, and CABG were not significantly associated with outcomes.1,2,12 In the European multicenter study, only multivessel disease was found to be a weak predictor of mortality and postoperative change in LVEF in the subset of patients undergoing AVR.2,12 The limited number of patients included in the present study as well as the relatively small proportion of patients with no CAD may have limited our ability to detect significant associations between some of the CAD-related factors and outcomes. Further studies in even larger series of patients are needed to precisely define the contribution of CAD severity and therapeutic interventions targeting CAD on the outcome of patients with low-flow AS. In this context, it would be important to evaluate the potential role of myocardial viability, measured by single photon emission CT or positron emission tomography, in predicting the outcome of these patients. It is well known that the extent of myocardial viability predicts survival and improvement in LVEF after CABG in patients with CAD. However, this factor has not yet been explored in the context of low-flow AS.
Implications of the Type of Treatment on Patient Outcome
The type of treatment did not influence survival in our series of patients with LFLG AS, although surgery may impart a survival advantage in the subset of patients with LFLG AS with the most severe valve stenosis. The lack of superiority of AVR versus no AVR treatment in this series is at least in part due to the high operative mortality associated with AVR (Figure 1). In this regard, patients who survived AVR had an excellent outcome, whereas those treated medically (ie, not undergoing AVR) had markedly reduced survival, which is consistent with the results of the European multicenter study.2 These findings emphasize the importance of developing strategies to reduce operative mortality in these patients with LFLG AS. In this context, previous studies have reported that prosthesis–patient mismatch has a major impact on mortality in patients with pre-existing LV dysfunction.15–17 As opposed to other risk factors, prosthesis–patient mismatch can largely be avoided or its severity reduced by the use of a prospective strategy at the time of operation.18,19 The prevention of prosthesis–patient mismatch may eventually contribute to a reduction in operative mortality in the subset of patients with LFLG AS undergoing AVR. Further studies are needed to determine whether transcatheter prosthetic valve implantation using the transfemoral or transapical approach will also reduce operative risk in these patients.
One important finding of this study is that the majority of patients who survived surgery had a significant improvement in LVEF and functional capacity, whereas those patients not undergoing AVR had no improvement. Interestingly, the magnitude of the functional improvement was dependent on the augmentation of AVAproj achieved with AVR. Our results are consistent with the observations of Rajappan et al in patients with severe AS and preserved LV systolic function, in whom the improvement in coronary flow reserve after AVR was strongly related to the increase in AVA obtained with AVR.20 These findings highlight the importance of implanting prostheses with superior hemodynamic performance to optimize the postoperative augmentation of AVA and thereby avoid any residual valve stenosis or afterload that may be highly detrimental in the context of a severely impaired LV function.
Most importantly, the results of this study suggest that patients with LFLG AS can have both a good early and late prognosis if operated on before significant functional deterioration has occurred (Figures 1B and 3
A). Nonetheless, the fact that approximately 50% of these patients received medical treatment and did not undergo AVR suggests that the severity of the valve stenosis may often be underestimated due to some apparent ambiguity in the markers of AS severity (eg, low-pressure gradient despite a small valve area). In fact, pressure gradients were significantly lower in patients on medical treatment (see Table 2). Waiting for the appearance of functional deterioration (eg, 6MWT
320) before proceeding to surgery does not appear to be an acceptable solution because patients having reached this stage of their disease have a very high operative risk and a poor prognosis regardless of treatment (Figure 3A). Hence, the most important practical implication of these observations would be that patients presenting with a combination of ambiguous findings potentially compatible with severe AS in the setting of poor LV function should systematically undergo DSE. If identified as having true severe stenosis on the basis of the AVAproj, they should be promptly referred to surgery. Ideally, this should be done as soon as possible in the evolution of the disease and in particular before further deterioration of the patients functional status and/or LV function have occurred.
Limitations
The population size may have limited our ability to detect significant interactions among the identified risk factors and significant associations with other factors. However, a larger study in this high-risk population would be difficult to achieve due to the low prevalence of LFLG AS (5% of AS population) and the poor prognosis of these patients.
Therapeutic decisions in the present study were left to the discretion of the patients treating physician and the baseline characteristics of patients in the AVR and no AVR groups were, as expected, different. However, randomized treatment would not have been appropriate for ethical reasons.
| Conclusion |
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| Acknowledgments |
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Sources of Funding
This work was supported by a grant (# 57445) from the Canadian Institutes of Health Research Ottawa, Canada. P.P. holds the Canada Research Chair in Valvular Heart Diseases, Canadian Institutes of Health Research. P.M. is a research scholar from the Fonds de Recherches en Santé du Québec, Montreal, Canada.
Disclosures
None.
| Footnotes |
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| References |
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