(Circulation. 2008;118:1195-1201.)
© 2008 American Heart Association, Inc.
Pulmonary Vascular Diseases |
From the Department of Internal Medicine (H.A.G.), Medical Clinic II/V, University Hospital Giessen and Marburg GmbH, Giessen, Germany; Experimental Medicine & Toxicology (M.W.W.), Imperial College London, Hammersmith Hospital, London, United Kingdom; and Center for Pulmonary Hypertension (S.R.), Section of Cardiology, University of Chicago, Chicago, Ill.
Reprint requests to H.A. Ghofrani, MD, Department of Internal Medicine, Medical Clinic II/V, University Hospital Giessen and Marburg GmbH, Klinikstrasse 36, 35392 Giessen, Germany. E-mail ardeschir.ghofrani{at}innere.med.uni-giessen.de
| Abstract |
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Key Words: catheterization hypertension, pulmonary hypoxia trials vasoconstriction
| Introduction |
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A new classification of clinical pulmonary hypertension, which was revised recently,3 designated 5 categories that are distinctive because they differ in their clinical presentation, diagnostic findings, and response to treatment (Table 1).4 As we now know, a treatment that is effective for one cause of pulmonary hypertension can worsen the prognosis for pulmonary hypertension due to a different cause.5 Equally important is the fact that some treatments for pulmonary hypertension can be lifesaving, and the failure to make a correct diagnosis in a patient who is potentially curable could be catastrophic.6 It is also important to emphasize that the approved treatments for pulmonary arterial hypertension (PAH; category 1, the only category of pulmonary hypertension for which treatments are approved) have serious side effects, are exceedingly expensive, and have not been shown to be effective in patients with other forms of pulmonary hypertension. When one takes into account the mortality associated with pulmonary hypertension, as well as the risks and benefits of the different treatments, it becomes apparent that an accurate diagnosis of the cause of pulmonary hypertension is as essential as the correct diagnosis of the type of tumor in a patient with cancer.
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| Uncertainties With the Definition of PAH |
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| Uncertainties in the Clinical Diagnosis of Pulmonary Hypertension |
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Doppler echocardiography has become a popular screening tool for the diagnosis of pulmonary hypertension and in some clinical trials has been the only measure of the severity of the pulmonary hypertension in response to treatment.12 In spite of the common perception that Doppler can accurately measure PAP, the data suggest that it is very imprecise. Although there is a statistically significant relationship between the right ventricular systolic pressure determined by Doppler and catheterization,13 when subjected to an analysis of precision, these measurements are often inaccurate by as much as 38 mm Hg.14 Thus, Doppler should not be used to decide when to treat patients on the basis of the magnitude of the PAP, and certainly, it should not be used as a measure of efficacy to monitor therapy. In addition, because Doppler echocardiography cannot determine pulmonary capillary wedge pressure and cardiac output, 2 critical measurements used to make an accurate diagnosis, the use of Doppler echocardiography alone to diagnose and initiate treatment of patients should be strongly discouraged.
Patients with pulmonary hypertension from interstitial lung disease (category 3) typically have impaired gas exchange and can also have a worsening of their hypoxemia with PAH therapies,15 which is one reason they have been excluded from the clinical trials of treatments of PAH. Although the diagnosis of obstructive airway disease can be made reliably from pulmonary function tests and chest CT scanning,16 the same cannot be said for interstitial lung disease. Reduced lung volumes on pulmonary function tests alone are too nonspecific to make the diagnosis of interstitial lung disease, because the NIH Registry on PPH showed that half of the patients with PPH had more than a 20% reduction in predicted vital capacity and FEV1 (forced expiratory volume in the first second).8 Although chest high-resolution CT scanning has high specificity for interstitial lung disease, as many as 33% of patients with new-onset interstitial lung disease will be missed.17 What is interesting to note, however, is that in published series of patients with interstitial lung disease that included hemodynamic measurements, MPAP was <40 mm Hg in 95% of the cases.17 Thus, one can be reasonably confident that the diagnosis of PAH can be made in patients who have a chest CT scan that is free of any interstitial opacities and an MPAP >40 mm Hg. Conversely, the presence of lung opacities and an MPAP of <40 mm Hg is consistent with interstitial lung disease.
Chronic thromboembolic pulmonary hypertension (category 4) is one entity that is potentially curable by pulmonary thromboendarterectomy.6 Because a large percentage of these patients will have no antecedent history of deep vein thrombosis, pulmonary embolism, or a thrombotic disorder, screening tests for the presence of pulmonary thromboembolism are absolutely necessary in all patients who present with pulmonary hypertension of unknown origin.14 Although the current trend is to use chest CT scanning with contrast to make or exclude the diagnosis, the medical literature suggests that the accuracy of both perfusion lung scanning and CT angiography is highly variable, with sensitivities ranging between 45% and 100% and specificities ranging between 78% and 100%.18,19 However, for practical reasons, a normal
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scan excludes thromboembolic disease. In addition, although the methodology used for perfusion lung scanning is fairly standard worldwide, the technologies used in CT scanning are quite variable from country to country and from institution to institution. We have often found both tests to be complementary, both in improving the accuracy of the diagnosis and in determining the amount of pulmonary vasculature involved with thromboemboli.
On occasion, patients have been diagnosed with PAH when they have an elevated pulmonary artery systolic pressure with a normal PVR. An elevated cardiac index (such as can occur with hyperthyroidism or severe anemia) can cause an increase in PAP in the face of a normal PVR.20,21 This is a manifestation of the linear relationship between pressure and flow in the circulatory system, and thus, it would be inappropriate to characterize these patients as having PAH.
Uncertainties in Acute Vasoreactivity Testing
Treatment with high doses of calcium channel blockers (CCBs) has been shown to have a sustained beneficial effect in a very small subset of patients with severe idiopathic PAH who demonstrated an acute fall in PAP in response to a pulmonary vasodilator.22 The empirical use of CCBs is discouraged because of the risks of systemic hypotension and impaired right-sided heart function.23 Consequently, the current recommendations for the treatment of PAH propose that the acute response of the pulmonary circulation to a pulmonary vasodilator should be used as the basis for selecting patients for high-dose CCB treatment22,24; however, the definition of a positive vasoreactive response and the preferred vasodilator remain unclear.
In a landmark report,22 a positive vasoreactive response was predefined as a drop in MPAP and PVR of >20%; however, in that study, MPAP in the responder patient group fell by an average of 39%, whereas PVR was reduced by 53%. More recent recommendations have suggested that the criteria for vasoreactivity should be a reduction of MPAP of >10 mm Hg, a reduction below an absolute value of 40 mm Hg, and a concomitant normalization of cardiac output on vasodilator challenge, with no mention of PVR. Support for this new definition comes from a retrospective analysis of the clinical course of 557 patients who had received high-dose CCB treatment according to prespecified responder criteria.25 Acute pulmonary vasodilator testing was performed with either epoprostenol or nitric oxide (NO), and a positive response was defined by a fall in both MPAP and PVR >20%. Long-term CCB responders were defined as patients in New York Heart Association functional class I or II with a sustained hemodynamic improvement after at least 1 year of treatment with a CCB (without the addition of epoprostenol, prostacyclin analogues, or endothelin receptor antagonists). Among 70 patients who showed acute pulmonary vasoreactivity and received CCB therapy, only 38 experienced long-term improvement. These 38 CCB responders exhibited a more pronounced fall in MPAP (–39±11% versus –26±7%, P<0.0001) and achieved a lower MPAP (33±8 versus 46±10 mm Hg, P<0.0001) than the 32 patients who failed to gain long-term benefit. After a mean of 7 years, all but 1 long-term CCB responder was alive and in New York Heart Association class I or II, whereas the 5-year survival rate for patients who failed CCB therapy was 48%.
It would appear from these studies that the most important determinant of long-term efficacy with CCB therapy is the MPAP that can be achieved with vasodilator testing; however, both the lack of consensus on a preferred agent for determining acute pulmonary vasoreactivity and the reliance on the change in MPAP remain a problem. The drugs used most commonly are inhaled NO, inhaled iloprost, intravenous prostacyclin, and intravenous adenosine (Table 2).24,26–33 These agents have different mechanisms of action. Moreover, although some agents have virtually no effect on cardiac output (ie, NO), others increase cardiac output directly (ie, prostanoids) or indirectly (ie, intravenous adenosine via systemic vasodilation and reflex tachycardia). As a consequence, their use as agents to assess pulmonary vasoreactivity might not be interchangeable.
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By way of example, the acute vasodilator response to inhaled NO has been shown to be predictive of the long-term response to high-dose CCB therapy29,31; however, a comparative trial of inhaled NO and inhaled iloprost in 35 patients32 showed that iloprost was more effective in reducing MPAP and PVR. Furthermore, aerosolized iloprost caused a significantly greater increase in cardiac output than NO (0.7±0.6 versus 0.3±0.4 L/min, P=0.0002) and had a more pronounced effect on the mixed venous oxygen saturation (P=0.003). Consequently, some patients who showed no reduction in PVR with inhaled NO fulfilled the responder criteria when challenged with inhaled iloprost.
Many physicians will use the information from acute vasodilator testing to provide insight into the effects of therapies other than CCBs. Because of the many different effects these medications can have, it is important to note their impact on the interaction of precapillary and postcapillary pressures, transpulmonary blood flow, and gas exchange in every patient who undergoes vasoreactivity testing.
| Changes in PAP |
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| Changes in Cardiac Output |
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| Changes in Pulmonary Capillary Wedge Pressure |
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| Changes in Systemic Oxygen Saturation |
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| Uncertainties in Evaluating Chronic Therapy |
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The difficulty with demonstrating an improvement in survival with a particular treatment is that it requires the recruitment of a sizable patient population to a clinical study and that the study be of sufficient duration. Given the profusion of novel drug targets and therapeutic strategies in recent years, the commercial pressure (and, one might add, the scientific pressure) to obtain a quick assessment of the potential value of a new treatment means that most studies use surrogate end points. The surrogate end points used in PAH studies include measures of functional status (change in 6-minute walk distance, functional class), hemodynamics (changes in PAP or PVR), and levels of biomarkers (brain natriuretic peptide or troponin48). Surrogate end points are useful in that changes can be measured in every patient recruited to a study and within a reasonable timeframe.
| Functional End Points |
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| Hemodynamic End Points |
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| Biochemical Biomarker End Points |
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It is recognized that these measurements provide important information, but they must be used in context, and their limitations must be appreciated. They fail to capture the full impact of a treatment in patients with pulmonary hypertension and should not preclude the collection of definitive data on the effect of therapy on the expression and time course of the disease. One strategy that has emerged in clinical trials is the use of "time to clinical worsening." This is an attempt to inform on the effect of a treatment on survival by using a composite of measures that might be used as a basis for management decisions in clinical practice. Typically, clinical worsening is defined by some but not necessarily all of the following parameters: death, all-cause hospitalization, deterioration in functional class, significant decrease in 6-minute walk distance, the need for intravenous prostanoid initiation, atrial septostomy, or lung transplantation. Intuitively, it should be more informative than the use of single biomarkers as surrogates, but it has never been validated against survival and can be criticized as being too subjective. A case can be made for clarifying the criteria for time to clinical worsening to reduce the subjective component (for example, by using a quantitative measure such as percentage reduction in baseline 6-minute walk distance as evidence of deterioration). Table 3 is a suggested approach. It does not obviate the need to gather data on survival but provides valuable information about the therapeutic value of a new therapy before survival data are available.
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The challenge becomes how to balance the need for stringent evaluation of new treatments for pulmonary hypertension with the need to obtain go/no-go decisions efficiently on the many drugs proposed for the limited pool of patients with pulmonary hypertension. We would suggest a staged approach. Hemodynamic, biochemical, and perhaps anatomic (for example, MRI of the right ventricle) data provide information about how the therapy is working, which provides important proof of concept (Table 4). Pilot studies of new treatments to identify those with the greatest potential could be powered to address these end points and thus might be achieved with a study of a small number of patients over a several-week period. If a treatment is truly effective, it should have a favorable effect on most if not all of these end points.
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Those treatments that show promise would then progress to a larger study powered to compare time to clinical worsening, defined as in Table 3, coupled with a quality-of-life assessment. The Cambridge Pulmonary Hypertension Outcome Review (CAMPHOR) and Minnesota Living With Heart Failure Questionnaire have undergone limited evaluation in clinical studies and would be useful for this purpose.59,60 Such a study might require 200 or more subjects and be conducted in a 6-to 12-month period. We would propose that an improvement in time to clinical worsening and evidence of improvement in quality-of-life score, in addition to confirmation of the efficacy on the end points studied in the pilot trials, should be enough to gain limited or provisional registration of the drug. However, full registration should depend on a further, properly conducted clinical study demonstrating improvement in survival, probably over time periods of 12 to 24 months, which would enable a more robust evaluation of the risk and benefits of a new therapy. A comparison of the survival of patients undergoing new therapies with historical control subjects or data from the NIH registry is not acceptable. It is widely recognized by physicians treating patients with PAH that the availability of new treatments has led to more referrals, and the population they now treat differs from that of 10 years ago. The effect of each new therapy on survival must be evaluated in a prospective study. Such a study would take longer but would be conducted while the pharmaceutical company was gaining some revenue for the drug and is both an ethical and scientific requirement.
| Conclusions |
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Given the extremely expensive cost of these therapies, the lack of any randomized clinical trials on the other categories of pulmonary hypertension, and the possibility that these therapies can make patients worse, we believe that with few exceptions, it is improper to treat other than PAH patients with the approved therapies. Only well-designed randomized clinical trials with appropriate end points will be able to address this question. Finally, although there is a great impulse to add therapies when a patient responds poorly or not at all to a treatment, this also carries potential risks. Although physicians usually attribute a patients decline to progression of their underlying disease, one needs to keep in mind that a patient who becomes worse after receiving a drug for their PAH, alone or in combination, might have been made worse by their treatment.
| Acknowledgments |
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Sources of Funding
This work was supported by the German Research Foundation (DFG; Sonderforschungsbereich 547) and the Pulmonary Vascular Research Institute (www.pvri.info).
Disclosures
Dr Ghofrani has received honoraria and research funds from Actelion, Bayer Schering, Encysive, Ergonex, GlaxoSmithKline, and Pfizer. Dr Wilkins has received honoraria from Encysive, Bayer, and GlaxoSmithKline and served on the speakers bureau for Encysive. Dr Rich reports no conflicts.
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