Donate Help Contact The AHA Sign In Home
American Heart Association
Circulation
Search: search_blue_button Advanced Search
Circulation. 2007;115:2410-2417
Published online before print April 23, 2007, doi: 10.1161/CIRCULATIONAHA.107.686576
CLINICAL PERSPECTIVE
This Article
Right arrow Abstract Freely available
Right arrow Full Text (PDF)
Right arrow All Versions of this Article:
115/18/2410    most recent
CIRCULATIONAHA.107.686576v1
Right arrow Alert me when this article is cited
Right arrow Alert me if a correction is posted
Right arrow Citation Map
Services
Right arrow Email this article to a friend
Right arrow Similar articles in this journal
Right arrow Similar articles in PubMed
Right arrow Alert me to new issues of the journal
Right arrow Download to citation manager
Right arrow Request Permissions
Citing Articles
Right arrow Citing Articles via HighWire
Right arrow Citing Articles via Google Scholar
Google Scholar
Right arrow Articles by Arena, R.
Right arrow Articles by Guazzi, M.
Right arrow Search for Related Content
PubMed
Right arrow PubMed Citation
Right arrow Articles by Arena, R.
Right arrow Articles by Guazzi, M.
Related Collections
Right arrow Congestive
Right arrow Exercise testing

(Circulation. 2007;115:2410-2417.)
© 2007 American Heart Association, Inc.


Heart Failure

Development of a Ventilatory Classification System in Patients With Heart Failure

Ross Arena, PhD, PT; Jonathan Myers, PhD; Joshua Abella, MD; Mary Ann Peberdy, MD; Daniel Bensimhon, MD; Paul Chase, MEd; Marco Guazzi, MD, PhD

From the Department of Physical Therapy (R.A.) and Department of Internal Medicine (M.A.P.), Virginia Commonwealth University, Health Sciences Campus, Richmond, Va; VA Palo Alto Health Care System (J.M., J.A.), Cardiology Division, Stanford University, Palo Alto, Calif; LeBauer Cardiovascular Research Foundation (D.B., P.C.), Greensboro, NC; and University of Milano (M.G.), San Paolo Hospital, Cardiopulmonary Laboratory, Cardiology Division, University of Milano, San Paolo Hospital, Milano, Italy.

Correspondence to Ross Arena, PhD, PT, Assistant Professor, Department of Physical Therapy, Box 980224, Virginia Commonwealth University, Health Sciences Campus, Richmond, VA 23298-0224. E-mail raarena{at}vcu.edu

Received January 26, 2007; accepted February 16, 2007.


*    Abstract
up arrowTop
*Abstract
down arrowIntroduction
down arrowMethods
down arrowResults
down arrowDiscussion
down arrowReferences
 
Background— Ventilatory efficiency, commonly assessed by the minute ventilation (VE)–carbon dioxide production (VCO2) slope, is a powerful prognostic marker in the heart failure population. The purpose of the present study is to refine the prognostic power of the VE/VCO2 slope by developing a ventilatory class system that correlates VE/VCO2 cut points to cardiac-related events.

Methods and Results— Four hundred forty-eight subjects diagnosed with heart failure were included in this analysis. The VE/VCO2 slope was determined via cardiopulmonary exercise testing. Subjects were tracked for major cardiac events (mortality, transplantation, or left ventricular assist device implantation) for 2 years after cardiopulmonary exercise testing. There were 81 cardiac-related events (64 deaths, 10 heart transplants, and 7 left ventricular assist device implantations) during the 2-year tracking period. Receiver operating characteristic curve analysis revealed the overall VE/VCO2 slope classification scheme was significant (area under the curve: 0.78 [95% CI, 0.73 to 0.83], P<0.001). On the basis of test sensitivity and specificity, the following ventilatory class system was developed: (1) ventilatory class (VC) I: ≤29; (2) VC II: 30.0 to 35.9; (3) VC III: 36.0 to 44.9; and (4) VC IV: ≥45.0. The numbers of subjects in VCs I through IV were 144, 149, 112, and 43, respectively. Kaplan-Meier analysis revealed event-free survival for subjects in VC I, II, III, and IV was 97.2%, 85.2%, 72.3%, and 44.2%, respectively (log-rank 86.8; P<0.001).

Conclusions— A multiple-level classificatory system based on exercise VE/VCO2 slope stratifies the burden of risk for the entire spectrum of heart failure severity. Application of this classification is therefore proposed to improve clinical decision making in heart failure.


Key Words: prognosis • ventilation • heart failure • exercise


*    Introduction
up arrowTop
up arrowAbstract
*Introduction
down arrowMethods
down arrowResults
down arrowDiscussion
down arrowReferences
 
The prognosis of patients diagnosed with heart failure (HF) remains poor despite recent advances in medical management.1 It is important that we refine our ability to accurately identify HF patients at the highest risk for morbidity and mortality and refer these patients for potential advanced therapies. Cardiopulmonary exercise testing (CPX) has become the cornerstone of risk stratification for HF patients. Peak oxygen consumption (VO) was the first CPX variable to demonstrate prognostic value2 and is still the most frequently analyzed variable in clinical practice. More recently, several investigations have shown that ventilatory efficiency, typically expressed as the minute ventilation/carbon dioxide production (VE/VCO2) slope, is a strong prognostic marker in patients with HF.3–7 The majority of studies report the VE/VCO2 slope to be prognostically superior to peak VO, which underscores the clinical importance of assessing ventilatory efficiency in HF patients (Table 1).


View this table:
[in this window]
[in a new window]

 
TABLE 1. Studies Evaluating the Prognostic Validity of VE/VCO2 Slope Versus Peak VO2

Editorial p 2376

Clinical Perspective p 2417

Furthermore, a number of studies define a VE/VCO2 slope of {approx}34 as a threshold value for predicting a poorer prognosis (Table 1).3,4,7 Although this dichotomous threshold has proven to be prognostically significant, the wide range of VE/VCO2 slope values observed in the HF population indicates that a multilevel classification system may better define the increasing risk of adverse events. The purpose of the present study was to evaluate the risk of adverse events using several VE/VCO2 slope classes, testing the hypothesis that a multilevel ventilatory classification system would more accurately identify subgroups at increasing risk for adverse events across the entire spectrum of clinical severity.


*    Methods
up arrowTop
up arrowAbstract
up arrowIntroduction
*Methods
down arrowResults
down arrowDiscussion
down arrowReferences
 
The present study is a multicenter analysis including HF patients from the CPX laboratories at San Paolo Hospital, Milan, Italy; Virginia Commonwealth University, Richmond, Va; LeBauer Cardiovascular Research Foundation, Greensboro, NC; and the VA Palo Alto Health Care System and Stanford University, Palo Alto, Calif. A total of 448 consecutive patients with chronic HF who were tested between March 18, 1993, and February 8, 2006, were included. Inclusion criteria consisted of a diagnosis of HF15 and evidence of left ventricular systolic and/or diastolic dysfunction by 2D echocardiography obtained within 1 month of exercise testing. Subjects were classified as having systolic HF if they presented with a left ventricular ejection fraction (LVEF) ≤45%. Subjects with an LVEF ≥50% and indications of an abnormal filling pattern were classified as having diastolic dysfunction.16 The percentage of subjects with an implanted cardiac resynchronization device and/or internal cardioverter defibrillator was {approx}9%. Subjects received routine follow-up care at the 5 institutions included in the present study. All subjects completed a written informed consent, and institutional review board approval was obtained at each institution.

CPX Procedure and Data Collection
Symptom-limited CPX was performed on all patients with treadmill17 or cycle ergometry18 ramping protocols. A treadmill was used for testing in American centers, whereas a lower-extremity cycle ergometer was used in the European center. Ventilatory expired gas analysis was performed with a metabolic cart at all 5 centers (MedGraphics CPX-D, Minneapolis, Minn, or SensorMedics Vmax29, Yorba Linda, Calif). Before each test, the equipment was calibrated in standard fashion with reference gases. In addition, each center routinely validated their metabolic exercise testing equipment by exercising a healthy subject at a submaximal steady rate to verify measured VO matched estimated VO from the workload.19 Previous studies have demonstrated optimal peak VO and VE/VCO2 slope prognostic threshold values are similar regardless of the mode of exercise in patients with HF.20 We therefore did not create subgroups based on mode of CPX. Standard 12-lead ECGs were obtained at rest, each minute during exercise, and for at least 5 minutes during the recovery phase; blood pressure was measured with a standard cuff sphygmomanometer. Minute ventilation (VE), oxygen uptake (VO), carbon dioxide output (VCO2), and other cardiopulmonary variables were acquired on a breath-by-breath basis and averaged over 10- or 15-second intervals. Peak VO and peak respiratory exchange ratio were expressed as the highest averaged samples obtained during the exercise test. VE and VCO2 values, acquired from the initiation of exercise to peak exercise, were input into spreadsheet software (Microsoft Excel, Microsoft Corp, Redmond, Wash) to calculate the VE/VCO2 slope via least squares linear regression (y=mx+b, where m=slope). Previous work by our group and others has shown that this method of calculating the VE/VCO2 slope is prognostically optimal.21,22

End Points
Subjects were followed up for major cardiac-related events for 2 years after CPX via hospital and outpatient medical chart review. Subjects were followed up by the HF programs at their respective institutions, which provided for the high likelihood that all major events were captured. Heart transplantation, left ventricular assist device (LVAD) implantation, and cardiac-related death were considered major events. Any death with a cardiac-related discharge diagnosis was considered an event. The most common causes of cardiac mortality, as per discharge diagnosis, were sudden cardiac death (45%) and HF (55%). Clinicians conducting the CPX were not involved in decisions regarding cause of death or heart transplant/LVAD implantation. All subjects who did not experience a cardiac-related event were followed up for the entire 24-month period.

Statistical Analysis
All continuous data are reported as mean±SD. Receiver operating characteristic (ROC) curve analysis was used to assess VE/VCO2 slope and peak VO classification schemes. A z test was used to compare area under the ROC curve for the VE/VCO2 slope and peak VO.23 One-way ANOVA was used to assess differences in key continuous variables, whereas {chi}2 analysis assessed differences in key categorical variables among the ventilatory classification groups. Tukey’s honestly significant difference was used to determine groups that were significantly different when the 1-way ANOVA probability value was less than 0.05. Multivariate Cox regression analysis assessed the combined prognostic power of the VE/VCO2 slope, peak VO, age, LVEF, New York Heart Association (NYHA) class, and cause of HF. Univariate Cox regression analysis was used to assess the independent prognostic value of key baseline and CPX variables and to assess hazard ratios for the ventilatory classification system developed by ROC curve analysis. Kaplan-Meier analysis assessed survival characteristics of the VE/VCO2 slope classification system and peak VO developed by ROC curve analysis. The log-rank test determined statistical significance on the Kaplan-Meier analysis. ROC curve and Kaplan-Meier analyses also assessed the prognostic ability of the VE/VCO2 slope in the following subgroups: (1) only subjects prescribed a ß-blocker; (2) only subjects undergoing CPX on or after January 1, 2000; (3) only subjects with LVEF ≤40%; (4) only subjects undergoing CPX on a treadmill; and (5) only subjects undergoing CPX on a lower-extremity ergometer. Statistical differences with a probability value <0.05 were considered significant.

The authors had full access to and take full responsibility for the integrity of the data. All authors have read and agree to the manuscript as written.


*    Results
up arrowTop
up arrowAbstract
up arrowIntroduction
up arrowMethods
*Results
down arrowDiscussion
down arrowReferences
 
There were 81 major cardiac events (64 deaths, 10 heart transplants, and 7 LVAD implantations) during the 2-year tracking period after CPX. The annual event rate was 9.5%. Univariate and multivariate Cox regression analyses results are listed in Tables 2 and 3Down, respectively. The VE/VCO2 slope, NYHA class, peak VO, and LVEF were all significant univariate predictors. The VE/VCO2 slope was the strongest predictor of major cardiac events in the multivariate analysis. NYHA class and LVEF added significant value and were retained in the regression. Peak VO, cause of HF, and age did not add significant predictive value and were removed from the multivariate regression.


View this table:
[in this window]
[in a new window]

 
TABLE 2. Univariate Cox Regression Results


View this table:
[in this window]
[in a new window]

 
TABLE 3. Multivariate Cox Regression Results

ROC analysis revealed the prognostic classification schemes for VE/VCO2 slope (area under the curve 0.78, 95% CI 0.73 to 0.83, P<0.001) and peak VO (area under the curve 0.71, 95% CI 0.65 to 0.77, P<0.001) were significant. The z test, however, found the VE/VCO2 slope classification scheme was significantly better than peak VO (z score 2.34, P<0.01). The ROC curve for VE/VCO2 slope found a value of 29.9 produced a specificity of 95%, and a value of 45.0 produced a sensitivity of 95%. A VE/VCO2 slope value of 36.0 produced an optimal balance of sensitivity and specificity (74%/67%). From the VE/VCO2 slope ROC analysis, the following 4-level ventilatory classification system was developed: Ventilatory class (VC) I (VC-I) ≤29.9, VC-II 30.0 to 35.9; VC-III 36.0 to 44.9, and VC-IV ≥45.0. One-way ANOVA and {chi}2 results are listed in Table 4. Peak VO and NYHA class were significantly different among all 4 VC groups. A greater percentage of females were in VC-IV than in VC-I through VC-III. LVEF was higher in VC-I than in VC-II through VC-IV. Pharmacological intervention was comparable among groups with the exception of diuretics, for which the percentage of subjects increased from VC-I through VC-IV. ß-Blocker use was also slightly higher in VC-IV.


View this table:
[in this window]
[in a new window]

 
TABLE 4. Baseline Characteristics of the Population

Compared with subjects in VC-I, the hazard ratios for subjects in VC-II through VC-IV were 5.6 (95% CI 1.9 to 16.2, P=0.002), 11.4 (95% CI 4.0 to 32.5, P<0.001), and 28.0 (95% CI 9.7 to 80.8, P<0.001), respectively. Kaplan-Meier analysis results for the ventilatory classification system are illustrated in Figure 1. Survival characteristics were distinct among the 4 VC groups.


Figure 1183343
View larger version (72K):
[in this window]
[in a new window]

 
Figure 1. Kaplan-Meier analysis for 2-year major cardiac-related events. Subjects meeting criteria for VC-1 (VE/VCO2 slope ≤29.9; n=144) experienced 4 major cardiac events (including 2 heart transplants); 97.2% were event-free. Subjects meeting VC-II criteria (VE/VCO2 slope 30.0 to 35.9; n=149) experienced 22 major cardiac events (including 3 LVAD implantations); 85.2% were event-free. Subjects meeting VC-III criteria (VE/VCO2 slope 36.0 to 44.9; n=112) experienced 31 major cardiac events (including 3 LVAD implantations and 2 heart transplants); 72.3% were event-free. Subjects who met VC-IV criteria (VE/VCO2 slope ≥45.0; n=43) experienced 24 major cardiac events (including 2 LAVD implantations and 5 heart transplants); 44.2% were event-free. Log-rank 86.8, P<0.0001.

Peak VO was also divided into 4 groups by ROC curve analysis. The ROC curve for peak VO found a value of 8.9 mL of o2 · kg–1 · min–1 produced a specificity of 95% and a value of 21.0 mL of o2 · kg–1 · min–1 produced a sensitivity of 95%. A peak VO value of 13.0 mL of o2 · kg–1 · min–1 produced an optimal balance of sensitivity and specificity (73%/54%). Kaplan-Meier analysis revealed the percent of subjects who were event free in the ≤8.9, 9.0 to 13.0, 13.1 to 20.9, and ≥21.0 mL of o2 · kg–1 · min–1 peak VO subgroups was 94.6% (5/92), 84.8% (32/210), 74.1% (29/112), and 55.9% (15/34), respectively (log-rank 35.0, P<0.001). Although the 4-level prognostic classification system–based peak VO was also significant, the VC system was superior, as indicated by differences in log-rank score (86.8 versus 35.0). Table 5 lists the percentage of subjects who had major cardiac events according to both the 4-level VE/VCO2 slope and peak VO classifications. Subjects with a VE/VCO2 slope ≤29.9 demonstrated a favorable prognosis irrespective of peak VO. Furthermore, the trends for increasing event rates were more apparent as the VE/VCO2 slope increased (down columns) compared with decreasing peak VO (across rows). Although the number of subjects per subgroup was relatively small, the highest major cardiac event rate was observed in subjects with a VE/VCO2 slope ≥45.0 and peak VO ≤8.9 mL of o2 · kg–1 · min–1.


View this table:
[in this window]
[in a new window]

 
TABLE 5. Percentage of Subjects Who Had a Major Cardiac Event Based on VE/VCO2 Slope and Peak VO2

Results from the ROC and Kaplan-Meier analyses in the 5 subgroups are listed in Table 6. The prognostic characteristics of the VE/VCO2 slope were unaltered when only we considered subjects receiving a ß-blocker, subjects tested on or after January 1, 2000, subjects with an LVEF ≤40%, subjects undergoing CPX on a treadmill only, and subjects undergoing CPX on a lower-extremity ergometer only.


View this table:
[in this window]
[in a new window]

 
TABLE 6. Prognostic Characteristics of VE/VCO2 Slope in Subgroups


*    Discussion
up arrowTop
up arrowAbstract
up arrowIntroduction
up arrowMethods
up arrowResults
*Discussion
down arrowReferences
 
In recent years, the VE/VCO2 slope has gained considerable notoriety in the HF population as a valuable prognostic marker. This CPX variable is readily derived by software packages that operate present-day ventilatory expired gas units, which makes its clinical application as feasible as peak VO. The present investigation demonstrates that a ventilatory class system based on selected VE/VCO2 slope cut points dramatically refines the prognostic power of this variable across a wide spectrum of HF severity and further establishes the superiority of the VE/VCO2 slope over peak VO and NYHA class for assessing prognosis in patients with HF. This information is new in itself and reinforces the body of evidence demonstrating a strong prognostic role for the VE/VCO2 slope.3–5,8,24

Previous Classification Based on CPX Testing
In 1982, Weber et al25 introduced a CPX-based classificatory system with the intent to better stratify HF hemodynamic severity using peak VO, which consistently reflects cardiac output changes during exercise. Four classes of VO at peak exercise were proposed. Subsequently, the prognostic power of peak VO was considered,2 and the identification of a severely reduced peak VO (<10 mL of o2 · kg–1 · min–1) is still considered an absolute indication for listing patients for transplantation.26 More recently, however, a growing body of evidence has identified the VE/VCO2 slope as a superior prognostic marker compared with peak VO (Table 1). Interestingly, this variable holds prognostic significance even when overall exercise performance is not severely compromised.7 A primary reason for this discrepancy may be the dependence of peak VO on subject effort for optimal prognostic value, whereas the VE/VCO2 is primarily effort-independent.27 For example, consideration of a hypothetical male subject putting forth a submaximal effort and presenting with a peak VO of 9.7 mL of o2 · kg–1 · min–1 leads to a misclassification of high risk for adverse events. This same hypothetical subject, however, also demonstrates a VE/VCO2 slope of 28.5, which more accurately classifies him as being at low risk. In addition, several investigations have shown that the VE/VCO2 slope retains its prognostic significance across a range of clinical conditions, including in the presence of submaximal effort,28 in patients with HF secondary to diastolic left ventricular dysfunction,12 and in HF patients prescribed a ß-blocker.29 The fact that the prognostic characteristics of the VE/VCO2 slope were unaltered in the present subgroup analyses further supports the robustness of this CPX variable.

Insights on VE/VCO2 Slope Prognostic Value
Several investigations have examined the correlation between VE/VCO2 slope and other markers of pathophysiology associated with HF, including abnormal pulmonary hemodynamics, exaggerated chemoreceptor and ergoreceptor sensitivity, and heart rate variability.30–32 In these studies, increasing VE/VCO2 slopes were related to progressively worsening hemodynamics, increased chemoreceptor and ergoreceptor activation, and decreased heart rate variability. Therefore, the increasingly worse prognosis as the VE/VCO2 slope increased in the present study likely reflects greater cardiovascular dysfunction compared with individuals with lower VE/VCO2 slope responses.

All previous studies examining the prognostic value of the VE/VCO2 slope have defined normal versus abnormal values in a dichotomous fashion.3,4,7 The most common threshold value for defining an abnormal VE/VCO2 slope has been in the order of ≥34. The present study revealed that the VE/VCO2 slope threshold value with an optimal balance of sensitivity and specificity was 36, which approximates the value used in previous studies to define normal versus abnormal. The present results, however, demonstrate that dichotomous expression of the VE/VCO2 slope may not be optimal. Rather, a 4-level classification system appears to better discriminate various levels of risk for adverse cardiac events in HF patients and optimizes the clinical utility of the variable. For example, if the VE/VCO2 slope was used as one of the clinical variables guiding listing for heart transplantation, a value between 36.0 and 44.9, although clearly abnormal, would not be afforded the same concern for adverse events as a value ≥45.0. Dichotomous expression of the VE/VCO2 slope with a threshold value of 36 would not allow for this distinction.

In a landmark paper, Francis et al8 divided a cohort of patients with HF according to VE/VCO2 slope quartiles and demonstrated a clear separation in survival among the 4 groups. Although this was done without consideration of sensitivity/specificity characteristics, the VE/VCO2 slope cut points used to define the 4 groups were strikingly similar to what is reported in the present investigation (<27.7, 27.7 to 34.5, 34.6 to 42.1, and >42.1 versus ≤29.9, 30.0 to 35.9, 36.0 to 44.9, and ≥45.0). Furthermore, with the exception of age, variables retained in the multivariate Cox regression analysis were identical between the 2 studies, with the VE/VCO2 slope being the strongest prognostic marker. Another important similarity between the report by Francis et al8 and the present study is the comparison between the VE/VCO2 slope and peak VO. This analysis further reinforces the evidence that the VE/VCO2 slope is a superior marker. Overall, the combined findings of the present study and those reported by Francis et al8 strengthen the case for a multiple-level classification system based on the VE/VCO2 slope. Notably, a potential advantage of the present study is that most of the patients were tested during or after 2000, whereas in the study by Francis et al,8 all patients were tested during or before 1996, which implies that the cohort in the present investigation is more representative of present-day treatment of HF.

VE/VCO2 Slope Classification System Implications
Given the present findings, we propose a clinical algorithm for patients with HF using the VE/VCO2 slope obtained during CPX, which is illustrated in Figure 2. This algorithm is hypothetical, and future investigations are required to confirm our findings.


Figure 2183343
View larger version (44K):
[in this window]
[in a new window]

 
Figure 2. Hypothetical ventilatory class clinical algorithm for optimal use of the VE/VCO2 slope. CRT indicates cardiac resynchronization therapy.

For subjects in VC-I, the risk for adverse events appear to be negligible, and medical management would be appropriate. Both ß-blockade33 and angiotensin-converting enzyme inhibition34 have been shown to significantly reduce the VE/VCO2 slope in patients with HF. Medical management for patients who fall into VCs II through IV should be reviewed and optimized when indicated. Aerobic exercise training has been shown to significantly reduce the VE/VCO2 slope35 and improve a host of other markers that suggest improved prognosis36 and should therefore be considered irrespective of VC. However, the effects of exercise training on morbidity and mortality in HF patients have been variable in smaller studies, and a large, multicenter exercise trial (HF-ACTION [Heart Failure: A Controlled Trial Investigating Outcomes of exercise traiNing]) is currently under way. Cardiac resynchronization therapy has been shown to significantly reduce the VE/VCO2 slope and should be considered for subjects in VC-III and VC-IV. Heart transplant or LVAD implantation should be considered for subjects in VC-III and VC-IV who do not improve to a lower class after optimization of pharmacological interventions, implementation of an aerobic training program, and consideration of cardiac resynchronization therapy. A key distinction among the 4 ventilatory classes is the timing of repeat exercise testing. We have previously demonstrated that the prognostic strength of CPX variables is reduced as time since testing increases.37 Specifically, the number of events increases in subjects who initially demonstrate favorable VE/VCO2 slope values. Reassessment is therefore necessary after a period of time regardless of the initial response to CPX. A shorter duration between CPX evaluations is important as VC class increases because the likelihood of an adverse event in the short term is greater, and it is important to quickly determine whether alternative medical management strategies should be considered. We recognize that the differences in survival characteristics in VC-II and VC-III may not be considered poor enough to warrant consideration of drastic interventions such as heart transplantation; however, this algorithm should also be viewed as a tool to guide minor adjustments in clinical management. For example, consider the patient with a VE/VCO2 slope of 32.0 (VC-II) who is found to be taking a suboptimal dose of ß-blockade. Increasing this medication may reduce the VE/VCO2 slope and place the patient in VC-I, potentially reducing 2-year mortality risk by {approx}10%.

Although the present study includes several hundred subjects with a substantial number of adverse events, the relatively low overall number of individuals in VC-IV must be considered a weakness of the study. Assessment of the proposed VC system in other HF cohorts is therefore encouraged to validate these findings. In addition, a host of other clinical variables, such as peak VO, LVEF,8 and neurohormonal markers,38 also possess predictive value, and CPX is just one of several important components of the prognostic paradigm in patients with HF. Although we were not able to perform a thorough assessment of all key prognostic markers presently available in the HF population, future research should consider the VC system in the context of a wider application of clinical and exercise test variables. Finally, subjects with diastolic dysfunction were included in the present investigation. Although we were able to perform a meaningful subgroup analysis in the subjects with systolic HF, we were unable to do so in the subjects with diastolic dysfunction (subjects with LVEF ≥50%: n=57, 5 events). We have previously demonstrated that the VE/VCO2 slope (expressed dichotomously) is prognostically significant and superior to peak VO in a small group of subjects with diastolic dysfunction.12 Future research should therefore also be directed toward validating the proposed ventilatory class system in a larger diastolic HF cohort.

Perspectives and Conclusions
Although peak VO has traditionally been used as the cornerstone of risk stratification in HF patients, recent investigations have pointed to ventilatory efficiency (VE/VCO2 slope) as a stronger prognostic factor across a wide scope of patients with HF. The present study demonstrates that a ventilatory class system based on VE/VCO2 quartiles can dramatically improve the predictive power of CPX beyond that obtained from peak VO, NYHA classification, or the currently employed dichotomous VE/VCO2 slope model. On the basis of these findings, we advocate that this new ventilatory class system be incorporated into the current risk stratification guidelines.


*    Acknowledgments
 
Disclosures

None.


*    References
up arrowTop
up arrowAbstract
up arrowIntroduction
up arrowMethods
up arrowResults
up arrowDiscussion
*References
 

  1. American Heart Association. 2006 Heart and Stroke Statistical Update. Dallas, Tex; American Heart Association; 2006.
  2. Mancini DM, Eisen H, Kussmaul W, Mull R, Edmunds LH Jr, Wilson JR. Value of peak exercise oxygen consumption for optimal timing of cardiac transplantation in ambulatory patients with heart failure. Circulation. 1991; 83: 778–786.[Abstract/Free Full Text]
  3. Chua TP, Ponikowski P, Harrington D, Anker SD, Webb-Peploe K, Clark AL, Poole-Wilson PA, Coats AJ. Clinical correlates and prognostic significance of the ventilatory response to exercise in chronic heart failure. J Am Coll Cardiol. 1997; 29: 1585–1590.[Abstract]
  4. Arena R, Myers J, Aslam SS, Varughese EB, Peberdy MA. Peak VO2 and VE/VCO2 slope in patients with heart failure: a prognostic comparison. Am Heart J. 2004; 147: 354–360.[CrossRef][Medline] [Order article via Infotrieve]
  5. MacGowan GA, Murali S. Ventilatory and heart rate responses to exercise: better predictors of heart failure mortality than peak exercise oxygen consumption. Circulation. 2000; 102: E182. Letter.[Medline] [Order article via Infotrieve]
  6. Kleber FX, Vietzke G, Wernecke KD, Bauer U, Opitz C, Wensel R, Sperfeld A, Glaser S. Impairment of ventilatory efficiency in heart failure: prognostic impact. Circulation. 2000; 101: 2803–2809.[Abstract/Free Full Text]
  7. Ponikowski P, Francis DP, Piepoli MF, Davies LC, Chua TP, Davos CH, Florea V, Banasiak W, Poole-Wilson PA, Coats AJ, Anker SD. Enhanced ventilatory response to exercise in patients with chronic heart failure and preserved exercise tolerance: marker of abnormal cardiorespiratory reflex control and predictor of poor prognosis. Circulation. 2001; 103: 967–972.[Abstract/Free Full Text]
  8. Francis DP, Shamim W, Davies LC, Piepoli MF, Ponikowski P, Anker SD, Coats AJ. Cardiopulmonary exercise testing for prognosis in chronic heart failure: continuous and independent prognostic value from VE/VCO2 slope and peak VO2. Eur Heart J. 2000; 21: 154–161.[Abstract/Free Full Text]
  9. Corra U, Mezzani A, Bosimini E, Scapellato F, Imparato A, Giannuzzi P. Ventilatory response to exercise improves risk stratification in patients with chronic heart failure and intermediate functional capacity. Am Heart J. 2002; 143: 418–426.[CrossRef][Medline] [Order article via Infotrieve]
  10. Gitt AK, Wasserman K, Kilkowski C, Kleemann T, Kilkowski A, Bangert M, Schneider S, Schwarz A, Senges J. Exercise anaerobic threshold and ventilatory efficiency identify heart failure patients for high risk of early death. Circulation. 2002; 106: 3079–3084.[Abstract/Free Full Text]
  11. Guazzi M, De Vita S, Cardano P, Barlera S, Guazzi MD. Normalization for peak oxygen uptake increases the prognostic power of the ventilatory response to exercise in patients with chronic heart failure. Am Heart J. 2003; 146: 542–548.[CrossRef][Medline] [Order article via Infotrieve]
  12. Guazzi M, Myers J, Arena R. Cardiopulmonary exercise testing in the clinical and prognostic assessment of diastolic heart failure. J Am Coll Cardiol. 2005; 46: 1883–1890.[Abstract/Free Full Text]
  13. Nanas SN, Nanas JN, Sakellariou DC, Dimopoulos SK, Drakos SG, Kapsimalakou SG, Mpatziou CA, Papazachou OG, Dalianis AS, Nastasiou-Nana MI, Roussos C. VE/VCO2 slope is associated with abnormal resting haemodynamics and is a predictor of long-term survival in chronic heart failure. Eur J Heart Fail. 2006; 8: 420–427.[CrossRef][Medline] [Order article via Infotrieve]
  14. Tsurugaya H, Adachi H, Kurabayashi M, Ohshima S, Taniguchi K. Prognostic impact of ventilatory efficiency in heart disease patients with preserved exercise tolerance. Circ J. 2006; 70: 1332–1336.[CrossRef][Medline] [Order article via Infotrieve]
  15. Hunt SA. ACC/AHA 2005 guideline update for the diagnosis and management of chronic heart failure in the adult: a report of the American College of Cardiology/American Heart Association Task Force on Practice Guidelines (Writing Committee to Update the 2001 Guidelines for the Evaluation and Management of Heart Failure). J Am Coll Cardiol. 2005; 46: e1–e82.[Free Full Text]
  16. Cheitlin MD, Armstrong WF, Aurigemma GP, Beller GA, Bierman FZ, Davis JL, Douglas PS, Faxon DP, Gillam LD, Kimball TR, Kussmaul WG, Pearlman AS, Philbrick JT, Rakowski H, Thys DM, Antman EM, Smith SC Jr, Alpert JS, Gregoratos G, Anderson JL, Hiratzka LF, Hunt SA, Fuster V, Jacobs AK, Gibbons RJ, Russell RO. ACC/AHA/ASE 2003 guideline update for the clinical application of echocardiography: summary article: a report of the American College of Cardiology/American Heart Association Task Force on Practice Guidelines (ACC/AHA/ASE Committee to Update the 1997 Guidelines for the Clinical Application of Echocardiography). Circulation. 2003; 108: 1146–1162.[Free Full Text]
  17. Arena R, Humphrey R, Peberdy MA, Madigan M. Predicting peak oxygen consumption during a conservative ramping protocol: implications for the heart failure population. J Cardiopulm Rehabil. 2003; 23: 183–189.[CrossRef][Medline] [Order article via Infotrieve]
  18. Guazzi M, Reina G, Tumminello G, Guazzi MD. Improvement of alveolar-capillary membrane diffusing capacity with exercise training in chronic heart failure. J Appl Physiol. 2004; 97: 1866–1873.[Abstract/Free Full Text]
  19. Myers J. Instrumentation: equipment, calculations, and validation. In: Myers J. Essentials of Cardiopulmonary Exercise Testing. Champaign, Ill: Human Kinetics; 1996: 59–81.
  20. Arena R, Guazzi M, Myers J, Ann PM. Prognostic characteristics of cardiopulmonary exercise testing in heart failure: comparing American and European models. Eur J Cardiovasc Prev Rehabil. 2005; 12: 562–567.[CrossRef][Medline] [Order article via Infotrieve]
  21. Arena R, Myers J, Aslam S, Varughese EB, Peberdy MA. Technical considerations related to the minute ventilation/carbon dioxide output slope in patients with heart failure. Chest. 2003; 124: 720–727.[CrossRef][Medline] [Order article via Infotrieve]
  22. Bard RL, Gillespie BW, Clarke NS, Egan TG, Nicklas JM. Determining the best ventilatory efficiency measure to predict mortality in patients with heart failure. J Heart Lung Transplant. 2006; 25: 589–595.[CrossRef][Medline] [Order article via Infotrieve]
  23. Hanley JA, McNeil BJ. A method of comparing the areas under receiver operating characteristic curves derived from the same cases. Radiology. 1983; 148: 839–843.[Abstract/Free Full Text]
  24. Robbins M, Francis G, Pashkow FJ, Snader CE, Hoercher K, Young JB, Lauer MS. Ventilatory and heart rate responses to exercise: better predictors of heart failure mortality than peak oxygen consumption. Circulation. 1999; 100: 2411–2417.[Abstract/Free Full Text]
  25. Weber KT, Kinasewitz GT, Janicki JS, Fishman AP. Oxygen utilization and ventilation during exercise in patients with chronic cardiac failure. Circulation. 1982; 65: 1213–1223.[Abstract/Free Full Text]
  26. Fletcher GF, Balady GJ, Amsterdam EA, Chaitman B, Eckel R, Fleg J, Froelicher VF, Leon AS, Pina IL, Rodney R, Simons-Morton DA, Williams MA, Bazzarre T. Exercise standards for testing and training: a statement for healthcare professionals from the American Heart Association. Circulation. 2001; 104: 1694–1740.[Free Full Text]
  27. Mezzani A, Corra U, Bosimini E, Giordano A, Giannuzzi P. Contribution of peak respiratory exchange ratio to peak VO2 prognostic reliability in patients with chronic heart failure and severely reduced exercise capacity. Am Heart J. 2003; 145: 1102–1107.[CrossRef][Medline] [Order article via Infotrieve]
  28. Arena R, Humphrey R, Peberdy MA. Prognostic ability of VE/VCO2 slope calculations using different exercise test time intervals in subjects with heart failure. Eur J Cardiovasc Prev Rehabil. 2003; 10: 463–468.[CrossRef][Medline] [Order article via Infotrieve]
  29. Arena R, Guazzi M, Myers J, Abella J. The prognostic value of ventilatory efficiency with beta-blocker therapy in heart failure. Med Sci Sports Exerc. 2007; 39: 213–219.
  30. Ponikowski PP, Chua TP, Francis DP, Capucci A, Coats AJS, Piepoli MF. Muscle ergoreceptor overactivity reflects deterioration in clinical status and cardiorespiratory reflex control in chronic heart failure. Circulation. 2001; 104: 2324–2330.[Abstract/Free Full Text]
  31. Reindl I, Wernecke KD, Opitz C, Wensel R, Konig D, Dengler T, Schimke I, Kleber FX. Impaired ventilatory efficiency in chronic heart failure: possible role of pulmonary vasoconstriction. Am Heart J. 1998; 136: 778–785.[CrossRef][Medline] [Order article via Infotrieve]
  32. Ponikowski P, Chua TP, Piepoli M, Banasiak W, Anker SD, Szelemej R, Molenda W, Wrabec K, Capucci A, Coats AJ. Ventilatory response to exercise correlates with impaired heart rate variability in patients with chronic congestive heart failure. Am J Cardiol. 1998; 82: 338–344.[CrossRef][Medline] [Order article via Infotrieve]
  33. Agostoni P, Guazzi M, Bussotti M, De Vita S, Palermo P. Carvedilol reduces the inappropriate increase of ventilation during exercise in heart failure patients. Chest. 2002; 122: 2062–2067.[CrossRef][Medline] [Order article via Infotrieve]
  34. Guazzi M, Marenzi G, Alimento M, Contini M, Agostoni P. Improvement of alveolar-capillary membrane diffusing capacity with enalapril in chronic heart failure and counteracting effect of aspirin. Circulation. 1997; 95: 1930–1936.[Abstract/Free Full Text]
  35. Myers J, Dziekan G, Goebbels U, Dubach P. Influence of high-intensity exercise training on the ventilatory response to exercise in patients with reduced ventricular function. Med Sci Sports Exerc. 1999; 31: 929–937.
  36. Pina IL, Apstein CS, Balady GJ, Belardinelli R, Chaitman BR, Duscha BD, Fletcher BJ, Fleg JL, Myers JN, Sullivan MJ. Exercise and heart failure: a statement from the American Heart Association Committee on Exercise, Rehabilitation, and Prevention. Circulation. 2003; 107: 1210–1225.[Free Full Text]
  37. Arena R, Myers J, Aslam SS, Varughese EB, Peberdy MA. Impact of time past exercise testing on prognostic variables in heart failure. Int J Cardiol. 2006; 106: 88–94.[CrossRef][Medline] [Order article via Infotrieve]
  38. Hartmann F, Packer M, Coats AJS, Fowler MB, Krum H, Mohacsi P, Rouleau JL, Tendera M, Castaigne A, Anker SD, Amann-Zalan I, Hoersch S, Katus HA. Prognostic impact of plasma N-terminal pro-brain natriuretic peptide in severe chronic congestive heart failure: a substudy of the Carvedilol Prospective Randomized Cumulative Survival (COPERNICUS) Trial. Circulation. 2004; 110: 1780–1786.[Abstract/Free Full Text]

 

CLINICAL PERSPECTIVE

Clinical trials have consistently demonstrated that cardiopulmonary exercise testing is a valuable tool in the clinical and prognostic assessment of patients with heart failure. The relationship between minute ventilation (VE) and carbon dioxide production (VCO2), typically expressed as the slope of their incremental relationship during a symptom-limited exercise test, appears to be one of the strongest prognostic markers obtained from cardiopulmonary exercise testing. In fact, a number of previous investigations have shown that the VE/VCO2 slope is prognostically superior to peak oxygen consumption (VO). Despite the consistent findings of previous reports, peak VO remains the most frequently assessed cardiopulmonary exercise testing variable in clinical practice. The present study adds to the body of evidence demonstrating the prognostic superiority of the VE/VCO2 slope over peak VO and furthermore proposes a 4-level ventilatory classification system (VC-I to VC-IV). This classification system, based on the VE/VCO2 slope, may provide clinicians with important information regarding the potential risk for future adverse events and may help to guide therapeutic strategies. In conclusion, clinicians responsible for the interpretation of cardiopulmonary exercise testing data in patients with heart failure should consider the prognostic information the VE/VCO2 slope appears to provide across heart failure populations with different levels of disease severity.




This article has been cited by other articles:


Home page
J Am Coll CardiolHome page
J. Meadows, P. Lang, G. Marx, and J. Rhodes
Fontan Fenestration Closure Has No Acute Effect on Exercise Capacity but Improves Ventilatory Response to Exercise.
J. Am. Coll. Cardiol., July 8, 2008; 52(2): 108 - 113.
[Abstract] [Full Text] [PDF]


Home page
Am. J. Physiol. Heart Circ. Physiol.Home page
A. Borghi-Silva, C. Carrascosa, C. C. Oliveira, A. C. Barroco, D. C. Berton, D. Vilaca, E. B. Lira-Filho, D. Ribeiro, L. E. Nery, and J. A. Neder
Effects of respiratory muscle unloading on leg muscle oxygenation and blood volume during high-intensity exercise in chronic heart failure
Am J Physiol Heart Circ Physiol, June 1, 2008; 294(6): H2465 - H2472.
[Abstract] [Full Text] [PDF]


Home page
J Am Coll CardiolHome page
M. Guazzi, M. Samaja, R. Arena, M. Vicenzi, and M. D. Guazzi
Long-Term Use of Sildenafil in the Therapeutic Management of Heart Failure
J. Am. Coll. Cardiol., November 27, 2007; 50(22): 2136 - 2144.
[Abstract] [Full Text] [PDF]


Home page
Journal Watch CardiologyHome page
Can Ventilatory Efficiency Be Used to Classify Patients with Heart Failure?
Journal Watch Cardiology, June 6, 2007; 2007(606): 3 - 3.
[Full Text]


Home page
CirculationHome page
D. Mancini and T. H. LeJemtel
Is Ventilatory Classification Preferable to Peak Oxygen Consumption for Risk Stratification in Heart Failure?
Circulation, May 8, 2007; 115(18): 2376 - 2378.
[Full Text] [PDF]


This Article
Right arrow Abstract Freely available
Right arrow Full Text (PDF)
Right arrow All Versions of this Article:
115/18/2410    most recent
CIRCULATIONAHA.107.686576v1
Right arrow Alert me when this article is cited
Right arrow Alert me if a correction is posted
Right arrow Citation Map
Services
Right arrow Email this article to a friend
Right arrow Similar articles in this journal
Right arrow Similar articles in PubMed
Right arrow Alert me to new issues of the journal
Right arrow Download to citation manager
Right arrow Request Permissions
Citing Articles
Right arrow Citing Articles via HighWire