(Circulation. 2006;113:2454-2461.)
© 2006 American Heart Association, Inc.
Contemporary Reviews in Cardiovascular Medicine |
From the Department of Internal Medicine, Section of Cardiovascular Medicine, Yale University School of Medicine, New Haven, Conn.
Correspondence to Stuart D. Katz, MD, Yale Heart Failure and Transplant Center, Yale University School of Medicine, 135 College St, Suite 301, New Haven, CT 06510. E-mail stuart.katz{at}yale.edu
Key Words: anemia exercise heart failure kidney erythropoietin
| Introduction |
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| Prevalence of Anemia in CHF |
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12 g/dL in men and postmenopausal women.17 These standard definitions of anemia are not based on well-established physiological or population norms. Published reports in CHF populations have used these and other study-specific definitions of anemia (including other arbitrary or statistically defined hemoglobin and hematocrit categories and administrative diagnostic codes from hospital records). Despite these inconsistencies in the definition of anemia cases, most studies indicate that the prevalence of anemia is increased in CHF populations with comorbid kidney disease, advanced age, and more severe symptoms (range, 30% to 61%) when compared with less symptomatic ambulatory populations (range, 4% to 23%). In patients with CHF and preserved ejection fraction, the few published reports indicate that anemia is also highly prevalent in this group.1820 | Underlying Cause of Anemia in CHF |
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Iron deficiency is present in <30% of anemic patients with CHF, so the majority of observed anemia is normocytic, often classified as anemia of chronic disease. Clinical characteristics commonly associated with increased risk of anemia in CHF populations are listed in the Table. Although risk factors for anemia identified in cross-sectional studies do not provide evidence of a causal link, these observations suggest that several distinct mechanisms may commonly contribute to anemia in patients with CHF. Several of the most important potential causal pathways will be discussed briefly below and are summarized in Figure 1.
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Chronic kidney disease is a common comorbidity in patients with CHF and is a strong independent predictor of increased risk of anemia in several studies. In chronic kidney disease populations without heart failure, moderate to severe kidney disease (defined as glomerular filtration rate [GFR] <60 mL/min) is associated with diminished erythropoietin production and a progressive decrease in hemoglobin values that is linearly related to reduction in GFR.25 The estimated prevalence of at least moderate chronic kidney disease (defined as GFR <60 mL/min) in CHF populations is 20% to 40%.4,9,26,27
Anemia is frequently associated with decreased body mass index in published reports, a finding that suggests that patients with cachexia are at greater risk for anemia. Serum levels of proinflammatory cytokines are increased in cachectic patients with CHF and may contribute to development of anemia by several mechanisms. Proinflammatory cytokines including tumor necrosis factor-
(TNF-
), interleukin-1, and interleukin-6 have been shown to disrupt multiple aspects of erythropoiesis, including reduction of renal erythropoietin secretion, suppression of erythropoietin activity in red blood cell precursors in the bone marrow level, and reduction of bioavailability of iron stores for hemoglobin synthesis.2831 Proinflammatory cytokines also increase levels of the liver-derived peptide hormone, hepcidin.32,33 Hepcidin interacts with ferroportin and other iron transport proteins in the enterocyte to inhibit gut iron absorption and thereby reduces iron bioavailability for hemoglobin synthesis.32,33 In a mouse model of heart failure induced by myocardial infarction, anemia was linked to activation of the TNF-
/Fas signaling pathway.34 The number of bone marrow progenitor cells and the proliferative capacity of these cells were reduced by 40% to 50% in heart failure mice when compared with control animals. A 3-fold increase in apoptosis among progenitor cells in heart failure mice was significantly correlated with the increase of TNF-
/Fas expression in bone marrow natural killer and T cells.34 In patients with CHF, increased levels of proinflammatory cytokines (TNF-
and soluble TNF receptors) or other blood markers of inflammation (C-reactive protein) are inversely related to the hemoglobin level.35
The renin-angiotensin system plays an integral role in the normal regulation of plasma volume and red blood cell volume. Increased angiotensin II signaling in the kidney alters peritubular oxygen tension, a key regulatory factor for erythropoietin secretion.21,24 Reduced oxygen tension in the peritubular fibroblasts of the renal cortex is associated with increased intracellular concentrations of reactive oxygen species, which, in turn, increases activation of hypoxia inducible factor-1 (HIF-1) and erythropoietin gene expression.36 Angiotensin II increases erythropoietin secretion by reducing renal blood flow and increasing proximal tubular reabsorption.21 Angiotensin II may also have direct stimulatory effects on bone marrow erythrocyte precursors.37 Erythropoietin levels are modestly increased in patients with CHF in proportion to measures of activation of the renin-angiotensin system.38 Inhibition of the renin-angiotensin system with either ACE inhibitors or angiotensin receptor blockers is associated with decreased erythropoietin production and reduced hemoglobin levels.12,39,40 ACE also catalyzes the breakdown of Ac-SDKP, a tetrapeptide inhibitor of erythropoiesis. In ACE inhibitortreated anemic CHF subjects with low serum ACE activity, Ac-SDKP levels are increased when compared with nonanemic CHF subjects.41 Serum taken from anemic patients with CHF with high levels of Ac-SDKP inhibited formation of erythroid precursors in culture when compared with serum from nonanemic CHF or healthy control subjects. The effects of ACE inhibition on hematocrit are complex as ACE inhibition may decrease red cell production and also reduce plasma volume (see discussion on hemodilution below). In clinical trials, pharmacological inhibition of the renin-angiotensin system is associated with small but statistically significant reduction in hemoglobin levels.12,40,42
Anemia is frequently associated with clinical signs and symptoms of congestion, a finding that suggests that plasma volume expansion may contribute to anemia in CHF by a process of hemodilution. In 37 ambulatory nonedematous anemic patients with CHF, a radiolabeled albumin technique for direct measurement of plasma volume demonstrated 46% of the patients with low hematocrit values had normal red blood cell volume such that the anemia was entirely attributable to expanded plasma volume and consequent hemodilution.3 Patients with hemodilution were clinically similar to patients with reduced red blood cell volume but were at greater risk for mortality during follow-up. The impact of hemodilution on treatment approaches in anemic patients with CHF is uncertain. Administration of erythropoietic agents to increase red blood mass in hemodilution patients could further increase total blood volume with possible adverse clinical consequences. Alternatively, it is possible that more aggressive treatment with diuretics could reduce plasma volume and effectively correct anemia in hemodilution patients.
| Pathophysiological Consequences of Anemia |
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Hemoglobin content in blood is an important determinant of oxygen delivery to skeletal muscle during exercise. Patients with CHF lack normal physiological reserve to compensate for decreased hemoglobin and may manifest decreased aerobic capacity in response to mild degrees of anemia.48 Several investigators have reported association between reduced hemoglobin and greater functional impairment as defined by New York Heart Association classification.3,15,49 Kalra and colleagues50 reported a linear relation between reduced hemoglobin values and peak oxygen consumption in anemic patients with CHF with hemoglobin <13.0 g/dL.
Cardiac mass increased by 25% in a rat model of chronic anemia.51 An inverse relation between hemoglobin value or hematocrit value and left ventricular hypertrophy has also described in clinical studies of patients with dialysis-dependent and predialysis chronic kidney disease.52 In a subgroup of patients with CHF enrolled in the Randomized Etanercept North American Strategy to Study Antagonism of Cytokines (RENAISSANCE) trial with available cardiac MRI data, a 1-g/dL increase in hemoglobin was associated with a 4.1-g/m2 decrease in left ventricular mass over 24 weeks.49 This observation was independent of study drug treatment and does not provide evidence of a causal relation between changes in hemoglobin levels and changes in left ventricular mass. In two randomized trials of patients with chronic kidney disease, increased hemoglobin in response to erythropoietic agents was not associated with reduction in left ventricular hypertrophy.53,54
| Anemia and Clinical Outcomes |
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| Treatment Approaches |
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30% on admission.56 In 838 critically ill patients (26% with cardiovascular disease), maintaining hemoglobin at 10 to 12 g/dL did not provide additional benefits on 30-day mortality compared with maintaining hemoglobin at 7 to 9 g/dL.57 Blood transfusion may be associated with other adverse effects including immunosuppression with increased risk of infection, sensitization to HLA antigens, and iron overload.58,59 Given this profile of risks and benefits, transfusion may be considered as an acute treatment for severe anemia on an individualized basis but does not appear to be a viable therapeutic strategy for the long-term management of chronic anemia in CHF. Although erythropoietin levels are modestly elevated in patients with CHF, the increase is less than that observed in other anemic populations.27,38,60 Accordingly, anemia in CHF may be responsive to exogenous erythropoietin supplementation. The primary mechanism by which erythropoietin stimulates red blood cell production is inhibition of apoptosis of bone marrow erythrocyte progenitors.23 The erythropoietin receptor is a member of the cytokine class I receptor superfamily.61 Ligand binding of erythropoietin to the homodimeric erythropoietin receptor activates antiapoptotic signal transduction pathways.23,62 Bone marrow erythroid progenitor cells escape from apoptosis and proliferate to result in the growth and maturation of proerythroblasts and normoblasts. Subsequently, reticulocytosis occurs and hemoglobin concentration rises.
There are 3 currently available erythropoietic agents for treatment of anemia: epoetin-
, epoetin-ß (both of which are recombinant human erythropoietin [rHuEpo]), and darbepoetin-
.31 rHuEpo was first synthesized in 1985, 2 years after the erythropoietin gene was cloned, and was approved by the US Food and Drug Administration for clinical use for treatment of anemia in end-stage chronic kidney disease in 1988.63 Early studies in dialysis-dependent patients with chronic kidney disease showed that intravenous or subcutaneous administration of 150 to 200 IU/kg per week (in 1 to 3 divided doses) increased hemoglobin concentrations to 10 to 12 g/dL in 83% to 90% of anemic patients with chronic kidney disease.64 Plasma half-life of rHuEpo after intravenous dosing is 6 to 8 hours. Approximately 25% of the administered dose is absorbed after subcutaneous dosing, but the plasma half-life is increased to >24 hours.65 The amount of subcutaneous rHuEpo needed to achieve hemoglobin targets in patients with chronic kidney disease is approximately 25% less than that needed for intravenous dosing.65 Darbepoetin-
is a long-acting, N-linked supersialylated analog of human erythropoietin approved by the US Food and Drug Administration for the treatment of anemia in patients with chronic kidney disease in 2001.30 Compared with both native and recombinant erythropoietin, it has stronger affinity for erythropoietin receptor and longer plasma half-life of approximately 48 hours, with consequent longer dosing intervals of 1 to 2 weeks during maintenance therapy.66,67
The effect of rHuEpo treatment on anemic patients with CHF was first reported by Silverberg and his colleagues.1 In an open-label study design, 26 anemic chronic HF patients (NYHA class IIIIV and hemoglobin <12 g/dL) were treated with subcutaneous rHuEpo (mean dose, 5277 IU/wk) and intravenous iron sucrose (mean dose, 185 mg/mo) with 4 to 15 months of follow-up duration (mean, 7 months). rHuEpo therapy increased mean hemoglobin from 10.2 to 12.1 g/dL and was associated with improved NYHA function class (3.7±0.5 at baseline to 2.7±0.7, P<0.05), increased left ventricular ejection fraction (28±5% at baseline to 35±8%, P<0.001), and reduced need for oral and intravenous furosemide.1 The same investigators subsequently reported a randomized open-label trial with a mean follow-up duration of 8 months to compare the effects of partial correction of anemia with subcutaneous rHuEpo and intravenous iron sucrose therapy versus usual care in 32 patients with severe CHF and anemia (NYHA class IIIIV and hemoglobin <11.5 g/dL).68 When compared with usual care, the rHuEpo therapy (4000 IU 1 to 3 times weekly subcutaneously plus intravenous iron sucrose 200 mg every 2 weeks) significantly increased the hemoglobin level (10.3 to 12.9 g/dL versus 10.9 to 10.8 g/dL, P<0.0001), improved NYHA functional class (rHuEpo 3.8±0.4 to 2.2±0.7 versus usual care 3.5±0.7 to 3.9±0.3, P<0.0001), and decreased hospitalization days (rHuEpo 13.8±7.2 to 2.9±6.6 days versus usual care 9.9±4.8 versus 15.5±9.8 days, P<0.0001).68 An uncontrolled clinical series from the same investigators demonstrated comparable clinical benefits of rHuEpo in 179 patients with CHF and concomitant predialysis chronic kidney disease.69 Mancini and colleagues70 conducted a single-blinded, randomized, placebo-controlled trial of rHuEpo therapy in 26 patients with advanced CHF and anemia (hematocrit <35%). Patients received subcutaneous rHuEpo 5000 IU 3 times per week adjusted to raise hematocrit to >45% for up to 3 months or a single subcutaneous injection of saline. Supplemental oral iron and folate were also given to the patients who received rHuEpo therapy. Compared with the placebo group, rHuEpo therapy was associated with significant increases in hemoglobin (11.0±0.5 to 14.3±1.0 g/dL, P<0.05), peak oxygen uptake (11.0±1.8 to 12.7±2.8 mL/min per kilogram, P<0.05), and treadmill exercise duration (590±107 to 657±119 seconds, P<0.004). The increases in hemoglobin levels were linearly associated with the increase in peak oxygen uptake (r=0.53, P<0.02).70 Subjects with both hemodilution anemia and true anemia with reduced red blood cell volume appeared to derive comparable improvement in exercise capacity in response to rHuEpo therapy. In the hemodilution subgroup with expanded plasma volume, the rise in measured hematocrit in response to rHuEPO treatment was primarily due to a decrease in plasma volume. As diuretic dosing did not change during the study, this finding suggests that erythropoietin has direct or indirect effects on renal regulation of plasma volume.
The pharmacokinetic and pharmacodynamic profile of darbepoetin-
was compared in 33 anemic CHF patients (hemoglobin
12.5 g/dL) versus 30 healthy subjects.71 Darbepoetin-
administered once monthly at doses of 2.0 µg/kg or higher produced a sustained increase in hemoglobin concentration in anemic patients with CHF without severe drug-related adverse events.71 The effect of treatment with darbepoetin-
(0.7 µg/kg subcutaneously every 2 weeks for 26 weeks) on exercise tolerance in 41 anemic patients with CHF (hemoglobin 9 to 12 g/dL) was evaluated in a randomized placebo controlled trial.72 An abstract report of the study findings indicates favorable effects of darbepoetin-
on exercise duration and quality of life when compared with placebo.72 A larger double-blinded, placebo-controlled, randomized trial, Studies of Anemia in Heart Failure Trial (STAMINA HeFT), was undertaken to determine whether increased hemoglobin in response to darbepoetin-
can improve exercise capacity and quality of life in 300 anemic patients with CHF.73 The study has completed enrollment, but results have not yet been published.
| Potential Risks of Erythropoietic Therapy |
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Chronic rHuEPO therapy is frequently associated with increased blood pressure.83,84 Increased blood pressure during chronic erythropoietic therapy may be attributable to increased blood viscosity due to increased red cell mass, altered neurohormonal milieu, and direct effects on microvascular structure and function.84,85 In patients with chronic kidney disease, risk factors for hypertension include rapid increase in hematocrit during therapy, a low baseline hematocrit before rHuEpo administration, high doses and intravenous route of rHuEPO administration, the presence of native kidneys, and a genetic predisposition to hypertension.85 In the study of anemic subjects with CHF by Mancini and colleagues,70 treatment with rHuEPO did not change blood pressure at rest or during exercise and did not change forearm vascular resistance as measured with venous occlusion plethysmography.
Other rare serious side effects reported with rHuEPO therapy include seizures and pure red cell aplasia caused by antibody formation against erythropoietin.
| Role of Iron Supplementation |
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| Recommendations for Current Practice |
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60 mL/min), current guidelines of the National Kidney Foundation recommend treatment with erythropoietic agents and supplemental iron to a target hemoglobin of 12 g/dL.17,27 The primary goal of treatment is to improve quality of life; there are no clinical outcome trials in predialysis patients with chronic kidney disease that support use of erythropoietic agents. Given the absence of data on long-term clinical outcomes in patients with CHF and the concerns raised by the finding of increased mortality rates in other anemic populations, treatment with erythropoietic agents in patients with CHF with less severe degrees of anemia and preserved renal function is not recommended until more data on safety and efficacy is available.91 | Future Directions |
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| Conclusions |
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| Acknowledgments |
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Dr Stuart Katz has received research support, consulting fees, and speaker honoraria from Amgen, Inc.
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