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Circulation. 2005;111:2146-2150
doi: 10.1161/01.CIR.0000161276.09685.4A
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(Circulation. 2005;111:2146-2150.)
© 2005 American Heart Association, Inc.


AHA Science Advisory

Patient Selection for Cardiac Resynchronization Therapy

From the Council on Clinical Cardiology Subcommittee on Electrocardiography and Arrhythmias and the Quality of Care and Outcomes Research Interdisciplinary Working Group, in Collaboration With the Heart Rhythm Society

S. Adam Strickberger, MD, FAHA; Jamie Conti, MD; Emile G. Daoud, MD; Edward Havranek, MD; Mandeep R. Mehra, MD; Ileana L. Piña, MD, FAHA; James Young, MD, FAHA, Endorsed by the American College of Cardiology Foundation and the Heart Failure Society of America


*    Abstract
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*Abstract
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down arrowPatient Selection for CRT
down arrowUncertainties of CRT
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Cardiac resynchronization therapy (CRT) is a relatively new therapy for patients with symptomatic heart failure resulting from systolic dysfunction. CRT is achieved by simultaneously pacing both the left and right ventricles. Biventricular pacing resynchronizes the timing of global left ventricular depolarization and improves mechanical contractility and mitral regurgitation. Published clinical trials have demonstrated that CRT results in improved clinical status and lower mortality rate when selected patients with systolic ventricular dysfunction and heart failure are treated with CRT. This advisory identifies appropriate candidates for CRT on the basis of the inclusion criteria and results from the published clinical trials.


Key Words: AHA Science Advisories • heart failure • pacing • arrhythmias • therapy


*    Introduction
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Cardiac resynchronization therapy (CRT) is a relatively new therapy for patients with symptomatic heart failure resulting from systolic dysfunction. CRT is only one aspect of the treatment of patients with heart failure. A comprehensive discussion of the recommendations for treatment of heart failure soon will be available in the 2005 update of the "American College of Cardiology/American Heart Association Guidelines for the Diagnosis and Management of Chronic Heart Failure in the Adult" (www.americanheart.org and www.acc.org). Briefly, CRT is achieved by simultaneously pacing both the left and right ventricles. Theoretically, biventricular pacing resynchronizes the timing of global left ventricular depolarization and as a result improves mechanical contractility and mitral regurgitation. Several recently published clinical trials demonstrated clinical improvement when selected patients with systolic ventricular dysfunction and heart failure were treated with CRT.1–6 The designs and results of these studies, although not identical, have been concordant. The goal of the present advisory is to characterize appropriate candidates for CRT on the basis of the inclusion criteria and results from these clinical trials.


*    Mechanism of Action for CRT
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Conduction delay, as manifested by a prolonged QRS complex duration, is common among patients with systolic dysfunction and heart failure and is associated with an increased prevalence of mechanical dyssynchrony, as opposed to patients with a narrow QRS complex. Cardiac dyssynchrony results in a decrease in stroke volume, facilitation of mitral regurgitation, increased wall stress, and delayed relaxation. The primary objective of CRT is restoration of a more normal ventricular activation pattern. Secondarily, CRT allows optimization of the atrioventricular interval for patients in sinus rhythm.

Compared with the delayed activation that occurs in the setting of an interventricular conduction delay, CRT depolarizes the left ventricle earlier. CRT is believed to reverse the deleterious effects of dyssynchronous ventricular activation by decreasing the electromechanical delay associated with an interventricular conduction delay and providing near-simultaneous contraction of the ventricular septum and the left ventricular free wall. Numerous clinical investigations have demonstrated that in selected patients CRT significantly improves cardiac output, systolic pressure, maximal rate of pressure rise, the magnitude of wall contraction, mitral regurgitation, and left atrial pressure. Furthermore, these acute hemodynamic benefits are achieved while reducing myocardial energy consumption.7,8

To a much lesser degree than biventricular pacing, optimization of the atrioventricular interval for patients in sinus rhythm may improve cardiac hemodynamics by coordinating the timing of atrial systole relative to ventricular filling.


*    Benefits of CRT
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CRT has been shown to improve functional status as demonstrated by the 6-minute walk test, peak oxygen uptake, the New York Heart Association (NYHA) classification system, and health-related quality of life as assessed by the Minnesota Living with Heart Failure questionnaire (Tables 1 and 2Down). As with most therapeutic interventions, not all patients improve with CRT. Although improvements in survival have not been demonstrated with CRT alone, a recent meta-analysis suggested a trend toward improvement.9 The largest and most recent randomized trial of CRT demonstrated a significant reduction in the combined end point of all-cause mortality and hospitalization.6 In addition, when CRT is combined with a device that has defibrillation capabilities, total mortality is reduced.6


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TABLE 1. Functional Benefits of CRT


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TABLE 2. Effect of Cardiac Resynchronization on Health Status Measures


*    Patient Selection for CRT
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The inclusion criteria for the published trials that have randomized patients to CRT are summarized in Table 3.1–6 The inclusion criteria were similar but not identical in each of the studies. In general, the CRT trials included patients with sinus rhythm, a QRS complex duration >120 to 130 ms, heart failure resulting from systolic dysfunction with NYHA class III or IV symptoms, and optimal medical treatment for heart failure, including ß-blockers, angiotensin-converting enzyme inhibitors or angiotensin receptor blockers, and diuretics.


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TABLE 3. Inclusion Criteria and Patient Characteristics for CRT Trials

On the basis of the inclusion criteria and the results of these studies, a high level of evidence supports CRT in patients with systolic dysfunction and heart failure resulting from either ischemic or nonischemic cardiomyopathy who have a left ventricular ejection fraction (LVEF) ≤0.35, are in NYHA functional class III or IV, are on maximal medical therapy, have a QRS complex duration >120 ms, and are in sinus rhythm (Table 4).


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TABLE 4. Characteristics of Patients in Whom CRT Is Strongly Supported by Randomized Trials


*    Uncertainties of CRT
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The bulk of clinical evidence strongly endorses the use of CRT in patients with either ischemic or nonischemic cardiomyopathy, heart failure with NYHA functional class III or IV despite maximal medical therapy, an LVEF ≤0.35, a QRS complex duration >120 ms, or sinus rhythm.1–6 Some trials suggest that CRT may be of benefit for other clinical scenarios in addition to this patient profile.

Recently, 2 randomized multicenter trials assessed the benefit of CRT in patients with NYHA functional class II symptoms despite medical therapy, a depressed LVEF, a wide QRS duration, and an indication for implantable defibrillator therapy.5,10 In these studies, CRT demonstrated functional improvement as well as left ventricular remodeling. At present, however, the use of CRT in patients with minimal heart failure symptoms is not universally recommended and is the focus of ongoing clinical trials.

The majority of patients enrolled in CRT trials had a wide QRS complex on the basis of a left bundle-branch block1–6; however, the relative therapeutic benefit among patients with a left versus a right bundle-branch block is unclear. Nonetheless, the current recommendation for CRT is based on QRS duration, not on QRS morphology.

The role of CRT in other groups of patients with heart failure resulting from systolic dysfunction, including patients with atrial fibrillation or a wide QRS morphology on the basis of right ventricular pacing, is unclear. Preliminary data from a large study and results from a few small studies suggest that in patients with atrial fibrillation and complete atrioventricular block, CRT may provide functional improvement when compared with right ventricular pacing.11–14 Among patients with a cardiomyopathy, sinus rhythm, and an indication for an implantable defibrillator but not permanent pacing, right ventricular pacing precipitates and has a negative impact on heart failure.15 The results of this study15 suggest that right ventricular pacing is not optimal in this group of patients and that biventricular pacing may be better; however, there are no prospective data to support this approach.

The published randomized CRT studies have used QRS complex duration as a surrogate marker for dyssynchrony.1–6 In the future, we may be able to identify patients with ventricular dyssynchrony and who will respond to CRT with the use of tissue Doppler or other echocardiographic or visualization techniques.16

Three other unresolved issues with regard to CRT are (1) the risks and benefits of left ventricular pacing without a right ventricular lead, (2) the risks and benefits of a surgically placed left ventricular pacing lead versus a nonthoracotomy approach, and (3) the use of CRT in patients with NYHA class IV symptoms who are nonambulatory and dependent on intravenous inotropes for hemodynamic support.


*    Risks and Complications of CRT
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The risks associated with the implantation of a CRT device are relatively small and are similar to the risks and complications associated with the transvenous implantation of a conventional permanent pacemaker or implantable defibrillator.1–6 These risks include bleeding ({approx}1%); infection ({approx}1%); hematoma ({approx}1%); pneumothorax ({approx}1%); pericardial effusion with or without tamponade ({approx}1%); and myocardial infarction, stroke, and death ({approx}1/500). Transvenous implantation of a left ventricular lead for CRT is accomplished via the coronary sinus and its tributaries. The specific risks associated with implantation of a left ventricular lead for CRT include coronary sinus dissection and perforation ({approx}1%), lead dislodgment ({approx}5%), extracardiac stimulation ({approx}5%), and the risks associated with intravenous contrast, including acute renal failure (<1%).1–6 Limited data suggest that ventricular proarrhythmia may be a rare but potential risk of CRT.17


*    Conclusions
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up arrowAbstract
up arrowIntroduction
up arrowMechanism of Action for...
up arrowBenefits of CRT
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up arrowUncertainties of CRT
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*Conclusions
down arrowReferences
 
The results of numerous randomized clinical trials provide the necessary data to identify appropriate patients for CRT. Optimal candidates for CRT have a dilated cardiomyopathy on an ischemic or nonischemic basis, an LVEF ≤0.35, a QRS complex >120 ms, and sinus rhythm, and are NYHA functional class III or IV despite maximal medical therapy for heart failure. In general, these patients are treated with a CRT device that also has defibrillation capabilities. A variety of unresolved issues include the role of CRT for patients with NYHA functional class II symptoms or with atrial fibrillation, prospective identification of responders to CRT, and the role of CRT in other categories of patients. DownDown


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Authors’ Disclosures


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Reviewers’ Disclosures


*    Footnotes
 
The American Heart Association makes every effort to avoid any actual or potential conflicts of interest that may arise as a result of an outside relationship or a personal, professional, or business interest of a member of the writing panel. Specifically, all members of the writing group are required to complete and submit a Disclosure Questionnaire showing all such relationships that might be perceived as real or potential conflicts of interest.

This statement was approved by the American Heart Association Science Advisory and Coordinating Committee on January 7, 2005. A single reprint is available by calling 800-242-8721 (US only) or writing the American Heart Association, Public Information, 7272 Greenville Ave, Dallas, TX 75231-4596. Ask for reprint No. 71-0319. To purchase additional reprints: up to 999 copies, call 800-611-6083 (US only) or fax 413-665-2671; 1000 or more copies, call 410-528-4121, fax 410-528-4264, or e-mail kgray@lww.com. To make photocopies for personal or educational use, call the Copyright Clearance Center, 978-750-8400.

Expert peer review of AHA Scientific Statements is conducted at the AHA National Center. For more on AHA statements and guidelines development, visit http://www.americanheart.org/presenter.jhtml?identifier=3023366.


*    References
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up arrowAbstract
up arrowIntroduction
up arrowMechanism of Action for...
up arrowBenefits of CRT
up arrowPatient Selection for CRT
up arrowUncertainties of CRT
up arrowRisks and Complications of...
up arrowConclusions
*References
 
1. Cazeau S, Leclercq C, Lavergne T, Walker S, Varma C, Linde C, Garrigue S, Kappenberger L, Haywood GA, Santini M, Bailleul C, Daubert JC; Multisite Stimulation in Cardiomyopathies (MUSTIC) Study Investigators. Effects of multisite biventricular pacing in patients with heart failure and intraventricular conduction delay. N Engl J Med. 2001; 344: 873–880.[Abstract/Free Full Text]

2. Auricchio A, Stellbrink C, Sack S, Block M, Vogt J, Bakker P, Huth C, Schondube F, Wolfhard U, Bocker D, Krahnefeld O, Kirkels H; Pacing Therapies in Congestive Heart Failure (PATH-CHF) Study Group. Long-term clinical effect of hemodynamically optimized cardiac resynchronization therapy in patients with heart failure and ventricular conduction delay. J Am Coll Cardiol. 2002; 39: 2026–2033.[Abstract/Free Full Text]

3. Abraham WT, Fisher WG, Smith AL, Delurgio DB, Leon AR, Loh E, Kocovic DZ, Packer M, Clavell AL, Hayes DL, Ellestad M, Trupp RJ, Underwood J, Pickering F, Truex C, McAtee P, Messenger J; MIRACLE Study Group. Multicenter InSync Randomized Clinical Evaluation. Cardiac resynchronization in chronic heart failure. N Engl J Med. 2002; 346: 1845–1853.[Abstract/Free Full Text]

4. Young JB, Abraham WT, Smith AL, Leon AR, Lieberman R, Wilkoff B, Canby RC, Schroeder JS, Liem LB, Hall S, Wheelan K; Multicenter InSync ICD Randomized Clinical Evaluation (MIRACLE ICD) Trial Investigators. Combined cardiac resynchronization and implantable cardioversion defibrillation in advanced chronic heart failure: the MIRACLE ICD Trial. JAMA. 2003; 289: 2685–2694.[Abstract/Free Full Text]

5. Higgins SL, Hummel JD, Niazi IK, Giudici MC, Worley SJ, Saxon LA, Boehmer JP, Higginbotham MB, De Marco T, Foster E, Yong PG. Cardiac resynchronization therapy for the treatment of heart failure in patients with intraventricular conduction delay and malignant ventricular tachyarrhythmias. J Am Coll Cardiol. 2003; 42: 1454–1459.[Abstract/Free Full Text]

6. Bristow MR, Saxon LA, Boehmer J, Krueger S, Kass DA, De Marco T, Carson P, DiCarlo L, DeMets D, White BG, DeVries DW, Feldman AM; Comparison of Medical Therapy, Pacing, and Defibrillation in Heart Failure (COMPANION) Investigators. Cardiac-resynchronization therapy with or without an implantable defibrillator in advanced chronic heart failure. N Engl J Med. 2004; 350: 2140–2150.[Abstract/Free Full Text]

7. Nelson GS, Curry CW, Wyman BT, Kramer A, Declerck J, Talbot M, Douglas MR, Berger RD, McVeigh ER, Kass DA. Predictors of systolic augmentation from left ventricular preexcitation in patients with dilated cardiomyopathy and intraventricular conduction delay. Circulation. 2000; 101: 2703–2709.[Abstract/Free Full Text]

8. Nelson GS, Berger RD, Fetics BJ, Talbot M, Spinelli JC, Hare JM, Kass DA. Left ventricular or biventricular pacing improves cardiac function at diminished energy cost in patients with dilated cardiomyopathy and left bundle-branch block. Circulation. 2000; 102: 3053–3059.[Abstract/Free Full Text]

9. Bradley DJ, Bradley EA, Baughman KL, Berger RD, Calkins H, Goodman SN, Kass DA, Powe NR. Cardiac resynchronization and death from progressive heart failure: a meta-analysis of randomized controlled trials. JAMA. 2003; 289: 730–740.[Abstract/Free Full Text]

10. Abraham WT, Young JB, Leon AR, Adler S, Bank AJ, Hall SA, Lieberman R, Liem LB, O’Connell JB, Schroeder JS, Wheelan KR; Multicenter InSync ICD II Study Group. Effects of cardiac resynchronization on disease progression in patients with left ventricular systolic dysfunction, an indication for an implantable cardioverter-defibrillator, and mildly symptomatic chronic heart failure. Circulation. 2004; 110: 2864–2868.[Abstract/Free Full Text]

11. Leclercq C, Walker S, Linde C, Clementy J, Marshall AJ, Ritter P, Djiane P, Mabo P, Levy T, Gadler F, Bailleul C, Daubert JC. Comparative effects of permanent biventricular and right-univentricular pacing in heart failure patients with chronic atrial fibrillation. Eur Heart J. 2002; 23: 1780–1787.[Abstract/Free Full Text]

12. Leon AR, Greenberg JM, Kanuru N, Baker CM, Mera FV, Smith AL, Langberg JJ, DeLurgio DB. Cardiac resynchronization in patients with congestive heart failure and chronic atrial fibrillation: effect of upgrading to biventricular pacing after chronic right ventricular pacing. J Am Coll Cardiol. 2002; 39: 1258–1263.[Free Full Text]

13. Linde C, Leclercq C, Rex S, Garrigue S, Lavergne T, Cazeau S, McKenna W, Fitzgerald M, Deharo JC, Alonso C, Walker S, Braunschweig F, Bailleul C, Daubert JC. Long-term benefits of biventricular pacing in congestive heart failure: results from the MUltisite STimulation in cardiomyopathy (MUSTIC) study. J Am Coll Cardiol. 2002; 40: 111–118.[Abstract/Free Full Text]

14. Doshi R, Daoud E, Fellows C, Turk K, Duran A, Hamden M, and the investigators of the PAVE study. Mortality and congestive heart failure in the PAVE study. Europace. 2004; 6 (suppl 1): 92. Abstract 115/1.[Free Full Text]

15. Wilkoff BL, Cook JR, Epstein AE, Greene HL, Hallstrom AP, Hsia H, Kutalek SP, Sharma A; Dual Chamber and VVI Implantable Defibrillator Trial Investigators. Dual-chamber pacing or ventricular backup pacing in patients with an implantable defibrillator: the Dual Chamber and VVI Implantable Defibrillator (DAVID) Trial. JAMA. 2002; 288: 3115–3123.[Abstract/Free Full Text]

16. Bax JJ, Ansalone G, Breithardt OA, Derumeaux G, Leclercq C, Schalij MJ, Sogaard P, St. John Sutton M, Nihoyannopoulos P. Echocardiographic evaluation of cardiac resynchronization therapy: ready for routine clinical use? A critical appraisal. J Am Coll Cardiol. 2004; 44: 1–9.[Abstract/Free Full Text]

17. Medina-Ravell VA, Lankipalli RS, Yan GX, Antzelevitch C, Medina-Malpica NA, Medina-Malpica OA, Droogan C, Kowey PR. Effect of epicardial or biventricular pacing to prolong QT interval and increase transmural dispersion of repolarization: does resynchronization therapy pose a risk for patients predisposed to long QT or torsade de pointes? Circulation. 2003; 107: 740–746.[Abstract/Free Full Text]




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