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(Circulation. 2005;111:499-510.)
© 2005 American Heart Association, Inc.
Special Report |
From Columbia University College of Physicians and Surgeons, New York, NY (L.M., A.H.L.); Boston University School of Medicine, Boston, Mass (E.J.B.); Stanford University School of Nursing, Palo Alto, Calif (K.B.); Mayo Clinic College of Medicine, Rochester, Minn (S.N.H.); Brigham and Womens Hospital, Boston, Mass (B.W.W.); American Heart Association, Dallas, Tex (R.P.F.); and Segmentation Company, a Division of Yankelovich, Chapel Hill, NC (J.K., T.M., S.L.S.).
Correspondence to Dr Lori Mosca, NewYorkPresbyterian Hospital, Preventive Cardiology Program, 622 W 168th St, PH 10203B, New York, NY 10032. E-mail ljm10{at}columbia.edu
| Abstract |
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Methods and Results An online study of 500 randomly selected physicians (300 primary care physicians, 100 obstetricians/gynecologists, and 100 cardiologists) used a standardized questionnaire to assess awareness of, adoption of, and barriers to national CVD prevention guidelines by specialty. An experimental case study design tested physician accuracy and determinants of CVD risk level assignment and application of guidelines among high-, intermediate-, or low-risk patients. Intermediate-risk women, as assessed by the Framingham risk score, were significantly more likely to be assigned to a lower-risk category by primary care physicians than men with identical risk profiles (P<0.0001), and trends were similar for obstetricians/gynecologists and cardiologists. Assignment of risk level significantly predicted recommendations for lifestyle and preventive pharmacotherapy. After adjustment for risk assignment, the impact of patient gender on preventive care was not significant except for less aspirin (P<0.01) and more weight management recommended (P<0.04) for intermediate-risk women. Physicians did not rate themselves as very effective in their ability to help patients prevent CVD. Fewer than 1 in 5 physicians knew that more women than men die each year from CVD.
Conclusions Perception of risk was the primary factor associated with CVD preventive recommendations. Gender disparities in recommendations for preventive therapy were explained largely by the lower perceived risk despite similar calculated risk for women versus men. Educational interventions for physicians are needed to improve the quality of CVD preventive care and lower morbidity and mortality from CVD for men and women.
Key Words: cardiovascular diseases guidelines prevention risk assessment women
| Introduction |
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Successful adoption of practice guidelines has been shown to be related to physician awareness/agreement, self-efficacy, outcome expectancy, and practice habits/routines, in addition to patient- and system-related factors.10 Few data have systematically assessed physicians reasons for nonadherence and barriers to adoption of guidelines specific to CVD prevention. Moreover, most disparities research has not used a controlled or experimental design to evaluate possible gender-based differences in preventive practice patterns. An understanding of the barriers may potentially isolate factors related to differential treatment that could be targeted for improving quality of care.
The primary purpose of the present study was to determine whether CVD preventive care varied by patient gender among a random sample of US physicians using an experimental case-studies design. We also sought to examine whether awareness of and barriers to adoption of CVD prevention guidelines varied by physician specialty (primary care physicians [PCPs], obstetricians/gynecologists [OBGyns], and cardiologists [CARDs]).
| Methods |
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Physician CVD preventive practice patterns were assessed using a factorial case study design in which certain patient characteristics were varied and several others were held constant (Appendix 1). For purposes of this study, we tested specific hypotheses related to treatment variation by age, gender, race/ethnicity, LDL cholesterol, HDL cholesterol, and diabetes as a CHD risk equivalent because they were important new recommendations or were highlighted in the AHA evidence-based guidelines for women.9 This approach allowed an evaluation of whether a factor such as gender drove treatment decisions when risk profiles were otherwise similar. Physicians were asked to assign a risk level (high, intermediate, low) to each case and then to recommend preventive therapies specific to that case. Because calculated risk could be compared with perceived risk, we were also able to assess determinants of assigning risk levels among the experimental cases.
Sample
The study was conducted among a stratified random sample of 500 physicians (300 PCPs, 100 OBGyns, and 100 CARDs) drawn from the J. Reckner Associates national database of >300 000 healthcare professionals. The research panel participants have been compiled over the years by multiple mechanisms (eg, random dialing, purchased samples, referrals) and are unbiased with respect to an artificially high concentration of Internet users. Regional samples for large population specialties are drawn by use of a "rolling over blocks" method to ensure that there is no overuse of samples within specialty.
A total of 8550 invitations were sent to physicians asking them to participate in an online study of treatment and prevention of CVD, and a small monetary incentive ($60 for PCPs, $75 for OBGyns and CARDs) was offered to qualified respondents who submitted completed surveys. The log in response rate was 13%, 10%, and 15% among PCPs, OBGyns, and CARDs, respectively, typical of a single mailing response rate for an epidemiological survey. In lieu of repeated mailings to the same physicians to improve the response, invitations were sent until the prespecified number of physician participants was attained by specialty category. Among the respondents, 74% of PCPs, 34% of OBGyns, and 61% of CARDs met eligibility criteria.
To qualify for the research study, physicians had to be board certified or board eligible in their respective specialties and be in full-time clinical practice for 3 to 30 years after residency. Each physician completed a standardized questionnaire that included demographic information, practice type and setting, and characteristics of patients in their practice. For purposes of this survey, PCPs had to spend
70% of their time in clinical practice, see
100 patients in a typical month, and treat
25% of their patients for hypertension or other CVD-related condition. OBGyns had to spend
50% of their time in clinical practice (with
30% in nonobstetric care), see
75 patients per month, treat
10% of patients for hypertension or other CVD-related conditions, and serve as the primary care provider for
30% of their patients. CARDs were eligible if they spent
50% of their time in clinical practice (with <50% of time doing interventional procedures), saw
75 patients in a typical month, and treated
50% of their patients for hypertension or other CVD-related conditions.
Experimental Cases
Each physician was presented 10 patient cases with information about age, sex, ethnicity/race, smoking status, total cholesterol, LDL cholesterol, HDL cholesterol, triglycerides, blood pressure, treatment for hypertension, body mass index (BMI), family history of CHD, and personal history of CHD or diabetes mellitus. Once physicians assigned a level of risk to each of the 10 cases, they were asked to specify their preventive treatment recommendations from a prespecified list of possible interventions.
Of the 10 cases, 2 were designed to be patients at low risk that differed only with regard to sex. In addition, there were 4 intermediate-risk and 4 high-risk cases with information about patient attributes that were generated from a balanced orthogonal design yielding 32 possible patient profiles. To reduce respondent fatigue, a subset of 16 patient profiles was selected for this study. The experimental design was developed with the SAS macro MktEx (SAS version 9.1.3). The profiles selected yielded a D-efficiency score of 100%. Each respondent was randomly selected to view 1 block of 4 intermediate-risk patient profiles and 1 block of 4 high-risk patient profiles, in addition to the 2 low-risk profiles, in random order. The factors varied and held constant within each risk category are presented in appendix 1.
The intermediate-risk factors that varied in the experimental design were age (42 versus 65 years), sex (male versus female), ethnicity (white versus black), LDL cholesterol (90 versus 162 mg/dL), and blood pressure (160/110 versus 118/78 mm Hg). Factors held constant in the intermediate-risk cases were nonsmoking status, HDL cholesterol of 56 mg/dL, triglycerides of 120 mg/dL, ß-blocker antihypertensive treatment, BMI of 27 kg/m2, positive family history of premature CHD, and no personal history of CVD. Among the high-risk cases, factors that were varied included age (50 versus 76 years), sex (male versus female), LDL cholesterol (90 versus 130 mg/dL), HDL cholesterol (42 versus 62 mg/dL), and personal history (CHD versus diabetes). Factors held constant in the high-risk cases were white race, nonsmoking, triglycerides of 100 mg/dL, blood pressure of 140/95 mm Hg, ß-blocker therapy, BMI of 27 kg/m2, and no family history of premature CHD.
Statistical Methods
Descriptive statistics of physician practices and preventive recommendations are presented as proportions and mean±SD. Differences in the percent of physicians making each type of preventive therapy recommendation by specialty were evaluated with t tests of proportion. We used
2 tests to assess concordance between NCEP ATP III calculated risk and physicians assessed risk level.11 Agreement with statements about physician effectiveness and prevention barriers/perceptions was evaluated by use of a 4-point (very effective versus others) and 10-point (strongly agree/agree versus others) Likert scale, respectively.
Cumulative, ordered logit models were used to evaluate the impact of experimentally designed patient factors on risk assessment. SAS PROC LOGISTIC (SAS version 9.1.3) was used to fit this model with physician risk assessment (low, intermediate, high) as the response variable and patient factors (age, gender, race/ethnicity, cholesterol level, blood pressure, patient history) as explanatory variables.
A step-wise (2 steps only) logistic regression model was used to investigate the effects of patient factors on physicians therapy choices independently of assessment of risk. SPSS (version 12.0.1) logistic regression was used to fit this model with therapy choice (physical activity, cardiac rehabilitation, dietary counseling, weight reduction, dietary supplements, blood pressure medication, lipid-lowering medication, aspirin therapy) as the response variable (selected or not selected for
1 patient case in a risk group) and patient factors (age, gender, race/ethnicity, LDL cholesterol levels, blood pressure, patient history) as explanatory variables. Statistical significance was set at P<0.05.
| Results |
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10 years more frequently than OBGyns or CARDs.
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Awareness/Incorporation of CVD Prevention Guidelines
Physician awareness of 3 national CVD prevention guidelines (NCEP ATP III, JNC 7, and AHA Evidence-Based Guidelines for Women) differed by physician specialty and guideline as illustrated in Figure 1. Among PCPs and CARDs, there was a high level of awareness of NCEP ATP III and JNC 7 guidelines. Awareness of the more recent AHA Evidence-Based Guidelines for Women was lower than NCEP ATP III and JNC 7 and highest among CARDs (80%). OBGyns were more aware of the AHA womens guidelines than JNC 7 and had similar familiarity with the AHA womens guidelines and NCEP ATP III.
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Figure 2 shows self-reported incorporation of guidelines into practice among those who responded that they were aware of specific guidelines. CARDs and PCPs were similar in their reported use of guidelines and were significantly more likely to report incorporation of each of the 3 guidelines into their practice than OBGyns.
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Lifestyle, Supplement, and Aspirin Recommendations
Physicians recommendations about lifestyle interventions, supplements, and aspirin therapy by physician specialty according to patient risk level are presented in Table 2. Of note, recommendations for lifestyle interventions (physical activity and dietary counseling) were suboptimal among low-risk patients across all physician specialties, even though lifestyle strategies to prevent CVD are recommended for all women in the AHA womens guidelines (Appendix 2) and are a first-line approach for national cholesterol and blood pressure management guidelines and AHA primary prevention guidelines.9,1113 Physicians reported spending an average of 8 minutes counseling their patients on lifestyle change at routine annual visits. However, <5% of physicians advised patients to engage in physical activity
6 days per week as recommended by national guidelines. Most dietary counseling was provided by the physician among the low- and intermediate-risk patients, whereas physicians were more likely to refer high-risk patients to nutritionists for dietary counseling. Among those physicians who provided dietary counseling, specific recommendations were consistent with AHA guidelines. The strategy to reduce trans fatty acid intake was the least reported dietary recommendation to prevent CVD across risk groups. The overwhelming majority of physicians did not specify an exact target for saturated fat intake when counseling their patients about diet to prevent CVD.
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OBGyns were more likely to recommend supplements to prevent CVD than PCPs or CARDs, although the AHA womens guidelines do not strongly recommend this strategy and suggest that antioxidant supplements should not be used for CVD prevention (Appendix 2). Each physician group recommended supplements more frequently among intermediate-risk and high-risk patients than low-risk patients. The 3 most common supplements that physicians recommended were multivitamin/mineral, omega-3 fatty acids, and folic acid. Consistent with AHA womens guidelines, recommendations for aspirin therapy varied by risk level, with patients at high risk more likely to receive a recommendation (90% PCPs, 84% OBGyns, 86% CARDs) and about one third of physician recommending aspirin therapy for low-risk patients (Appendix 2).9 The most frequently recommended dose was 81 mg. However, one third of PCPs and CARDs recommended 325 mg for the high-risk patient, despite guidelines suggesting a dose range of 75 to 162 mg daily.
Lipid, Diabetes, and Blood Pressure Management
General recommendations (not case specific) for high-risk patients for management of lipids, including diet therapy, physical activity, smoking cessation, and pharmacotherapy, by physician specialty are listed in Table 3. OBGyns were less likely than PCPs and CARDs to recommend diet therapy and statins indicated in high-risk patients regardless of LDL in the AHA womens guidelines (Appendix 2).9 They were more likely to recommend dietary supplemental niacin or over-the-counter niacin as initial LDL cholesterollowering therapy, inconsistent with the guidelines (Table 3). Similarly, for initial treatment of HDL cholesterol, OBGyns were less likely to use prescription niacin or fibrates compared with PCPs and CARDs and were less likely to recommend physical activity compared with PCPs, although these are recommended by the AHA for high-risk women (Table 3). Also, OBGyns were less likely to recommend fibrates, prescription niacin, and dietary therapy for the management of triglycerides in high-risk women (Table 3).
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Table 4 shows the percent of physicians by specialty that identified various optimal lipid and glucose targets stratified by patient gender. About half of the sample identified optimal LDL levels as <100 mg/dL (2.59 mmol/L) consistent with NCEP ATP III and AHA womens guidelines.9,11 Five percent of OBGyns and 23% of CARDs suggested an LDL level <70 mg/dL (1.81 mmol/L) as an optimal level, in line with the recommendations of the recent update to NCEP ATP III.15 The data show that physicians recognized gender differences in optimal HDL levels and that 50% of CARDs correctly identified the optimal HDL level of >50 mg/dL (1.30 mmol/L) recommended for women in the AHA guidelines. OBGyns were less likely to correctly identify optimal triglyceride levels (<150 mg/dL, 1.70 mmol/L) and an optimal HbA1C level of <7.0% compared with PCPs and CARDs.
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Most PCPs (92%) and CARDs (90%) recommended further antihypertensive drug therapy for high-risk patients who were already on ß-blocker therapy and had a blood pressure of 140/95 mm Hg (Table 5); OBGyns were less likely to do so compared with either PCPs or CARDs (69%, P<0.01). Similar trends were observed for intermediate-risk cases. The most frequently recommended medication to manage hypertension was ACE inhibitors or angiotensin receptor blockers, followed by diuretics, although national guidelines suggest that diuretics should be part of the antihypertensive drug regimen for most patients unless contraindicated. Calcium channel blockers were more commonly recommended as antihypertensive therapy in the intermediate- compared with the high-risk group.
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Framingham/ATP III Risk Versus Perceived Risk
Physicians perceptions of patients risk levels were compared with calculated risk category based on ATP III Framingham risk scores, stratified by patient gender and physician specialty.11 Among PCPs, 34% correctly categorized low-risk male patients, 47% correctly categorized intermediate-risk male patients, and 59% correctly identified high-risk male patients. A similar trend was seen for PCPs evaluation of female patients (43%, 47%, and 55%, respectively).
Among OBGyns, 19% correctly identified male patients risk as low, 41% correctly categorized intermediate-risk patients, and 43% correctly categorized high-risk patients. In their assessment of female patients risk, OBGyns accuracy rates were 17%, 38%, and 37%, respectively. CARDs correctly categorized low-risk male patients 29% of the time, 51% correctly categorized intermediate-risk male patients, and 58% correctly identified high-risk male patients. A similar trend was seen for CARDs evaluation of female patients risk level (36%, 53%, and 56%, respectively).
Data on determinants of physicians assigning increasing risk levels among patients calculated to be at intermediate and high risk as defined by NCEP ATP III reveal a significant influence of patient gender on assignment of risk category (Table 6). Intermediate-risk women were significantly less likely to be assigned to a higher-risk category than men with similar risk profiles (OR, 0.62; 95% CI, 0.49 to 0.78) by PCPs, with similar but nonsignificant trends for OBGyns and CARDs. For example, PCPs assigned 20% of women compared with 13% of men to the low-risk category with the same risk profile (65 years of age, nonsmoking, LDL cholesterol of 162 mg/dL, HDL cholesterol of 56 mg/dL, BMI of 27 kg/m2, blood pressure of 118/78 mm Hg, positive family history of premature CHD, and no personal history of CVD).
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Guideline Adherence by Patient Risk Level
Physicians assessment of the patient as intermediate or high risk significantly predicted recommendations for preventive interventions (physical activity, cardiac rehabilitation, dietary therapy, weight reduction, blood pressure control, lipid management, and aspirin therapy) in the experimental case studies among all specialties combined. After assignment of risk by physician was taken into consideration, older high-risk patients were less likely to receive recommendations for dietary counseling (P=0.03) and weight reduction (P<0.01) and were more likely to receive a recommendation for aspirin therapy (P=0.05) than younger patients. As expected, high-risk patients with elevated LDL cholesterol levels were more likely to receive a recommendation for lipid pharmacotherapy (P<0.01) and dietary counseling (P=0.02). Diabetics were more likely to be recommended dietary therapy (P<0.01) and less likely to receive a recommendation for cardiac rehabilitation than patients with CHD (P<0.01). HDL cholesterol levels were not associated with preventive recommendations among the high-risk cases.
Among intermediate-risk cases, increased age was predictive of a physician recommendation for aspirin therapy (P<0.01). As expected, intermediate-risk cases with elevated LDL cholesterol levels were more likely to be recommended dietary counseling (P=0.01) and lipid pharmacotherapy (P<0.01). Similarly, antihypertensive drug therapy was more frequently recommended among cases with elevated blood pressure (P<0.01). After adjustment for physician assignment of risk level, women calculated to be at intermediate risk by NCEP ATP III received significantly more recommendations for weight reduction (P=0.04) and less frequent recommendations for aspirin therapy (P<0.01), suggesting that factors beyond perceived risk may also contribute to gender differences in some therapeutic choices.
Among the low-risk cases in which only gender varied, sex was not a significant predictor of recommendations for CVD preventive therapy.
Physician Effectiveness and Barriers to Adherence
Physicians in this study did not rate themselves as very effective in their ability to help patients prevent CVD and manage risk factors (Table 7). In particular, OBGyns did not rate themselves as very effective in helping patients achieve lifestyle change such as weight management, smoking cessation, and physical activity and felt less effective in managing lipids, controlling blood pressure, and preventing heart disease in their patients compared with PCPs and CARDs.
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Twenty-six percent of PCPs, 11% of OBGyns, and 28% of CARDs reported having a system in place to track patient adherence to prescription regimens, with OBGyns being less likely to have such a system (P<0.05). Of those who reported having a system to track patients medication adherence, most cited a standard query at the patients visit as the method used.
Barriers to guideline adherence cited by physicians are listed in Table 8. A substantial percent of physicians strongly agreed or agreed that the patient was the greatest barrier to prevention of CVD. Lack of time for primary prevention was also a common barrier cited by OBGyns and PCPs, as was lack of insurance coverage for lifestyle interventions. OBGyns were less concerned that treatment guidelines be published by professionals within their own specialty compared with CARDs. Only a small proportion of physicians agreed that the results of clinical research to determine optimal risk-reducing interventions in men generalize to women.
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Many physicians reported that they are willing to seek additional training that will allow them to better engage in preventive health treatment for CVD in women, with the greatest enthusiasm among OBGyns. Despite documentation that more women die of CVD each year than men, surprisingly few physicians (<1 in 5) from any of the specialties strongly agreed or agreed with that fact.
| Discussion |
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Our study also showed that awareness and incorporation of CVD prevention guidelines differed by type of physician. OBGyns were substantially less aware of national guidelines for cholesterol and blood pressure management than PCPs, consistent with a lower reported rate of incorporation into their practice and lower self-reported effectiveness in managing major CHD risk factors and preventing heart disease. Because OBGyns in our study reported that they provided primary care to 67% of their patients, they can play a vital role in assessing and managing CVD risk among women. It was encouraging that most OBGyns in our study were willing to adopt guidelines published by professionals outside their specialty. The American College of Obstetrics and Gynecology was a major cosponsor of the AHA evidence-based guidelines for CVD prevention in women, and our data show that OBGyns were more aware of these guidelines than JNC 7, suggesting that partnerships to develop and disseminate female-specific guidelines may be an effective strategy to improve the quality of preventive care.
According to our study, fewer than two thirds of physicians recommended physical activity to low-risk patients, and only about half advised dietary counseling. This finding is similar to that of the National Ambulatory Medial Care Survey, which found low rates of lifestyle counseling in practice that was worse for women than men.8 An educational opportunity exists for all physicians to encourage lifestyle strategies to prevent the development of risk factors that may require more intensive therapy later. We also observed significant prospects to improve adherence to national guidelines for lipid management, especially among the high-risk patients who are most likely to benefit. Recently, statin therapy has been recommended for high-risk patients regardless of LDL cholesterol level,9,11 yet only about half of OBGyns recommended such therapy when treating high-risk patients. Similarly, the AHA womens guidelines recommended niacin or fibrate therapy when HDL-cholesterol was low or nonHDL-cholesterol was elevated among high-risk women, and only one third of OBGyns recommended such therapy. Our data also suggest that more education is needed with regard to optimal glucose and blood pressure management.
Barriers to CVD preventive care in our study (lack of time and reimbursement) were similar to other data and suggest that policy makers and insurers need to address systems constraints to better serve public health.10 Although many physicians suggested that the patient was an important barrier to the prevention of heart disease, this may reflect the perceived difficulty in adherence to lifestyle factors that are within the control of the patient and crucial for preventing CVD. A potential sex-specific barrier cited by a large percent of physicians was that results of clinical research conducted in men may not generalize to women, emphasizing the importance of including women in CVD prevention studies to increase adoption of evidence-based guidelines. Finally, a striking finding in our study was a very low level of recognition (8% PCPs, 13% OBGyns, and 17% CARDs) that heart disease kills more women every year than men. According to AHA statistics, nearly 500 000 women die of CVD each year, exceeding the number of men.1 These physician data underscore the need for awareness campaigns about women and heart disease among healthcare providers, especially because awareness of risk is a critical first step in taking action to reduce it.
Our study has limitations. The results may not be generalizable to all physicians because our response rate was low and we did not survey every specialty. However, our data may represent a best-case scenario among full-time practitioners because survey respondents may be more likely to be aware of and adhere to guidelines as a result of selection bias. Our power to evaluate recommendations among low-risk cases was reduced as a result of the limited number of low-risk profiles by design because of cost constraints. The additive effects of risk assignment and independent risk factors on therapy choice were not evaluated in the present analysis. We also lacked the power to examine whether awareness of, adoption of, and barriers to treatment varied by age, gender, or race/ethnicity of the physician. In addition, we conducted multiple analyses without adjusting for statistical testing. Our results will need to be validated in other cohorts and by other study designs.
In conclusion, interventions to raise awareness and adoption of CVD prevention guidelines among healthcare providers are needed. Educational efforts should be targeted to assisting physicians in CHD risk assessment, which may help reduce sex-based disparities in preventive care. Further research into effective strategies to improve physician and patient adherence to CVD prevention guidelines is merited.
| Appendix 1 |
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| Appendix 2 |
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| Acknowledgments |
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| References |
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