(Circulation. 2005;112:2364-2372.)
© 2005 American Heart Association, Inc.
New Drugs and Technologies |
From the Columbia University Medical Center and Cardiovascular Research Foundation, New York City, NY (G.W.S., R.M., I.M., G.D., G.S.M., J.W.M., M.B.L.); Duke University Medical Center, Durham, NC (D.E.K.); Columbus Hospital, Milan, Italy (A.C.); Minneapolis Heart Institute Foundation, Minneapolis, Minn (R.S.S.); University of Texas Health Science Center at San Antonio (S.B.); Scripps Clinic, La Jolla, Calif (P.S.T.); Brigham and Womens Hospital, Boston, Mass (D.S.B.); Cardiovascular Medicine and Coronary Intervention, Redwood City, Calif (M.S.); St Michaels Hospital, Toronto, Ontario, Canada (B.H.S.); Shiga Medical Center for Adults, Moriyama, Japan (H.T.); Toyohashi Heart Center, Toyohashi, Aichi, Japan (T.S., O.K.); Kurashiki Central Hospital, Okayama, Japan (K.M.); Mid Carolina Cardiology, Charlotte, NC (D.A.C.); Thoraxcenter, Rotterdam, the Netherlands (A.H., P.W.S.); Heart Center Siegburg, Siegburg, Germany (E.G.); Cardiac and Vascular Research Center of Northern Michigan, Petoskey (L.A.C.); Kardiologisches Institut, Bad Soden, Germany (N.J.R.); Swedish Medical Center, Seattle, Wash (M.R.); and Institute Dante Pazzanese of Cardiology, Sao Paulo, Brazil (A.A.).
Correspondence to Gregg W. Stone, MD, Columbia University Medical Center, Cardiovascular Research Foundation, 111 E 59th St, 11th Fl, New York, NY 10022. E-mail gs2184{at}columbia.edu
Key Words: angioplasty coronary disease occlusion prognosis revascularization
| Introduction |
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With these advances in perspective, it is often stated that successful recanalization of chronic total occlusions (CTOs) of native coronary arteries represents the "last frontier" of PCI. This statement is made in deference to the fact that CTOs represent the most technically challenging lesion subset that interventional cardiologists face, with procedural success rates considerably lower than those achieved in nonoccluded coronary vessels or acutely occluded arteries. Moreover, no consensus exists with regard to the definition of CTO, the factors related to procedural failure and/or complications, and the optimal technical approach. Indeed, until recently, the clinical benefits of PCI in CTOs had not been demonstrated.
An international panel of 47 physicians from 9 countries was therefore convened in New York City for 2 days in January 2004, the purpose of which was to reach consensus on the current state of the art of CTO angioplasty (see Appendix in the online-only Data Supplement for a complete participant list). This goal was approached through a series of didactic lectures, roundtable discussions, breakout focus groups, and the performance of 14 live case demonstrations of CTO angioplasty by many of the worlds most skilled operators in this subspecialty. The present report represents a synthesis of the findings from this meeting and also incorporates a literature review from the field of CTO intervention. Topics covered in Part I of this review include definitions, prevalence, and clinical presentation of CTOs; the anatomy and histopathology of coronary occlusions; experimental CTO models; and the clinical relevance and rationale for CTO revascularization. Part II will review the technical approach to and clinical outcomes after percutaneous intervention of CTOs and describe the novel devices and drugs approved and undergoing investigation for CTO recanalization.
| Definitions, Prevalence, and Clinical Presentation of Chronic Total Coronary Occlusion |
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Prevalence in the Population and in Patients Undergoing Angioplasty
The true prevalence of CTO in the general population is unknown because a certain proportion of patients with CTO are either asymptomatic or minimally symptomatic and never undergo diagnostic coronary arteriography. However, among patients with known or suspected coronary artery disease undergoing coronary angiography during a 1-year period, Kahn11 documented 1 or more CTOs in approximately one third of cases during a 1-year period, 46% of which were judged suitable for coronary angioplasty in 1992.
According to data from the 19971999 National Heart, Lung, and Blood Institute (NHLBI) Dynamic Registry, CTOs are most prevalent in the right coronary artery and least common in the circumflex artery and increase with advancing patient age.12 Total occlusion of the right coronary artery was identified in 18.2%, 21.3%, and 22.8% of patients aged <65 years, 65 to 79 years, and
80 years, respectively (P<0.05). The influence of patient age on the rate of total occlusion was even more prominent in the left anterior descending artery (13.8%, 19.1%, and 21.5%, respectively; P<0.001) but not in the circumflex artery (11.0%, 13.2%, and 12.7%, respectively; P=NS). Nevertheless, despite presenting more often with CTO, older patients were significantly less likely to undergo attempted percutaneous CTO revascularization than younger patients (15.5%, 10.5%, and 10.4% in patients aged <65, 65 to 79, and
80 years, respectively; P<0.001).12
The National Cardiovascular Registry of the American College of Cardiology reported that angioplasty for CTO was attempted in 12% of 100 292 patients at 139 US hospitals undergoing PCI from January 1998 through September 2000.13 The proportion of patients undergoing PCI for CTO was even higher (15.6%) in the 19971998 NHLBI Dynamic Registry report.14
A significant proportion of patients after AMI will develop a persistently occluded infarct-related artery, with the frequency of total occlusion depending on the timing and type of reperfusion therapy (thrombolysis versus primary angioplasty versus none), as well as the time interval to patency assessment.15 In patients with ST-segment elevation AMI not treated with reperfusion therapy, an occluded infarct-related artery has been found in 87% of patients within 4 hours, 65% within 12 to 24 hours, 53% at 15 days, and 45% at 1 month.1618 As many as 30% of patients treated with thrombolytic therapy followed by conservative care have a chronically occluded artery 3 to 6 months after AMI.19 In patients treated with primary balloon angioplasty or stenting during evolving AMI, chronic occlusion of an infarct-related artery due to either initial treatment failure or subsequent vessel reocclusion is found in 5% to 10% of patients at 6 to 7 months.20,21
Clinical Presentation
Patients with CTO undergoing PCI usually have symptomatic angina; in several large databases, only 11% to 15% of patients undergoing angioplasty for CTO were asymptomatic.22,23 Conversely, the proportion of patients presenting with unstable angina due to a CTO is also fairly low (9% to 18%).2225 Thus, the majority of patients undergoing PCI for CTO have stable or progressive angina, whereas many asymptomatic patients with CTO are managed medically. A history of prior MI has been reported in 42% to 68% of patients with an angiographically demonstrated CTO.2226
Stress-induced ischemia can typically be elicited in patients with CTO, especially in the absence of a history of prior MI. He et al27 found reversible perfusion defects using stress myocardial single-photon emission CT (SPECT) in 83% of 71 patients without prior MI with single-vessel disease and CTO of a single coronary artery. Similarly, Aboul-Enein et al28 documented severe and extensive stress perfusion defects in 56 patients with no prior MI and single-vessel CTO with the presence of collaterals. Adenosine SPECT imaging may be even more sensitive than exercise-induced stress imaging to detect perfusion defects in patients with CTO.29
Anatomy and Histopathology of CTOs
Percutaneous revascularization of CTOs is often complicated by the inability to cross or dilate the lesion, as well as a high incidence of restenosis and reocclusion. Understanding the anatomy and histopathology of these lesions may not only explain these occurrences but also provide insight to aid development of new revascularization therapies.
The histopathology of the chronically occluded coronary artery has been comprehensively described by Srivatsa and colleagues.30 Chronic coronary occlusions most often arise from thrombotic occlusion, followed by thrombus organization and tissue aging.31 Particularly relevant to PCI strategies for CTO recanalization is the histological finding that approximately half of all CTOs are <99% stenotic when observed by histopathology, despite the angiographic appearance of total occlusion with TIMI grade 0 antegrade flow. Moreover, little to no relationship exists between the severity of the histopathological lumen stenosis and either plaque composition or lesion age.
The typical atherosclerotic plaque of CTO consists of intracellular and extracellular lipids, smooth muscle cells, extracellular matrix, and calcium.32 Collagens are the major structural components of the extracellular matrix,33,34 with predominance of types I and III (and minor amounts of IV, V, and VI) in the fibrous stroma of atherosclerotic plaques.35,36 The concentration of collagen-rich fibrous tissue is particularly dense at the proximal and distal ends of the lesion, contributing to a columnlike lesion of calcified, resistant fibrous tissue surrounding a softer core of organized thrombus and lipids.
Key histopathological attributes of CTO are calcification extent, inflammation, and neovascularization. The typical CTO may be classified as "soft," "hard," or a mixture of both (Figure 1). Soft plaque consists of cholesterol-laden cells and foam cells with loose fibrous tissue and neovascular channels and is more frequent in younger occlusions (<1 year old). Soft plaque is more likely to allow wire passage either directly through tissue planes or via neovascular channels into the distal lumen. Conversely, hard plaques are characterized by dense fibrous tissue and often contain large fibrocalcific regions without neovascular channels. These occlusions are thus more likely to deflect guidewires into the subintimal area, creating dissection planes. Hard plaques are more prevalent with increasing CTO age (>1 year old). Of note, however, areas of calcification frequently occur even in CTOs <3 months of age, although the extent and severity of calcification increase with occlusion duration. This age-related increase in calcium and collagen content of CTOs in part underlies the progressive difficulty during PCI in crossing older occlusions.
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Inflammatory cell infiltrates in CTOs consist of macrophages, foam cells, and lymphocytes. Inflammation may exist in the intima, media, and adventitia of CTOs, although it is most predominant in the intima, regardless of lesion age. As fibrotic CTO lesions age, the vessels typically undergo negative remodeling with decreasing dimension of the external elastic membrane, a phenomenon due to adventitial vascular responses. Occasionally, though, plaque hemorrhage and inflammation may result in positive remodeling.37
Another hallmark of CTOs is extensive neovascularization, which occurs throughout the extent of the vessel wall (Figure 2). Capillary density and angiogenesis increase with increasing occlusion age. In CTOs <1 year old, new capillary formation is greatest in the adventitia. In CTOs >1 year old, the number and size of capillaries in the intima have increased to a similar or greater extent than those present in the adventitia. Relatively large (>250 µm) capillaries are frequently (47% to 67%) present throughout the CTO vessel wall, even in young occlusions, suggesting that angiogenesis within the CTO is an early event. Frequent colocalization of inflammation and neovascularization within the intimal plaque and adventitia suggests that these findings are closely related, although it is unclear whether inflammation is a cause or an effect of neovascularization in CTOs (Figure 2). Lymphocytes and monocytes/macrophages may play an active role in both angiogenesis and atherosclerotic lesion progression by producing a variety of mitogenic and angiogenic factors.38
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A rich neovasculature network often traverses the CTO vessel wall, arising from the adventitial vasa vasorum across the media and into the lesion intima, suggesting that vessel ingrowth proceeds from the adventitia in younger lesions (Figure 3). An autopsy study of subtotal atherosclerotic lesions39 demonstrated that new intimal vessels originate in the adventitial vasa vasorum of lesions with >70% stenosis but rarely from the coronary lumen. Such microchannels, which can recanalize the distal lumen, may result from thrombus-derived angiogenic stimuli40 and are suggested on an angiogram of an old CTO without a well-defined stump. In this regard, the distinction should be made between ipsilateral epicardial angiographic "bridging" collateral vessels and true microvascular collaterals. Neochannels may also develop with organization of thrombus, connecting the proximal and distal lumens; this is suggested by a tapered CTO on an angiogram. Such channels may serve as a route for a guidewire to reach the distal vessel and hence may have therapeutic value.
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Preclinical Models of CTOs
Spontaneous atherosclerotic plaque rupture and subsequent arterial occlusion do not occur naturally in any animal model, even among those models that have been genetically engineered to have increased atheroma formation. Recently, researchers have developed CTO models to guide therapeutic investigations and device development. The initial method of producing a total occlusion utilized external ligature or ameroid constriction, as developed by Elzinga41 in 1969 and subsequently refined by Bredee et al.42 A mechanical external occlusive device, however, does not replicate the histopathology of human occlusions or permit evaluation of the coronary artery remodeling process and as such is unable to facilitate the development of devices to recanalize CTOs.
Subsequent techniques for endoluminal formation of CTOs in coronary and peripheral arteries have differed in their fundamental approach. Murphy et al43 evaluated 4 methods in a rabbit iliac model for developing peripheral arterial thrombosis obliterans: (1) drying the endothelium with carbon dioxide gas; (2) gas-drying the artery plus mechanical injury; (3) gas-drying plus induced thrombosis of the treated segment with the use of thrombin; and (4) gas-drying, mechanical injury, and induced thrombosis followed by a high-cholesterol diet. Of these, gas-drying with thrombin and a high-cholesterol diet was the most efficacious. Strauss et al44 subsequently modified the thrombin injection model by infusing collagenase before wire passage. Several characteristics of human CTOs were evident in this model, including mature fibrous tissue, multiple small intraluminal vascular channels, occasional extracellular lipid deposits, and disruption of the internal elastic lamina. Yoon and colleagues45 developed a CTO model in rabbit and porcine superficial femoral arteries by creating a stenosis and then injecting autologous blood clot above the stenosis. Organization of these initially thrombotic occlusions into mature, fibrotic CTOs was evident at 4 weeks in the porcine model and by 10 weeks in the rabbit model. Other CTO models have included stents with occluded outflow46 and even direct alcohol injection47 to promote thrombosis.
Developing an accurate and reproducible humanlike coronary CTO model has been a complex undertaking because (1) coronary vessels are less amenable to a direct surgical approach; (2) simulating luminal and medial pathology, including microcalcification, has been difficult; and (3) an inflammatory component must be present to mimic human CTO lesions.30,31 Balloon angioplasty and stent implantation in animal coronary arteries, both standard methods of denuding the vessel and engendering neointimal proliferation, rarely result in CTO development. More aggressive measures that have been tried involved the use of thermal injury and copper stent implantation.48,49 The vascular response to injury differs between these 2 methods, with neither perfectly replicating the human CTO; copper stents result in a dense inflammatory response with neointimal proliferation, whereas thermal injury induces adventitial remodeling with a decrease in vessel size and limited neointimal proliferation.
Polymers have also been used to invoke chronic coronary occlusions. Early polymeric implants were abandoned as stent platforms because they induced severe inflammatory responses and vessel occlusion.50 Bailey et al51 reported placement of a microporous poly L-lactic acid polymer into pig and dog coronary arteries; the polymer is absorbed by 28 days, resulting in a microchanneled occlusion histologically similar to a human CTO. These and other animal models may contribute to a deeper understanding of the biology of human CTOs and enable new device and pharmacological investigation to improve recanalization success in these challenging lesions.
Clinical Relevance and Rationale for CTO Revascularization
Although 1 or more totally occluded coronary vessels is identified in as many as one third of diagnostic coronary angiograms, recanalization of a CTO is attempted in only 8% to 15% of patients undergoing PCI.1214,52 In the Emory Angioplasty versus Surgery Trial (EAST), the presence of a CTO was the most common reason for referral to bypass surgery.53 Similarly, in the Bypass Angioplasty Revascularization Investigation (BARI) trial, of 12 530 patients who were clinically eligible for randomization to angioplasty versus bypass graft surgery, 8000 patients were deemed angiographically ineligible, with the most common reason being the presence of 1 or more CTOs (68% of patients).54 The disparity between the frequency of CTO and percutaneous treatment underscores not only the technical and procedural complexities of this lesion subtype but also the clinical uncertainties with regard to which patients benefit from CTO revascularization.
In addition to relief of symptomatic ischemia and angina, theoretical benefits of CTO revascularization include enhanced left ventricular function, reduced predisposition to ventricular arrhythmias, and improved tolerance of contralateral coronary occlusion. The Survival and Ventricular Enlargement (SAVE) Investigators noted that persistent occlusion of the infarct-related artery after AMI was associated with a relative risk of 1.47 in adjusted 4-year mortality,55 implying that successful restoration of late infarct artery patency may improve long-term outcomes. Until recently, however, few studies have examined the clinical benefits of CTO recanalization.56,57
Three retrospective observational studies have now reported the clinical impact of successful percutaneous CTO revascularization on long-term survival (Table 1). In a consecutive series of 2007 patients undergoing intended PCI of a nonacute coronary occlusion at the Mid America Heart Institute between 1980 and 1999, technical success was achieved in 74.4% and procedural success in 69.9% of cases.58 Compared with those patients in whom the procedure was successful, the in-hospital occurrence of major adverse cardiac events was significantly higher among patients with procedural failure (3.2% versus 5.4%; P=0.02). Long-term survival was similar in patients with successful CTO recanalization compared with a matched cohort of patients undergoing successful angioplasty of nonoccluded lesions and significantly greater than in patients in whom attempted CTO revascularization failed (10-year survival 73.5% with CTO success versus 65.0% with CTO failure; P=0.001). By multivariate analysis, failure to successfully recanalize the CTO was an independent predictor of reduced survival (hazard ratio 1.4; P<0.0003).
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Similarly, a time-independent benefit of total occlusion recanalization has been observed in the British Columbia Cardiac Registry, in which attempted revascularization of CTO lesions accounted for >15% of all PCI procedures.59 Among 1458 patients with CTOs, successful percutaneous revascularization was associated with increased survival and a reduced need for surgical revascularization over a 7-year follow-up period (both P<0.001). CTO success was associated with a 56% relative reduction in late mortality (hazard ratio 0.44; 95% CI, 0.30 to 0.64).
Finally, in the prospective Total Occlusion Angioplasty StudySocietà Italiana di Cardiologia Invasiva (TOAST-GISE), successful PCI of a CTO (attempted in 390 lesions in 369 patients) was associated with a reduced 12-month incidence of cardiac death or MI (1.1% versus 7.2%; P=0.005), a reduced need for coronary artery bypass surgery (2.5% versus 15.7%; P<0.0001), and greater freedom from angina (88.7% versus 75.0%; P=0.008).22 In the overall study population, the only factor associated with enhanced 1-year event-free survival was successful CTO recanalization (odds ratio 0.24; P=0.018).
Other studies have demonstrated statistically significant improvements in left ventricular function and regional wall motion with successful CTO recanalization.6063 Importantly, improved left ventricular function in this setting may be conditional on revascularization of total occlusions of younger age (
6 weeks) and sustained vessel patency at follow-up.60,61 Moreover, contrast MRI may identify viable and ischemic myocardium subtended by a CTO that may benefit from revascularization. In a study by Kim et al,64 37 of 44 patients with 58 CTO segments and fixed SPECT perfusion defects had only subendocardial infarction involving <50% of the thickness of the left ventricle by MRI, including 12 patients (21%) in whom no evidence of infarction was present. Territories without extensive infarction at baseline demonstrated significant regional wall motion improvement after PCI, with subsequent resolution of ischemia demonstrated by adenosine stress MRI.
In contrast to these studies examining the outcomes of PCI in unselected patients with CTO (most of whom were symptomatic and had viable myocardium), 5 modest-sized randomized trials have examined the benefits of routine recanalization of occluded coronary arteries after AMI, irrespective of left ventricular function and clinical status (Table 2). The results of these trials in regard to the benefits of routine PCI in improving late remodeling, exercise duration, freedom from symptoms, and adverse events have varied, possibly reflecting differences in study design, angioplasty technique (balloon angioplasty versus stents), adjunctive pharmacology, follow-up duration, and end points.6569 The definitive answer about the benefits of routinely recanalizing totally occluded vessels in the convalescent phase of MI should be provided from the Occluded Artery Trial (OAT), an ongoing investigation sponsored by the National Institutes of Health in which 3200 patients with an occluded vessel within 3 to 28 days after AMI are being randomized to PCI versus medical therapy, with follow-up continued for 2.5 years.15
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| Acknowledgments |
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Disclosure
Dr Stone has served as a consultant to and/or received research support from Guidant, Boston Scientific, and Abbott and owns stock in Intraluminal Therapeutics and FlowCardia. Dr Leon has ownership interests in Cordis (Johnson&Johnson) and Guidant, and has received research grants from Medtronic, Abbott, and Boston Scientific Corp. Dr Strauss has a patent on collagenase for chronic total occlusions and has a company (Matrizyme) for this patent. Dr Dangas has served on the Speakers Bureau of Cordis; has served on the Advisory Board of Guidant; and has participated in research studies for Cordis, Guidant, Medtronic, Boston Scientific Corp, and Abbott. Dr Selmon is a cofounder of and shareholder in LuMend. Dr Moses owns stock options in Intraluminal Therapeutics; has served as a speaker for Boston Scientific Corp; and has served as a consultant/speaker for Cordis (Johnson&Johnson).
| Footnotes |
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This is Part I of a two-part article. Part II will appear in the October 18, 2005, issue of Circulation.
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