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(Circulation. 2007;116:471-479.)
© 2007 American Heart Association, Inc.
Cardiovascular Surgery |
From the Department of Anesthesiology and Intensive Care Medicine, Medical University of Graz, Graz, Austria (A.K., R.M., G.R.-S); Multicenter Study of Perioperative Ischemia Research Group (A.K., J.L., R.M., G.R.-S., S.A.S.-R., P.M., D.T.M.); Department of Laboratory Medicine, University of California School of Medicine, San Francisco (J.L.); Ischemia Research and Education Foundation, San Bruno, Calif (I.C.T., D.T.M.); Department of Anesthesiology, University of Heidelberg, Heidelberg, Germany (S.A.S.-R.); and Department of Anesthesiology, Ludwig-Maximilians University, München, Germany (P.M.).
Reprint requests to Alexander Kulier, MD, c/o Editorial Office, Ischemia Research and Education Foundation, 1111 Bayhill Dr, Suite 480, San Bruno, CA 94066. E-mail akulier{at}aon.at, cc: dtb@iref.org
Received July 21, 2006; accepted May 15, 2007.
| Abstract |
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Methods and Results— The Multicenter Study of Perioperative Ischemia investigated 5065 patients with coronary artery bypass graft at 70 institutions worldwide, collecting
7500 data points per patient. In 4804 patients who received no preoperative transfusions, we determined the association between lowest preoperative hemoglobin levels and in-hospital cardiac and noncardiac morbidity and mortality and the impact of concomitant risk factors, assessed by EuroSCORE, on this effect. In patients with EuroSCORE <4 (n=2054), only noncardiac outcomes were increased, whereas patients with EuroSCORE
4 (n=2750) showed an increased incidence of all postoperative events, starting at hemoglobin <11 g/dL. Low preoperative hemoglobin was an independent predictor for noncardiac (renal>cerebral; P<0.001) outcomes, whereas the increase in cardiac events was due to other factors associated with preoperative anemia.
Conclusions— Anemic patients undergoing cardiac surgery have an increased risk of postoperative adverse events. Importantly, the extent of preexisting comorbidities substantially affects perioperative anemia tolerance. Therefore, preoperative risk assessment and subsequent therapeutic strategies, such as blood transfusion, should take into account both the individual level of preoperative hemoglobin and the extent of concomitant risk factors.
Key Words: anemia coronary disease epidemiology ischemia revascularization
| Introduction |
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Editorial p 458
Clinical Perspective p 479
Therefore, the main goal of the present study was to examine the impact of preoperative anemia on postoperative adverse outcome in patients undergoing elective CABG surgery in a large prospective, multicenter setting with the use of the Multicenter Study of Perioperative Ischemia Epidemiology II (EPI II) database.14 (See Appendix for a complete list of the Investigators and Centers.) Specifically, we determined whether subnormal preoperative hemoglobin before CABG surgery was an independent predictor of postoperative cardiac and noncardiac in-hospital morbidity and mortality and evaluated the potential dose-response relationship of such effects. Second, we examined the impact of comorbidities and other risk factors, as assessed by the EuroSCORE,15 on the relationship between low preoperative hemoglobin levels and postoperative adverse outcomes. Finally, we determined which demographic factors and aspects of medical history were significant predictors for low preoperative hemoglobin levels in patients presenting for CABG surgery.
| Methods |
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Study Data
For each enrolled patient,
7500 variables were collected throughout the patients index hospitalization, from admission until discharge, by independent investigators; treating physicians were blinded to all research data. Data included demographic, historical, clinical, laboratory, electrocardiographic, specialized testing, resource utilization, and adverse outcome information. After the last patient enrollment, all data fields for each patient were queried centrally for completeness and accuracy, with all changes documented before database closure.
The preoperative hemoglobin level was prospectively defined as the lowest documented hemoglobin value among those measured at admission, during the preoperative period, or immediately before induction of anesthesia.
Clinical Care
Clinical decisions were not controlled by study protocol, and all patients qualifying for enrollment within the prespecified 44-month enrollment period were entered. Independent investigators coded all medications received, including anti-ischemic medications and blood products, by day throughout hospitalization, as well as at admission and at discharge, or until death during hospitalization.
Measurement of Outcomes
All outcomes were prespecified, defined by protocol, and discerned by investigators blinded to treatment group. Fatal and nonfatal outcomes occurring after surgery and during the index hospitalization were classified as cardiac events (myocardial infarction, congestive heart failure, or death from cardiac causes) or noncardiac events, as follows: (1) cerebral events (encephalopathy, stroke, or death from cerebral causes); (2) renal events (renal dysfunction or failure, death from renal causes); (3) gastrointestinal events (ischemia or infarction, death from gastrointestinal causes); or (4) other (such as infectious, pulmonary). Composite outcome was defined as any of all adverse outcomes, cardiac and noncardiac, including in-hospital mortality. The diagnosis of myocardial infarction required either the development of new Q waves; or new persistent ST-segment or T-wave changes associated with an elevation of CK-MB isoenzyme values; or autopsy evidence of acute myocardial infarction. The diagnosis of heart failure required either the use of a ventricular assist device; the use of continuous inotropic support for at least 24 hours; or autopsy evidence of heart failure. Cerebral outcomes were classified as clinically diagnosed stroke or encephalopathy; or computed tomographic, magnetic resonance imaging, or autopsy evidence of a focal or global defect. Renal dysfunction was defined as a serum creatinine
2.0 mg/dL accompanied by a
0.7-mg/dL rise over baseline; renal failure was defined as dysfunction requiring dialysis or autopsy evidence of renal failure. Gastrointestinal ischemia was defined as abdominal pain diagnosed as intestinal ischemia or detected at exploration; gastrointestinal infarction required bowel resection or autopsy evidence of intestinal infarction.
Statistical Analysis
Descriptive statistics (mean, SD, median) were calculated for all continuous study variables. Because of nonnormality of the distribution, median hemoglobin levels in different subpopulations were compared with nonparametric tests. A nonparametric median test was also applied for the comparison of length of hospital stay in preoperatively anemic patients versus patients who were not anemic.
Two separate analyses were performed to (1) evaluate the effect of preoperative hemoglobin on major in-hospital outcomes and (2) identify predictors for preoperative hemoglobin levels. The following risk factors were initially screened for univariate association with outcomes (by
2 test or Fisher exact test as appropriate): EuroSCORE, body mass index, gender, insulin-dependent diabetes mellitus, non–insulin-dependent diabetes mellitus, current smoking, history of anemia, myocardial infarction, congestive heart failure, ventricular tachyarrhythmias, stroke, transient ischemic attack, chronic pulmonary disease, renal failure, percutaneous transluminal coronary angioplasty, hypertension, hypercholesterolemia, unstable angina, CABG, coronary atherectomy, intracoronary stent, surgery performed as emergency, intraoperative RBC/fresh frozen plasma/platelet transfusion, lowest intraoperative hemoglobin level, cross-clamp time, and cardiopulmonary bypass time. Those found to be significant at a nominal 2-tailed P
0.2 were entered into stepwise (backward and forward) multiple logistic models. In the final model, significance was set at P<0.05. To evaluate the influence of comorbid conditions on postoperative adverse outcome, the preoperative risk was assessed for each patient with the use of the EuroSCORE system (www.euroscore.org).15 The median of the study population was used as the threshold value for EuroSCORE to define 2 subpopulations of interest for risk stratification. Point estimates for individual outcomes and risk associated with decreased hemoglobin levels were calculated in 2 separate subanalyses for low-risk (EuroSCORE <4) and high-risk (EuroSCORE
4) patients (data not shown).
For the primary analysis, preoperative hemoglobin values along with the comprehensive group of other risk factors listed in the previous paragraph were evaluated for association with postoperative mortality and morbidity (including EuroSCORE and other demographic characteristics, previous medical conditions, and intraoperative transfusion practices). Multiple logistic regression was used to determine admission predictor variables for low preoperative hemoglobin, which was defined for this analysis by the hemoglobin level associated with a significant increase in composite outcome in the primary analysis. Receiver operating characteristic analysis was then used to determine sensitivity and specificity of the hemoglobin cutoff point.16 The final model had good fit (Hosmer-Lemeshow goodness of fit test=2.42; P=0.96) and good discriminating power (area under the receiver operating characteristic=0.79). Statistical significance level was set at P<0.05. Multiple comparisons adjustment was specified when appropriate. Missing values for concomitant risk factors were not imputed. All statistical analyses were performed with SAS version 8.12 software (SAS Institute, Cary, NC).
The authors had full access to and take full responsibility for the integrity of the data. All authors have read and agree to the manuscript as written.
| Results |
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4 were found to have lower hemoglobin values (Table 1). High-risk patients (EuroSCORE
4) were more likely to have decreased levels of hemoglobin compared with those with EuroSCORE <4 (P<0.001; data not shown).
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Adverse Outcome
Univariate analysis established a primary association between decreased preoperative hemoglobin levels and increased postoperative cardiac and noncardiac adverse events. Figure 1 illustrates the dose-dependent nature of this effect. When patients were divided into high and low EuroSCORE groups (EuroSCORE <4, n=2054 versus EuroSCORE
4, n=2750), the association between decreased preoperative hemoglobin levels and the incidence of postoperative adverse events was better defined: In patients with EuroSCORE <4, only the incidence of noncardiac outcome increased with decreasing hemoglobin levels (Figure 2), whereas in patients with EuroSCORE
4, the incidence was increased for both cardiac and noncardiac outcome. Table 2 shows the incidence of adverse outcomes for all patients and divided by EuroSCORE risk group.
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The final multivariable model, which identified and adjusted for confounding variables for adverse outcome (footnote Tables 3 and 4
), showed that low preoperative hemoglobin was a significant independent predictor only for noncardiac (P<0.001) but not for cardiac outcome (P=0.398; Tables 3 and 4
). The increased incidence of cardiac adverse events found in patients with low hemoglobin and EuroSCORE
4 was therefore attributable to other risk factors concomitantly present in these patients (Table 3). The effect of low preoperative hemoglobin on noncardiac outcomes was greatest for postoperative renal events (Figure 3).
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There was also a significant association between low preoperative hemoglobin and the length of postoperative hospital stay. The mean length of postoperative hospital stay was 12.2±9.7 days (median 9) for patients with hemoglobin
11 g/dL versus 10.1±7.9 days (median 8) for patients with hemoglobin >11 g/dL (P<0.001).
Transfused patients received intraoperatively 2.6 U (mean; SD 1.9, median 2) of RBCs (n=1838), 3.1 U (mean; SD 2.4, median 2) of fresh frozen plasma (n=502), and 6.3 U (mean; SD 6.1, median 5) of platelets (n=428). Multivariable logistic regression demonstrated that the number of units of intraoperative RBC transfusion was independently associated with an increased risk for both cardiac and noncardiac outcome, whereas fresh frozen plasma and platelets were not predictors of either (Tables 3 and 4
). Furthermore, multivariable logistic regression indicated that the lowest intraoperative hemoglobin level (mean 7.7 g/dL; SD 1.3; median 7.7 g/dL) was not independently associated with cardiac or noncardiac adverse outcomes (data not shown). Cardiopulmonary bypass time was 103.8 minutes (mean; SD 43.4, median 97.0), and cross-clamp time was 65.6 minutes (mean; SD 32.3, median 60.0). Multivariable logistic regression indicated that the cardiopulmonary bypass time was a highly significant independent predictor for increased cardiac or noncardiac adverse outcomes (Tables 3 and 4
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Anemia
Multiple logistic regression identified independent, significant demographic characteristics and medical conditions that were predictive of low preoperative hemoglobin levels in patients scheduled for CABG (Table 5). In this analysis, a history of anemia or renal failure and female gender showed the highest predictive value (odds ratio) for preoperative anemia. All other significant risk factors for low preoperative hemoglobin are also listed in Table 5, along with the prevalence of anemia in each respective risk group.
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| Discussion |
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On the basis of demographic developments, especially in developed countries, more elderly patients are being admitted to hospitals to undergo surgery. In addition to the primary diagnosis warranting surgery, these patients also suffer from many cardiac and noncardiac comorbidities that increase the perioperative risk. Moreover, the average hemoglobin level decreases with old age, so that many of these patients present with substantial preoperative anemia.5–7,12,17 A significant association of anemia with increased morbidity and mortality has been found both in large epidemiological studies5,6,12 and in a variety of perioperative settings,2–11,17–21 including both cardiac8,9,11,21 and noncardiac2,17–20 surgery. However, available studies do not discriminate between the influence of morbid conditions typically present in anemic patients and the effects of low hemoglobin levels per se and do not identify high-risk subgroups on the basis of concomitant risk factors. We found that a high number of comorbidities and other risk factors, as reflected by high EuroSCORE values, substantially altered both the extent and the nature of the impact of anemia.
In cardiac surgery, anemia has been found to be a major predictor for adverse outcome both preoperatively and postoperatively and even during extracorporeal circulation,3,8,9,11,17–19,21,22 but data about the specific tolerance of CABG patients for anemia are conflicting and may in part be confounded by the effects of bypass surgery. In theory, patients with coronary artery disease may tolerate anemia well as long as the compensating mechanisms of the cardiovascular system are largely uncompromised and no extensive comorbidity exists.4,23,24 Our results indicate that adverse effects of anemia occurred at individually different hemoglobin thresholds on the basis of the coexistence of risk-enhancing factors.2,9 Furthermore, we did not detect a direct and independent effect of low preoperative hemoglobin on postoperative cardiac events. Conversely, we found that renal dysfunction was an important perioperative pathophysiological factor for adverse outcome, being both a cause for and a result of preoperative anemia. It appears that the renal system, especially with a history of dysfunction, was more sensitive than other organs to a temporary relative hemoglobin deficiency,25,26 thereby acting as a particularly sensitive and early indicator of pending ischemic injury to other vital organs.
Because the association between low hemoglobin levels and increased adverse outcome has been described for a variety of surgical patient populations, preoperative anemia was assigned a major role in several perioperative risk assessments.9,11,17 However, these models do not provide detailed and unconfounded evaluations that clearly discriminate between the effects of low preoperative hemoglobin and subsequent transfusions. Retrospective cohort studies of patients refusing RBC transfusions established an association between very low perioperative hemoglobin and increased postoperative morbidity and mortality without the confounding influence of transfusions.2,18,20 Accordingly, it was our specific intention to exclude any potential preoperative transfusion effects in order to accurately describe the risk associated with preoperative anemia only.
However, multiple logistic regression clearly showed that preoperative anemia and intraoperative RBC transfusion were both independent but additive risk factors for adverse outcome (Tables 3 and 4
). Patients with low preoperative hemoglobin had a higher rate of postoperative adverse events, but at the same hemoglobin level, the risk of suffering a postoperative complication increased significantly with transfusion of RBCs. Furthermore, there was a direct relationship between the number of units of RBCs transfused intraoperatively and the incidence of adverse outcomes (Tables 3 and 4
). The independent association of RBC transfusion with adverse outcome has been described repeatedly,27–32 but beneficial effects of RBC transfusions have not yet been described precisely in defined subsets of anemic patients undergoing heart surgery.
The present study has some limitations. For the purpose of a realistic clinical risk assessment, the main goal of this investigation was to define the risk for patients with mild to moderate preoperative anemia (hemoglobin 10 to 13 g/dL), the true prevalence of which tends to be underestimated.4 Relatively few patients presented with more severe preoperative anemia who were not transfused before CABG surgery. Thus, we cannot exclude that lower preoperative hemoglobin levels may indeed lead to an increased incidence of postoperative cardiac events independent of other risk factors or comorbidities.
Our findings raise several important questions that are not immediately resolvable but nevertheless may have an impact on the care of cardiac surgery patients. First, we have shown that preexistent anemia carries inherent risk, therefore indicating the need for informed consent and risk stratification. However, it is unknown whether this risk can be reduced by correction of preoperative anemia (by transfusion or improvement of an underlying condition). Clinical trials to assess this issue are critically needed. Second, we believe that our findings may be pertinent for the development of care paradigms. Clearly, the cardiac surgery population is aging, and thus comorbid renal and central nervous system complications warrant increased attention because they play an important role in the decision to proceed with surgery. Our observations therefore delineate critical characterizations that enable more exacting risk stratification for adverse events, particularly for older patients. Third, over the past decade, care paradigm constructs have been subjected to critical review and amendment because of widespread concerns regarding avoidance of transfusion of RBCs and other blood products. Although we generally share such concerns, we believe that our studies are pertinent here as well and that recognition of our findings regarding low hemoglobin risk should serve as a caution to indiscriminate application of transfusion-sparing strategies. Specialty-developed guidelines should account for patient-specific characteristics (here, preexisting hemoglobin level), as well as collateral risk factors and diseases, especially for the older patient.
| Appendix |
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Study Participants
United States: S. Aronson, University of Chicago, Weiss Memorial Hospital; M. Comunale, Beth Israel Hospital, Boston; M. DAmbra, Massachusetts General Hospital; M. Eaton, University of Rochester; R. Engelman, Baystate Medical Center; J. Fitch, Baylor College of Medicine; K. Grichnik, Duke Medical Center; C.B. Hantler, University of Texas Health Science Center at San Antonio–Audie Murphy Veterans Affairs and University Hospital; Z. Hillel, St. Lukes–Roosevelt Hospital; M. Kanchuger, J. Ostrowski, New York University Medical Center; C.M. Mangano, Stanford University Medical Center; J. Mathew, M. Fontes, P. Barash, Yale University School of Medicine; M. McSweeney, R. Wolman, University of Wisconsin; C.A. Napolitano, University of Arkansas for Medical Sciences; L.A. Nesbitt, Discovery Alliance; N. Nijhawan, Veterans Affairs Medical Center, Milwaukee; N. Nussmeier, Texas Heart Institute, Mercy Medical Center; E.G. Pivalizza, University of Texas Medical School, Houston; S. Polson, University of Arizona; J. Ramsay, Emory University Hospital; G. Roach, Kaiser Foundation Hospital; N. Schwann, Thomas Jefferson University Hospital, Medical College of Pennsylvania–Hahnemann University Hospital; S. Shenaq, Veterans Affairs Medical Center, Houston; K. Shevde, Maimonides Medical Center; L. Shore-Lesserson, D. Bronheim, Mt. Sinai Medical Center; J. Wahr, University of Michigan; B. Spiess, University of Washington; A. Wallace, Veterans Affairs Medical Center, San Francisco.
Austria: H. Metzler, University of Graz. Canada: D. Ansley, J.P. OConnor, University of British Columbia; D. Cheng, Toronto Hospital; D. Côte, Laval Hospital, Quebec; P. Duke, Health Sciences Centre–University of Manitoba; J.Y. Dupuis, M. Hynes, University of Ottawa Heart Institute; B. Finnegan, University of Alberta Hospital; R. Martineau, P. Couture, Montreal Heart Institute; D. Mazer, St. Michaels Hospital, University of Toronto. Colombia: J.C. Villalba, M.E. Colmenares, Fundacion Clinico Shaio. France: C. Girard, Centre Hospitalier Régional Universitaire Le Bocage; C. Isetta, Hospital Pasteur. Germany: C.A. Greim, N. Roewer, Universität Würzburg; A. Hoeft, Universität Bonn; R. Loeb, J. Radke, University of Halle; T. Mollhoff, Westfalische Wilhelms–Universität Munster; J. Motsch, E. Martin, Universität Heidelberg; E. Ott, P. Ueberfuhr, Ludwig-Maximilians-Universität; J. Scholz, P. Tonner, Universität Krankenhaus Eppendorf; H. Sonntag, Georg-August Universität Göttingen. Hungary: A. Szekely, Orszagos Kardiologiai Intezet. India: R. Juneja, Escorts Heart Institute; G. Mani, Apollo Hospital. Israel: B. Drenger, Y. Gozal, E. Elami, Hadassah University Hospital. Italy: C. Tommasino, San Raffaele Hospital, Universita de Milano. Mexico: P. Luna, Instituto Nacional de Cardiologia. The Netherlands: P. Roekaerts, S. DeLange, University Hospital Maastricht. Poland: R. Pfitzner, Institute of Cardiology. Romania: D. Filipescu, Institute of Cardiology. Thailand: U. Prakanrattana, Siriraj Hospital. United Kingdom: D.J.R. Duthie, Glenfield Hospital; R.O. Feneck, St. Thomas Hospital; M.A. Fox, the Cardiothoracic Centre, Liverpool; J.D. Park, South Cleveland Hospital; D. Smith, Southhampton General Hospital; A. Vohra, Manchester Royal Infirmary; A. Vuylsteke, R.D. Latimer, Papworth Hospital.
| Acknowledgments |
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Source of Funding
The present study was supported by a nonrestricted grant from the Ischemia Research and Education Foundation, San Bruno, Calif.
Disclosures
None.
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G. M. T. Hare, A. K. Y. Tsui, A. T. McLaren, T. E. Ragoonanan, J. Yu, and C. D. Mazer Anemia and Cerebral Outcomes: Many Questions, Fewer Answers Anesth. Analg., October 1, 2008; 107(4): 1356 - 1370. [Abstract] [Full Text] [PDF] |
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W. C. Levy Anemia in heart failure: marker or mediator of adverse prognosis? J. Am. Coll. Cardiol., February 5, 2008; 51(5): 577 - 578. [Full Text] [PDF] |
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K. Karkouti, D. N. Wijeysundera, W. S. Beattie, and for the Reducing Bleeding in Cardiac Surgery (RBC) Risk Associated With Preoperative Anemia in Cardiac Surgery: A Multicenter Cohort Study Circulation, January 29, 2008; 117(4): 478 - 484. [Abstract] [Full Text] [PDF] |
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T. J. Gardner To Transfuse or Not to Transfuse Circulation, July 31, 2007; 116(5): 458 - 460. [Full Text] [PDF] |
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