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(Circulation. 2007;116:392-398.)
© 2007 American Heart Association, Inc.
Heart Failure |
From the Harvard Medical School and Harvard School of Public Health (D.M.), Boston, Mass; Charité, Campus Virchow-Klinikum, (S.A.) Berlin, Germany; University of Minnesota (I.A.), Minneapolis; University of Washington (D.T.L., M.D.S., W.C.L.), Seattle; Castle Hill Hospital (J.G.F.C.), Kingston-upon-Hull, UK; Veterans Administration Medical Center (P.E.C.), Washington, DC; Italian Association of Hospital Cardiologists Research Center (A.P.M.), Florence, Italy; Baylor College of Medicine and the Houston Veterans Administration (D.L.M.), Houston, Tex; University of Michigan (B.P.), Ann Arbor; and the Imperial College School of Medicine (P.A.P.), London, UK.
Correspondence to Dr Dariush Mozaffarian, 665 Huntington Ave, Bldg 2–319, Boston, MA 02115. E-mail dmozaffa{at}hsph.harvard.edu
Received January 12, 2007; accepted April 30, 2007.
| Abstract |
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Methods and Results— We used the Seattle Heart Failure Model (SHFM), a validated prediction model for total mortality in heart failure, to assess the mode of death in 10 538 ambulatory patients with New York Heart Association class II to IV heart failure and predominantly systolic dysfunction enrolled in 6 randomized trials or registries. During 16 735 person-years of follow-up, 2014 deaths occurred, which included 1014 sudden deaths and 684 pump-failure deaths. Compared with a SHFM score of 0, patients with a score of 1 had a 50% higher risk of sudden death, patients with a score of 2 had a nearly 3-fold higher risk, and patients with a score of 3 or 4 had a nearly 7-fold higher risk (P<0.001 for all comparisons; 1-year area under the receiver operating curve, 0.68). Stratification of risk of pump-failure death was even more pronounced, with a 4-fold higher risk with a score of 1, a 15-fold higher risk with a score of 2, a 38-fold higher risk with a score of 3, and an 88-fold higher risk with a score of 4 (P<0.001 for all comparisons; 1-year area under the receiver operating curve, 0.85). The proportion of deaths caused by sudden death versus pump-failure death decreased from a ratio of 7:1 with a SHFM score of 0 to a ratio of 1:2 with a SHFM score of 4 (P trend <0.001).
Conclusions— The SHFM score provides information about the likely mode of death among ambulatory heart failure patients. Investigation is warranted to determine whether such information might predict responses to or cost-effectiveness of specific medications or devices in heart failure patients.
Key Words: arrhythmia death, sudden heart failure mortality prognosis
| Introduction |
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15 million individuals have heart failure,1,2 with direct and indirect costs of $30 000 000 000 per year in the United States alone.1 With increasing incidence and prevalence, the number of heart failure deaths continues to rise.1 However, mortality rates among groups of heart failure patients are highly variable and range from 5% to 75% per year.3,4 Furthermore, the mode of death is also divergent, in that some patients die suddenly (many of ventricular arrhythmia) and others die of progressive failure of cardiac function (pump failure). Prediction of the likely mode of death in an individual heart failure patient, and of the relative and absolute risks of the different modes of death among different heart failure patients, might allow more rational or cost-effective use of specific heart failure medications or devices. Prior reports have investigated the relationship of single risk factors with mode of death in heart failure,5,6 but prediction models that combine the information from multiple risk factors may more optimally capture overall risk. The Seattle Heart Failure Model (SHFM)1 is a validated prediction model that estimates total mortality in patients with heart failure by using commonly obtained clinical, laboratory, medication, and device variables.7 We evaluated the extent to which the SHFM predicts the mode of death in heart failure using prospectively collected information among 10 844 patients enrolled in 6 studies.
Editorial p 360
Clinical Perspective p 398
| Methods |
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Determination of the SHFM Score
The development of the SHFM has been previously described.7 Briefly, the model was derived in 1 population8 and validated in 5 additional populations9–13 of heart failure patients. Commonly obtained clinical variables (eg, age, gender, NYHA class, medications, and laboratory values such as sodium, hemoglobin, and cholesterol) were evaluated as predictors of mortality, transformed as appropriate for nonlinear relationships, and selected for final inclusion by stepwise forward selection in multivariable Cox proportional hazards analysis. The hazard ratios for heart failure medications and devices were estimated, when such data were available, from randomized clinical trials or meta-analyses. To calculate the SHFM score for each patient, each variable in the model was multiplied by its ß coefficient and the products were summed. In the 5 validation cohorts, the 1-year receiver operating characteristic area under the curve (ROC AUC) for total mortality predicted by the SHFM varied from 0.68 to 0.81; the 1-year ROC AUC for total mortality for all patients combined was 0.73 (95% confidence interval [CI], 0.71 to 0.74).7
Ascertainment of Mortality
Mortality and mode of death were adjudicated in each study by means of a review of medical records by the study investigators or centralized adjudication committees.8–13 Mode of death was classified as sudden death (unexpected death in a clinically stable patient, typically within 1 hour of symptom onset, from documented or presumed cardiac arrhythmia and without a clear noncardiovascular cause), pump failure (progressively reduced cardiac output and failure of organ perfusion), or other death. All events were prospectively ascertained and classified by physicians unaware of the patients SHFM scores. For the present analysis, the primary outcomes were sudden death and pump-failure death. Left ventricular assist device implantations or cardiac transplantations (n=80; <4% of events) were defined as pump-failure deaths at the time of surgery.
Statistical Analysis
Cause-specific mortality determined by the SHFM score was evaluated with survival-time methods. For each mode of death (sudden death or pump failure), patients who died of other causes were censored (as non-events) at the time of death. For categorical analyses, the score for each patient was rounded to the nearest integer between 0 and 4 (patients with scores <0 were considered to have a score of 0). Kaplan-Meier methods were used to evaluate survival according to the SHFM, with significance of differences evaluated with the log rank test. Cox proportional hazards analyses were used to estimate relative risk (hazard ratios) according to the SHFM. Differences in 1-year mortality were evaluated with logistic regression. Tests for trend were calculated by evaluation of the SHFM score as an ordinal variable. The ROC AUC was calculated for 1-year mortality caused by sudden death or pump failure. Potential effect modification was evaluated with stratified analyses for prespecified subgroups by age (<65 versus
65 years), gender, cause of heart failure (ischemic versus nonischemic), NYHA class, ejection fraction (<30 versus
30), and ß-blocker use, and statistical significance was evaluated with likelihood ratio testing that compared nested models with and without a multiplicative interaction term (subgroup strata times score). Analyses were performed with Stata 8.2 (College Station, Tex.). All probability values were 2-tailed (
=0.05).
The authors had full access to and take full responsibility for the integrity of the data. All authors have read and agree to the manuscript as written.
| Results |
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Cause-specific mortality according to the SHFM is shown in Figure 1. The SHFM predicted survival free of sudden death (P<0.0001) and survival free of pump-failure death (P<0.0001). Relative risks of sudden death and pump-failure death according to the SHFM are presented in Table 2. Compared with patients with a score of 0, patients with a score of 1 had a 50% higher risk of sudden death, patients with a score of 2 had a nearly 3-fold higher risk of sudden death, and patients with a score of 3 or 4 had a nearly 7-fold higher risk of sudden death (P<0.001 for all comparisons). The ROC AUC for 1-year mortality from sudden death was 0.68 (95% CI, 0.65 to 0.70). Stratification of risk of pump-failure death was even more pronounced, with a 4-fold higher risk with a score of 1, a 15-fold higher risk with a score of 2, a 38-fold higher risk with a score of 3, and an 88-fold higher risk with a score of 4 (P<0.001 for all comparisons). The ROC AUC for 1-year mortality from pump failure was 0.85 (95% CI, 0.83 to 0.87).
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The SHFM was highly predictive of the proportion of total mortality that resulted from sudden death versus pump-failure death (Figure 2). At lower scores (0 or 1), most deaths resulted from sudden death. At mid-range to high scores (2 or 3), sudden death and pump failure contributed relatively equally to mortality. Among patients with the highest scores (4), the majority of deaths were the result of pump failure. As a proportion of total deaths, the contribution from sudden deaths progressively decreased with higher scores (P trend <0.001), whereas the contribution from pump failure progressively increased with higher scores (P trend <0.001). The proportion of deaths that resulted from other causes was relatively low and consistent across different SHFM scores (P trend, 0.31). The absolute risks of cause-specific mortality according to the SHFM are also shown in Figure 2. Mortality from both sudden death and pump failure increased with higher scores (P trend <0.001 for each), whereas mortality from other causes was relatively low across all SHFM scores.
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The absolute rates and relative risks of sudden death according to the SHFM were similar among younger versus older patients, men versus women, ischemic versus nonischemic heart failure patients, patients with lower versus higher left ventricular ejection fraction, and patients who took K-sparing diuretics versus patients who did not take K-sparing diuretics (Table 3). The absolute rates and relative risks of pump-failure death according to the SHFM were also generally similar across these subgroups. Among patients who took ß-blockers, the magnitudes of the differences in relative risk of sudden death and pump-failure death according to the SHFM were slightly less than among patients who did not take ß-blockers, but the score was still discriminatory among both subgroups (Table 3).
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To determine potential optimal treatments, both absolute rates of different modes of death and proportions of deaths (competing risks) from different modes of death might be important. NYHA class is commonly used as a proxy for heart failure severity and for definition of patient subgroups to evaluate or form recommendations with regard to specific treatments. We compared the SHFM to NYHA class for prediction of absolute rates (Figure 3) and proportions (Figure 4) of different modes of death. Across categories of NYHA class, both absolute rates and proportional risks were relatively similar for patients with the same SHFM score. For example, among patients with a SHFM score of 2, rates of sudden death were 8, 10, and 11 per 100 person-years for NYHA II, III, and IV, respectively (Figure 3), whereas proportions of sudden deaths were 39%, 40%, and 45% for NYHA II, III, and IV, respectively (Figure 4). In contrast, within each category of NYHA class, the SHFM strongly predicted absolute rates and proportional risks of sudden death and pump failure (P for trend <0.001 across higher SHFM scores within each category of NYHA class).
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| Discussion |
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The proportion of deaths that resulted from sudden death was greater in patients with lower SHFM scores because incidence of pump-failure death increased faster than sudden death with higher SHFM scores (Figure 2). In the Metoprolol CR/XL Randomised Intervention Trial in Congestive Heart Failure (MERIT-HF), the proportion of deaths that resulted from sudden death in NYHA class II, III, and IV patients was 64%, 57%, and 33%, respectively, whereas 1-year absolute risk (cumulative incidence) of sudden death was 4%, 6%, and 6% (only 145 patients were NYHA class IV).14 In the present study, the proportion of deaths that resulted from sudden death in NYHA class II, III, and IV patients was 65%, 51%, and 45%, respectively, whereas 1-year absolute risk was 4%, 7%, and 13%. In comparison, across increasing SHFM scores (0 to 4), the proportion of deaths that resulted from sudden death was 79%, 57%, 43%, 40%, and 28%, whereas the absolute risk at 1-year was 4%, 6%, 10%, 23%, and 25%, respectively (Figure 2). These findings suggest that the SHFM more finely discriminates between heart failure severity and related risk than does NYHA class.
Optimal heart failure therapy as tolerated is appropriate across the whole spectrum of the SHFM Score. However, several treatment decisions must be made, such as optimal doses of angiotensin-converting enzyme inhibitors and ß-blockers, use of additional medications (eg, spironolactone), appropriateness of device therapy (eg, resynchronization devices or ICDs), and referral for evaluation for left ventricular assist device implantation or cardiac transplant. Furthermore, some of these medications or devices may be more appropriate or more cost-effective in different patients. It is possible that the SHFM could provide, in the context of a patients overall clinical picture, important prognostic information about predicted mode of death that could facilitate discussions and decision-making with regard to optimal use of various medications or devices.
The SHFM has been shown to predict all-cause mortality.7 Although the prediction of sudden death and pump-failure death might simply mirror this global risk, the relative proportions of deaths that resulted from sudden death versus pump failure were very different among patients with different SHFM scores. The efficacy and cost-effectiveness of different medications or devices depend on several factors: the absolute risk of death, the proportion of deaths that result from sudden death versus pump failure, and the extent to which the medication or device affects these causes of death differently. The information provided by the SHFM will allow specific hypotheses to be tested on the basis of expected effects of medication or devices, and the SHFM-predicted absolute and relative rates of death from sudden death, pump failure, and other competing causes.
Clinically defined modes of death (such as sudden death or pump failure) that might help characterize appropriate treatments may be inappropriately classified as a result of overlapping pathophysiologies or bias related to a patients underlying heart failure severity. For example, a patient with severe heart failure who dies may be more likely to have the cause of death classified as pump failure rather than sudden death. Thus, although modes of death were classified without knowledge of patients SHFM scores, the differing proportions of modes of death (as seen in Figure 2) may at least in part reflect classification bias. Even if modes of death were appropriately classified and predicted by the SHFM with reasonable accuracy, this might not translate into prediction of the response to treatment. The definition of a "better" response may also vary depending on whether efficacy was defined in absolute terms, in relative terms, or by cost-effectiveness. Investigation of the utility of the SHFM for the prediction of clinical responses to particular therapies should be explored in future research, particularly in randomized trials (completed or planned) of specific medications or devices. Future research could also examine the prediction of sudden death versus pump-failure death among patients who would or would not meet guidelines for some treatments, such as prophylactic ICD placement, to determine how the SHFM might interact with treatment guidelines.
In the present data set, only 197 patients (1.8%) had an ICD. In these patients, the SHFM strongly predicted both total mortality (P trend <0.001) and pump failure mortality (P trend <0.001). Only 1 sudden death occurred among these patients (because ICDs prevent sudden death; classification bias may also contribute), which precludes analysis of this mode of death. Some preliminary evidence suggests that ICD placement in some patients may prevent sudden death but be associated with higher risk of pump failure or other cardiac death15–17; future research in ICD trial databases may elucidate whether the SHFM can predict these responses to ICD placement.
The present analysis had several strengths. Data on risk factors and events were collected prospectively to minimize bias. Patients were enrolled from both clinical trials and heart failure registries in several countries, and the group included both younger and older patients, men and women, and patients with both ischemic and nonischemic heart failure, higher and lower NYHA class, and higher and lower ejection fraction, which increased generalizability. Evaluation of >2000 deaths among >10 000 patients provides power to determine associations. Commonly obtained clinical variables were used to derive the SHFM score (rather than results of specialized tests, such as peak oxygen consumption); this increases the range of providers who might use it and of patients to whom it may be applied.
Possible limitations were also present. As described above, modes of death may have been misclassified, with potential resulting bias. Models that predict one mode of death may be suboptimal for a different mode of death, and cause-specific prediction models may be superior. The addition of other laboratory measures, such as brain natriuretic peptide or inflammatory marker levels, might increase the discriminative power of the SHFM. The participants were all ambulatory, and results may not be generalizable to hospitalized heart failure patients or patients with life-altering comorbidities such as dementia, cancer, or liver failure.18 Most patients had systolic heart failure, and validation of these results in populations with predominantly diastolic heart failure is needed. The great majority of participants (99%) were followed for only up to 3 years, which limits extension of these results to longer periods of follow-up. On the other hand, most clinical treatment decisions relate to risk in the first few years after treatment, and the SHFM score can also be recalculated periodically to determine a patients most current risk.
In conclusion, the SHFM predicts relative risks and proportions of sudden death and pump-failure death among ambulatory heart failure patients. The magnitudes of relative risk differences were particularly large for pump-failure death. Further investigation is warranted to determine whether this prognostic information may facilitate decision-making with regard to optimal use of specific medications or devices in heart failure patients.
| Acknowledgments |
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Sources of Funding
The University of Washington Depression Study was funded by the American Heart Association (Dallas, Tex) and the Dana Foundation (New York, NY). Data on mortality and risk factors for calculation of the SHFM score were provided by Pfizer Laboratories for PRAISE1, by Novartis for Val-HeFT, and by the Italian Heart Failure Registry for IN-CHF; data on mortality and the SHFM score were provided by Merck Research Laboratories for ELITE2 and by Amgen, Inc, for RENAISSANCE. The funding sources and companies who provided data access had no role in study conception, conduct, or design; performance or interpretation of data analysis; interpretation of results; or manuscript preparation or approval.
Disclosures
Dr Anand has received grant support and speakers honoraria from Novartis and has served as consultant to Amgen and Guidant. Dr Linker has an ownership interest and licensing income as copyright holder of the specific programming implementations of the SHFM and institutional copyright (through the University of Washington, Seattle) of the Web-based and Palm version implementations of the SHFM. Dr Cleland has received grant support and speakers honoraria from Roche, AstraZeneca, Medtronic, and GlaxoSmithKline. Dr Carson has received speakers honoraria from Novartis. Dr Mann has served as consultant to Acorn Cardiovascular. Dr Pitt has served as consultant to Pfizer, Novartis, Alteon, AstraZeneca, and Takeda. Dr Levy has received grant support from GlaxoSmithKline, Thoratec, Amgen, Vasogen, and Medtronic, and speakers honoraria from GlaxoSmithKline, Pfizer, Medtronic, and Scios. Dr Levy also has an ownership interest in Cardiac Dimensions and has served as consultant and on the advisory board for GlaxoSmithKline, Pfizer, Cardiac Dimensions, Medscape, General Electric, Scios, and the National Anemia Action Council; he also has an ownership interest and licensing income as copyright holder of the specific programming implementations of the SHFM and institutional copyright (through the University of Washington, Seattle) of the Web-based and Palm version implementations of the SHFM. The remaining authors report no conflicts.
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| Footnotes |
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Guest Editor for this article was Raymond J. Gibbons, MD.
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