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(Circulation. 2007;116:2307-2314.)
© 2007 American Heart Association, Inc.
Pediatric Cardiology |
From the Kosair Childrens Hospital Research Institute, and Division of Pediatric Sleep Medicine, Department of Pediatrics, University of Louisville, Louisville, Ky.
Correspondence to David Gozal, MD, Kosair Childrens Hospital Research Institute, University of Louisville School of Medicine, 570 S Preston St, Suite 204, Louisville, KY 40202. E-mail david.gozal{at}louisville.edu
Received February 15, 2007; accepted September 21, 2007.
| Abstract |
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Methods and Results— Consecutive nonobese children (aged 6 to 11 years) who were diagnosed with OSA after overnight polysomnography and control children matched on the basis of age, gender, ethnicity, and body mass index underwent blood draw the next morning for soluble CD40 ligand, asymmetric dimethylarginine (ADMA), and nitrotyrosine levels, as well as 2 iterations of 60-second cuff-occlusion tests for assessment of endothelial function. These tests were repeated 4 to 6 months after adenotonsillectomy. OSA children showed blunted reperfusion kinetics after release of occlusion, which completely normalized in 20 of 26 patients after adenotonsillectomy. All 6 children in whom no improvements occurred had a strong family history of cardiovascular disease (versus 2 of the remaining 20 patients; P<0.04). Plasma nitrotyrosine and ADMA levels were similar in OSA and control children; however, soluble CD40 ligand levels were higher in OSA children and were reduced after treatment, particularly in those with normalized hyperemic responses.
Conclusions— Postocclusive hyperemia is consistently blunted in children with OSA, and such altered endothelial function is reversible 4 to 6 months after treatment, particularly if a family history of cardiovascular disease is not present. Although no evidence for either nitric oxide–dependent oxidative/nitrosative stress or for the increased presence of the circulating nitric oxide synthase inhibitor ADMA was found in children with OSA, soluble CD40 ligand levels were increased in OSA and reflected the changes in endothelial function after treatment.
Key Words: sleep inflammation nitric oxide hypoxia endothelium
| Introduction |
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Clinical Perspective p 2314
One of the mechanisms implicated in vascular morbidity in adult patients with OSA involves changes in nitric oxide pathways, whereby reduced bioavailability of nitric oxide hampers endothelial function and promotes elevation of systemic blood pressure. Furthermore, increased oxidative stress, as evidenced by elevated nitrotyrosine plasma levels and/or increased levels of the endogenous nitric oxide synthase inhibitor asymmetric dimethylarginine (ADMA), correlates with the degree of endothelial dysfunction in adult OSA patients.12–15
Another marker for endothelium-related activation and dysfunction is soluble CD40 ligand (sCD40L). This protein binds CD40 on the surface of various cell types, such as endothelial cells, and triggers the increased expression of inflammatory mediators, growth factors, and the procoagulant tissue factor. On the occurrence of such binding, sCD40L will shed into the circulation, such that increased levels of sCD40L essentially represent the presence of an increased risk in the context of a variety of cardiovascular disorders.16–18 Furthermore, sCD40L levels were found to be increased in a recent cohort of 35 adult patients with OSA and were reduced by implementation of continuous positive airway pressure therapy.19 Thus, OSA appears to induce a proatherosclerotic state that may be monitored through circulating sCD40L concentrations.
On the basis of the aforementioned considerations, we hypothesized that hyperemic responses (as a surrogate marker for endothelial function) would be altered in nonobese children with OSA and that altered nitric oxide–mediated mechanisms would be involved in this process. In addition, we explored the potential relationships between circulating markers of endothelial dysfunction, as exemplified by sCD40L, and flow-dependent reperfusion responses after the release of a cuff-occlusion maneuver before and after treatment of OSA.
| Methods |
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Inclusion criteria were the presence of OSA according to polysomnographic criteria (see below) and age between 6 and 11 years. In addition, age-, gender-, and race-matched children without snoring who underwent overnight polysomnography in the context of another ongoing research study were also invited to participate in the study.
Exclusion criteria included the presence of overweight or obesity; elevated blood pressure; diabetes or prediabetes; craniofacial, neuromuscular, syndromic, or defined genetic abnormalities; current or previous use of montelukast (in the preceding 6 months); current use of antiinflammatory drugs such as aspirin or ibuprofen; acute upper respiratory tract infection; use of any systemic, intranasal, or inhaled corticosteroids or antibiotics in the 4 weeks preceding the initial sleep study; and any children who already had undergone adenotonsillectomy in the past. In addition, children receiving antihypertensive medications or other medications were not considered eligible to participate.
The following information was gathered from each participant: age, gender, and ethnicity; use of medications (corticosteroids [nasal, inhaled, and systemic], antihistamines, bronchodilators, antibiotics, and leukotriene modifiers); and presence of comorbidities (asthma, allergic rhinitis and other allergies, attention deficit hyperactivity disorder, or psychiatric condition). A detailed family history of cardiovascular diseases was also obtained and included history of systemic hypertension, myocardial infarction or angina pectoris, and stroke. The presence of >2 close relatives (parents, grandparents, or siblings of parents) with a positive history of cardiovascular disease was considered as a positive response, provided the age of onset of such cardiovascular morbidity was <55 years for men and <65 years for women.
Height and weight were obtained for each child. Body mass index (BMI) was calculated and expressed as relative BMI with the following formula: (BMI/BMI of the 50th percentile for age and gender)x100, based on standardized percentile curves.20 Overweight and obesity were defined as BMI >85th percentile and 95th percentile for gender and age, respectively, and all children fulfilling such criteria were excluded from the present study. Similarly, if mean blood pressure measurements obtained during the initial clinic visit and those measured before and after the overnight sleep study were >95% predicted for age and gender,21 children were considered as having hypertension and were excluded.
Polysomnographic Assessment
Children were studied for up to 12 hours in a quiet, darkened room with an ambient temperature of 24°C in the company of one of their parents. No drugs were used to induce sleep. The following parameters were measured during the overnight sleep recordings: chest and abdominal wall movement by respiratory impedance or inductance plethysmography; heart rate by ECG; and air flow, which was triply monitored with a side-stream end-tidal capnograph that also provided breath-by-breath assessment of end-tidal carbon dioxide levels (PETCO2; BCI SC-300, Menomonee Falls, Wis), a nasal pressure cannula, and an oronasal thermistor. Arterial oxygen saturation (SpO2) was assessed by pulse oximetry (Nellcor N 100; Nellcor Inc, Hayward, Calif), with simultaneous recording of the pulse waveform. The bilateral electrooculogram, 8 channels of electroencephalogram, chin and anterior tibial electromyograms, and analog output from a body-position sensor (Braebon Medical Corp, Ogdensburg, NY) were also monitored. All measures were digitized with a commercially available polysomnography system (Rembrandt, MedCare Diagnostics, Amsterdam, The Netherlands). Tracheal sound was monitored with a microphone sensor (Sleepmate, Midlothian, Va), and a digital time-synchronized video recording was performed.
Sleep architecture was assessed by standard techniques.22 The proportion of time spent in each sleep stage was expressed as percentage of total sleep time. Central, obstructive, and mixed apneic events were counted. Obstructive apnea was defined as the absence of airflow with continued chest wall and abdominal movement for duration of at least 2 breaths.23,24 Hypopneas were defined as a decrease in oronasal flow of
50% with a corresponding decrease in SpO2 of
4% and/or arousal.23 The obstructive apnea/hypopnea index was defined as the number of apneas and hypopneas per hour of total sleep time. The obstructive apnea index was defined as the number of apneas per hour of total sleep time. The diagnostic criteria for OSA included an obstructive apnea index >1 per hour of total sleep time and/or an obstructive apnea-hypopnea index >5 per hour of total sleep time with a nadir oxygen saturation value <92%. Control children were defined as nonsnoring children with an obstructive apnea/hypopnea index
1 per hour of total sleep time.
Children with OSA were referred for surgical removal of enlarged tonsils and adenoids, and 4 to 6 months later, they underwent a second overnight polysomnographic evaluation and endothelial function assessment. Control children repeated endothelial function testing only.
Endothelial Function Tests
Endothelial function was assessed with a modified hyperemic test after cuff-induced occlusion of the brachial artery. A laser Doppler sensor (Perimed AB, Periflux 5000 System integrated with the PF 5050 pressure unit, Järfälla, Sweden) was applied over the volar aspect of the hand at the second-finger distal metacarpal surface, and the hand was gently immobilized. Once cutaneous blood flow over the area was stable, the pressure within an inflatable cuff placed at the elbow and connected to a computer-controlled manometer was raised to 160 to 180 mm Hg for 60 seconds, during which blood flow was reduced to undetectable levels. The computer-controlled cuff was then deflated rapidly to enable consistent deflation times, and hyperemic responses were assessed. The maneuver was repeated twice within 10 minutes, and the average of both maneuvers was computed for subsequent analyses. Time to peak regional blood flow responses and time required to resume baseline regional blood flow before cuff occlusion were considered as representative of the postocclusion hyperemic response.
Plasma sCD40L, ADMA, and Nitrotyrosine Assays
Fasting blood samples were drawn by venipuncture in the morning immediately after the initial diagnostic sleep study into EDTA-containing tubes. Blood samples were immediately centrifuged and frozen at –80°C until assay.
Plasma levels of sCD40L were assayed with a commercially available ELISA kit (BMS 235, Bender MedSystems GmbH, Vienna, Austria) that has a sensitivity of 7.92 pg/mL and a linearity range of 93% to 97%. The intra-assay and interassay coefficients of variation were 7% and 5.5%, respectively. Plasma levels of nitrotyrosine were measured with a commercially available ELISA kit (DLD Diagnostika GmbH, Hamburg, Germany, distributed in the United States by Alpco Diagnostics, Windham, NH) that has a sensitivity of 50 nmol/L and exhibits linearity up to 90%, along with intra-assay and interassay coefficients of variation of 6% and 9.4%, respectively. Plasma levels of ADMA were measured with a commercially available ELISA (DLD Diagnostika GmbH EA 201/96). This assay exhibits linear behavior at concentrations between 0.25 and 5 µmol/L, with no cross-reactivity to L-arginine, symmetric dimethylarginine, and N-monomethylarginine, with intra-assay and interassay coefficients of variation of 9% and 11%, respectively.
Data Analysis
Data are presented as mean±SE unless otherwise indicated. Paired Student t tests were used to compare presurgical and postsurgical sleep findings. ANOVA for repeated measures and independent t tests were used for comparisons of polysomnographic data, vascular response data, and levels of sCD40L and nitric oxide–related compounds and were followed by post hoc tests as appropriate with multiple-comparison Bonferroni correction. All probability values reported are 2-tailed with statistical significance set at <0.05.
The authors had full access to and take full responsibility for the integrity of the data. All authors have read and agree to the manuscript as written.
| Results |
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Endothelial Function
After release of cuff occlusion, cutaneous blood flow returned to baseline levels within 60 to 80 seconds in 8 control children (mean 69.1±9.7 seconds; Figure 1). Hyperemic responses were significantly slower in the 26 children with OSA (113±11.4 seconds; P<0.0001; Figure 1). No significant correlations emerged between the time required for blood flow to return to baseline and OSA polysomnographic measures. Four to 6 months after adenotonsillectomy, hyperemic responses improved significantly in the OSA group (before versus after adenotonsillectomy, P<0.003) and overall normalization of the vascular responses compared with the 8 control children studied at 6-month follow-up (after adenotonsillectomy versus controls, P=NS). However, dichotomous changes occurred among the 26 children with OSA who were tested before and after treatment. Indeed, although clear improvements emerged in 20 of these children, no significant changes in hyperemic responses occurred in 6 of the 26 children with OSA (before versus after adenotonsillectomy, P=NS; Figure 1). The apnea-hypopnea index, nadir SpO2, and arousal index were similar in the responder and nonresponder groups both before and after OSA treatment. A positive family history of cardiovascular disease was elicited in 1 of the 8 control children, in 2 of the 20 children with OSA who had normalized hyperemic responses after adenotonsillectomy, and in all 6 children whose hyperemic responses failed to recover after adenotonsillectomy (OR 9.0, 95% confidence interval 1.19 to 20.92, P<0.04).
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Nitrotyrosine and ADMA Plasma Levels
Plasma levels of nitrotyrosine were similar among 50 children with OSA and 22 age-, gender-, race-, and BMI-matched control children (Figure 2). Indeed, nitrotyrosine concentrations were 624±45 nmol/L in OSA and 588±64 nmol/L in controls (P=NS). No significant linear correlation existed between any of the polysomnographic measures and nitrotyrosine concentrations. ADMA morning fasting plasma levels were 0.79±0.20 µmol/L in OSA children (n=46) compared with 0.87±0.19 µmol/L in control children (n=22; P=NS; Figure 3), with no significant linear correlations emerging between ADMA levels and any of the polysomnographic measures.
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sCD40L Plasma Concentrations
Circulating levels of sCD40L were higher in 20 untreated OSA children (15 128±597 pg/mL) than in 20 control children (5729±653 pg/mL, P<0.00001; Table 1; Figure 4). However, only weak significant linear correlations emerged between sCD40L and apnea/hypopnea index (r2 0.19, P<0.05) and nadir SpO2 (r2 0.20, P<0.03). After adenotonsillectomy, significant improvements in sCD40L occurred (9866±702 pg/mL, P<0.0002; Table 1; Figure 4). However, postadenotonsillectomy sCD40L levels remained higher than in control children. Further examination of the individual changes in sCD40L after surgical treatment revealed that of these 20 children with OSA for whom sCD40L levels were available, 8 had either no change or minimal decreases in sCD40L (14 877±1023 pg/mL before adenotonsillectomy compared with 13 239±430 pg/mL, P=NS; Figure 4). Six of these 8 children were among those patients in whom no improvements in post–cuff-occlusion hyperemic responses occurred after adenotonsillectomy, whereas complete normalization of the hyperemic responses occurred in 2 children who exhibited no significant decreases in their sCD40L circulating levels. Conversely, all 12 children with significant decreases in sCD40L (to within control values) also exhibited recovery of their cuff-occlusion hyperemic responses (P<0.0004).
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| Discussion |
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Substantial evidence now supports the existence of adverse cardiovascular consequences in children with habitual snoring and sleep-disordered breathing. Indeed, increased surges in sympathetic activity have been reported in children with OSA,8,25,26 and elevation of arterial blood pressure may also occur,4,9,10 along with altered left ventricular geometry and contractility.27 The children included in the present study did not present obvious elevations of arterial blood pressure. However, we did not examine temporal trends in systemic blood pressure using continuous blood pressure measurements during both sleep and wakefulness,4 such that we cannot exclude with certainty that more subtle alterations in systemic blood pressure may have been present. In adults with OSA, extensive evidence has accumulated to clearly support a mechanistic link between OSA and endothelial dysfunction.5–7,28 Although we are unaware of previous studies examining functional aspects of endothelium and the microvasculature in children with OSA, recent findings from our laboratory on the presence of circulating inflammatory markers would support the presence of functional alterations in endothelial function among children with OSA. For example, we have recently reported on the association between elevations of interleukin-6 and high-sensitivity C-reactive protein levels and polysomnographic severity measures for OSA in children,29,30 as well as on their reversibility after treatment of the underlying OSA.31 Similarly, increased levels of circulating adhesion molecules suggestive of platelet-endothelial cell activation emerged in children with OSA, even after correction for the degree of adiposity.11 Taken together, these data would support the possibility that a shift to the right in the hyperemic temporal responses may be present among untreated nonobese OSA patients, and indeed, the present findings confirm such an assumption. However, we also expected that effective treatment of OSA would consistently reverse the endothelial functional alterations. Although such prediction indeed concretized for the majority of patients, this was not the case among those children who reported a strong family history of cardiovascular disease.
The mechanisms underlying such discrepant responses to OSA treatment are unclear given the stringent similarity between the demographic and polysomnographic characteristics of the responders and nonresponders. One possibility involves the interactions between 2 diseases, namely, OSA and cardiovascular disease, whereby the occurrence of OSA during early childhood could trigger the onset of cardiovascular disease, such that despite effective treatment of OSA, continued activity of the mechanisms leading to cardiovascular disease would occur and become manifest in the subset of children with a high genetic susceptibility for atherosclerosis and ischemic heart disease. Evidence to this effect can be derived from rodent models of OSA, in which exposures to intermittent hypoxia during sleep in the postnatal period and in early childhood can lead to sustained baroreflex attenuations during adulthood.32 Furthermore, the presence of a genetic predisposition to systemic hypertension was associated with more prominent elevations in blood pressure after intermittent hypoxia during early childhood.33 Alternatively, OSA during childhood could lead to a more sustained activation of inflammatory pathways and to endothelial activation of atherosclerotic processes in genetically susceptible individuals, whereby sCD40L would reflect the underlying persistence of the endothelial processes brought about by the presence of sleep-disordered breathing. Because the duration of follow-up was relatively short, we are still unclear as to whether these children with persistently abnormal hyperemic responses and elevated sCD40L will improve at later stages. Notwithstanding this, the present findings reinforce not only the concept that systemic inflammation is a constitutive component of OSA but that the magnitude of such inflammatory response will increase the probability for end-organ dysfunction. Indeed, we have recently found that morning levels of circulating tumor necrosis factor-
are correlated primarily with the degree of sleepiness and sleep fragmentation induced by sleep-disordered breathing in children34 and that elevated high-sensitivity C-reactive protein predicted the presence of neurocognitive dysfunction.35 However, other pathways pertaining to the local processes that affect the upper airway rather than systemic processes could also play a role. Indeed, the determinants of lymphadenoid growth in the upper airway in children with OSA are still being debated. Although evidence exists of increased numbers of inflammatory cells within the tonsils and adenoids of children with OSA,36–38 the mechanisms underlying such increases remain unclear and may include mechanical vibration–induced inflammation,39 neurotrophin-neurokinin receptor–substance P–related pathways,40 and likely many other possibilities. The primary aim of adenotonsillectomy, however, is to remove the anatomic impingement of the hypertrophic tissue on airway patency rather than to justify the decision of this surgical intervention with regard to the potential presence of inflammation in the upper airway tissues. As such, although it is impossible to determine under the present circumstances whether the reductions in sCD40L were due to the removal of the adenotonsillar tissue per se or to the resolution of sleep-disordered breathing that followed such surgical intervention, the overall association between sCD40L and endothelial function would point toward a systemic response to OSA rather than one that emanates from a localized inflammatory process in the upper airway.
Some methodological considerations deserve comment. First, we excluded overweight and obese children. Obesity is now viewed as a low-grade systemic inflammatory disorder41,42 and is associated with increased risk for OSA-associated morbidities.43 We anticipate that concurrent obesity in the context of pediatric OSA will enhance the magnitude of the biochemical and functional alterations in endothelial beds, and clearly, this issue merits further exploration. Second, we were unable to study 20 of the 52 children at the 6-month follow-up, such that although no a priori differentiating characteristics were present among those who completed and those who failed to complete the protocol, we cannot exclude the possibility that the relative proportion of responders and nonresponders may differ in larger population-based studies. Third, we were unable to confirm the presence of alterations in nitric oxide biology, as evidenced by the preservation of normal nitrotyrosine levels and ADMA concentrations. The reasons for such negative findings may reside in age-related differences to the response to OSA or, alternatively, may be derived from the fact that OSA disease severity is clearly reduced in the pediatric age range when expressed as any of the standard polysomnographic measures.
In summary, we have shown that nonobese children with OSA are at risk for endothelial dysfunction and that the latter correlates with circulating levels of sCD40L in these children. Furthermore, effective treatment of OSA may not be associated with reversibility of the functional endothelial deficits or with the anticipated reductions in atherogenesis-related plasma markers, particularly in those children who have a strong familial history of ischemic heart disease. Future longitudinal studies may allow for further delineation of genotype-phenotype interactions in the context of OSA and cardiovascular morbidity.
| Acknowledgments |
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This study was supported by National Institutes of Health grant HL-65270, the Childrens Foundation Endowment for Sleep Research, and the Commonwealth of Kentucky Challenge for Excellence Trust Fund.
Disclosures
Dr Gozal is on the national speakers bureau of Merck and has received honoraria for lectures. Dr Kheirandish-Gozal is the recipient of an investigator-initiated grant from AstraZeneca Ltd on the use of topical steroids in pediatric sleep apnea. The remaining authors report no conflicts.
| References |
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levels in children with sleep disordered breathing. Proc Am Thor Soc. 2005; 3: A555. Abstract.This article has been cited by other articles:
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D. Gozal, O. S. Capdevila, and L. Kheirandish-Gozal Metabolic Alterations and Systemic Inflammation in Obstructive Sleep Apnea among Nonobese and Obese Prepubertal Children Am. J. Respir. Crit. Care Med., May 15, 2008; 177(10): 1142 - 1149. [Abstract] [Full Text] [PDF] |
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