(Circulation. 2003;108:2565.)
© 2003 American Heart Association, Inc.
ILCOR Advisory Statements |
Key Words: AHA Scientific Statements drowning resuscitation heart arrest
Consensus Conference on Drowning
This document presents the consensus of a group of international investigators who met to establish guidelines for the uniform reporting of data from studies of drowning incidents. The consensus process consisted of formal discussions at 3 international meetings as well as expert review, endorsements from multiple organizations, and invited recommendations from other interested parties. The concept of using consensus workshops to formulate guidelines is not new. Similar consensus guidelines for reporting surveillance and resuscitation research have been developed for both adult and pediatric cardiac arrest.13
The principal purpose of the recommendations in this advisory is to establish consistency in the reporting of drowning-related studies, both in terms of nomenclature and guidelines for reporting data. These recommendations are intended to improve the clarity of scientific communication and the comparability of scientific investigations. Improved clarity and comparability of future scientific reports will advance the clinical and epidemiological knowledge base. In turn, such studies can help identify appropriate prevention strategies as well as the best treatment for victims of drowning and can ultimately save lives.
History of the Utstein Style
Laboratory and clinical investigators from many different specialties contribute to the multidisciplinary knowledge base of injury prevention and resuscitation science. Although diversity can be a strength, it can also be an obstacle because of the lack of a common language and communication between investigators from different backgrounds.
In response to these problems, in June 1990 an international group of scientists concerned with research involving out-of-hospital cardiac arrest met at the Utstein Abbey in Stavanger, Norway. Participants discussed the lack of standardized nomenclature and definitions as a key problem in research reports. A second meeting, the Utstein Consensus Conference, was held in December 1990 in Brighton, England. Recommendations from this follow-up conference were published simultaneously in American and European journals.4,5 The report included uniform definitions, terminology, and recommended data sets (the "Utstein style") to assist clinical investigators in reporting human resuscitation studies. With the benefit of 10 years of use and experience, the recommendations for out-of-hospital resuscitation were recently reviewed at a conference in Melbourne, Australia, revised, and simplified for update in a future publication.
The issues discussed at the first Utstein style consensus conferences are common to other disciplines concerned with resuscitation. Accordingly, since that time, many other Utstein style meetings have been organized to discuss such issues.611 Drowning is another important problem in resuscitation research that shares many of the same nomenclature and reporting problems. Drowning victims often require cardiopulmonary resuscitation (CPR) or other interventions by emergency medical systems. Drowning research is based on clinical events, time intervals and points, pathophysiological changes, autopsy findings, and other observations common to cardiac arrest and CPR research.
Introduction
Drowning accounts for more than one half million deaths annually worldwide. This number is probably a gross underestimate because of underreporting.12 In highly developed countries, the highest incidence of drowning is seen in children younger than 5 years of age and in persons 15 to 24 years of age.13,14 In some countries, drowning is the first or second leading cause of death in this age group.15 Reports from many parts of the world have emphasized that drowning is a leading cause of cardiac arrest in children and adolescents.1620
Physicians and other healthcare workers across the world deal with the consequences of drowning on a daily basis, yet there are few population-based surveillance studies on drowning incidents or prospective clinical studies of prognostic factors and outcomes of drowning. A review of existing studies reveals a lack of standardized definitions.21 Something as fundamental as the definition of drowning itself varies among reports, as do clinical characteristics of outcome measures. The lack of consistency makes assessment and analysis of studies difficult, both individually and as a whole.
Few studies have evaluated the results of attempted resuscitation from drowning starting at the scene of the drowning and continuing through hospital admission, hospital discharge, and long-term follow-up. In fact, most studies of drowning outcomes have been hospital based and have not evaluated events at the scene or care given the victim before admission to the hospital. Because most studies demonstrate that the victims condition on arrival at the hospital is the best indicator of outcome, prehospital incident-related events such as duration of submersion, failure to receive bystander CPR, and prolonged resuscitation efforts are key factors.2226 Drowning inflicts a primary hypoxic insult. The drowning victim who is not breathing or is unconscious is at risk for additional hypoxic insult on being removed from the water. Bystander and advanced life support interventions are critical for preventing secondary injury, prolonged hypoxia, and additional organ damage and must be considered in outcome studies. Even when spontaneous ventilation is reestablished, hypoxemia may persist because of intrapulmonary shunting secondary to aspiration of water/foreign material, and organ injury continues to evolve even after hospital admission.27 Thus, data from the hospital course remain important in reports of drowning.
To solve these problems, an international Utstein style consensus conference convened in Amsterdam in June 2002 to develop guidelines for definitions and reporting of data related to drowning. The conference was part of a larger comprehensive meeting, the World Congress on Drowning, an initiative of the Maatschappij tot Redding van Drenkelingen (Dutch Society to Rescue People From Drowning).28 This society was founded in Amsterdam in 1767 and has remained active in the Netherlands since then. The Utstein Task Force on Drowning was composed of representatives from major organizations whose focus is resuscitation and epidemiology (Table 1) as well as other recognized experts from around the world. The guidelines that emerged from this conference were presented and approved in October 2002 at a meeting of the International Liaison Committee on Resuscitation (ILCOR), in Florence, Italy.
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The following is a discussion of the results of this conference. A definition of drowning is provided, as are recommended core and supplemental data. As in previous Utstein style reports, the primary language for the consensus process was English.
History of Drowning Terminology
In an effort to more closely align definitions of drowning with the pathophysiological process of drowning and its clinical implications, in 1971, Modell29 proposed a variety of definitions. In The Pathophysiology and Treatment of Drowning and Near-Drowning, he wrote,
The Standard Nomenclature of Athletic Injuries30 lists "near-drowning" as "a critical aquatic predicament resolved by successful water rescue." This definition implies that recovery is certain once the victim is removed from the water. However, this is not always the case. Some patients who have regained consciousness after near-drowning subsequently have died. Countless others probably have met a similar fate, but have gone unreported. Ultimate survival should not be a consideration in the initial classification of these patients.A number of other terms were proposed in an attempt to relate them to pathophysiological processes: delayed death subsequent to near-drowning, drown without aspiration, drown with aspiration, near-drowning without aspiration, near-drowning with aspiration, delayed death subsequent to near-drowning. Since that time, numerous other terms have appeared, such as "drowned," "near-drowning with a 24-hour time limit," "wet drowning," "dry drowning," "active drowning," "passive drowning," "silent drowning" and "secondary drowning."
However, these terms have been confusing and imprecise. For example, a drowning victim without apparent clinical signs of aspiration may be found, after careful searching, to have pathologic signs of aspiration. It has also been reported that some of the terminology changes its meaning when translated into languages other than English.
Therefore it became apparent that a new look at terminology was needed to improve understanding and reporting of these events. For this purpose, universal adoption of the following definitions and glossary is recommended.
Definitions
Drowning.
Drowning is a process resulting in primary respiratory impairment from submersion/immersion in a liquid medium. Implicit in this definition is that a liquid/air interface is present at the entrance of the victims airway, preventing the victim from breathing air. The victim may live or die after this process, but whatever the outcome, he or she has been involved in a drowning incident.
The Drowning Process.
The drowning process is a continuum that begins when the victims airway lies below the surface of the liquid, usually water, at which time the victim voluntarily holds his or her breath. Breathholding is usually followed by an involuntary period of laryngospasm secondary to the presence of liquid in the oropharynx or larynx.31 During this period of breathholding and laryngospasm, the victim is unable to breathe gas. This results in oxygen being depleted and carbon dioxide not being eliminated. The victim then becomes hypercarbic, hypoxemic, and acidotic.27 During this time the victim will frequently swallow large quantities of water.32 The victims respiratory movements may become very active, but there is no exchange of air because of the obstruction at the level of the larynx. As the victims arterial oxygen tension drops further, laryngospasm abates, and the victim actively breathes liquid.33 The amount of liquid inhaled varies considerably from victim to victim. Changes occur in the lungs, body fluids, blood-gas tensions, acid-base balance, and electrolyte concentrations, which are dependent on the composition and volume of the liquid aspirated and duration of submersion.27,33,34 Surfactant washout, pulmonary hypertension, and shunting also contribute to development of hypoxemia.35,36 Additional physiological derangements, such as the cold shock response, may occur in victims immersed in cold water. Water that is 10°C or colder has pronounced cardiovascular effects, including increased blood pressure and ectopic tachyarrhythmias. The response may also trigger a gasp reflex followed by hyperventilation, which may occur while the victim is underwater.37
A victim can be rescued at any time during the drowning process and may not require an intervention or may receive appropriate resuscitative measures, in which case the drowning process is interrupted. The victim may recover from the initial resuscitation efforts, with or without subsequent therapy to eliminate hypoxia, hypercarbia, and acidosis and restore normal organ function. If the victim is not ventilated soon enough, or does not start to breathe on his or her own, circulatory arrest will ensue, and in the absence of effective resuscitative efforts, multiple organ dysfunction and death will result, primarily because of tissue hypoxia. It should be noted that the heart and brain are the 2 organs at greatest risk for permanent, detrimental changes from relatively brief periods of hypoxia. The development of posthypoxic encephalopathy with or without cerebral edema is the most common cause of death in hospitalized drowning victims.38,39
Most resuscitations begin at the scene of the drowning and not at a hospital, making on-scene data extremely important. Furthermore, many, or possibly most, drowning victims have mild symptoms, recover at the scene, and may or may not be transported to a hospital.40 Thus, to have a complete understanding of drowning and to capture the full scope of this problem, it is crucial that data at the scene be included in drowning reports.
The following terms should be abandoned:
Dry versus wet drowning.
By definition, all drownings occur in liquid, and therefore all drownings are wet. The terms wet and dry have been used to classify drowning victims as those who aspirate liquid into the lungs (wet) and those who do not (dry). Frequently it is not possible to determine at the scene whether or not water was aspirated. This is particularly true when the amount of water is small. However, even if a victim has no evidence of fluid aspiration, the diagnosis of drowning must be suspect.
Active versus passive versus silent drowning.
The term active drowning refers to a witnessed drowning in which the victim is making some motion. The terms passive drowning and silent drowning have been used when the victim is found motionless in the water and no one saw the victim enter the water. Underwater cameras, however, have shown that even victims who are apparently motionless to observers at the surface usually make some movement. In addition, cloudy or murky water may preclude accurate observation. Thus, these terms should be abandoned in favor of the terms witnessed, used when the episode is observed from the onset of submersion/immersion, or unwitnessed, when the victim is found in the water and no one saw how he or she got there.
Secondary drowning.
This term has been used to describe an unrelated event (eg, seizures, cervical spine injury, or heart attack) that results in the victims submersion and subsequent drowning. The term has also been used to describe development of adult respiratory distress syndrome in a victim who seems to be recovering from drowning. This is particularly confusing because the victim does not experience a second drowning episode. Therefore, use of the term secondary drowning should be abandoned. It is the belief of the writing group that descriptions of associated events and sequelae should be explicit and should recognize any drowning event as a primary process that occurs secondary to a variety of predisposing events, such as disease, injury, or intentional or unintentional submersion.
Drowned and near-drowned.
The terms drowned and near-drowned have been used for decades to describe the outcomes dead or alive, respectively. The term near-drowned, however, has also been used to describe patients who subsequently died from drowning. This usage has led to uncertainty about the meaning of the term.2,3 Furthermore, when the term is translated from English into other languages, the meaning can be confusing and imprecise. Therefore, it was the consensus, but not the unanimous opinion, of the conference that the term near-drowned should no longer be used. The term drowned will continue to refer to a person who died from drowning.
Other Important Issues
Precipitating Event
In each case of drowning, the precipitating event should be reported if known. Drowning is sometimes precipitated by an injury or a medical condition. Seizure is the most common initiating event in all age groups.41 Loss of consciousness from any cause, however, such as hyperventilation before breathholding under water, concussion, stroke, or cardiac arrhythmia, may result in drowning. Circulatory arrest from arrhythmias is probably underestimated as a major cause of loss of consciousness among older adults with ischemic heart disease; it is also a cause of loss of consciousness among children and young adults with unrecognized prolonged QT syndrome.41,42 Other precipitating events are major trauma or cervical spine injury, which are usually associated with vehicular accidents or diving.4346
When assessing a drowning incident, it is important to recognize the role of intentional injury, suicide, homicide, and child abuse. Hypothermia, alcohol, and drugs may impair motor function and judgment. Moreover, alcohol may affect the cardiovascular response to submersion.47,48 Of note, several precipitating events, such as seizures, alcohol use, and hypothermia, are associated with an increased risk of death from drowning.49,50 Thus, these precipitating events should be noted, because they may be confounders in outcome. In some situations it may be difficult to identify the primary cause of death as drowning or another condition. For example, drowning in an older person may trigger a heart attack, whereas a heart attack may precipitate a drowning event.
Examples of precipitating events include the following:
Immersion
Immersion is to be covered in water. For drowning to occur, usually at least the face and airway are immersed.
Submersion
During submersion, the entire body, including the airway, is under water.
Time Intervals and Time Points (Events)
An interval is the period of time between 2 events.4,5 There should be an explicit definition of the 2 anchor events, with a beginning and an end point in time. Time point refers to 1 point (event) in time. Therefore, response times should be reported as 2 time points on a clock that result in a defined response interval (eg, in minutes).
The importance of time intervals in resuscitation science is exemplified by the duration of submersion. The number of minutes submersed is a measure of the period of hypoxic insult. Although this information is usually estimated by bystanders and is inaccurate, it has been correlated with survival.5155
Outcome
The primary outcome of a drowning episode should be categorized as either death or survival. Survival indicates that the victim remained alive after the acute event and any acute or subacute sequelae. For example, survival is defined as the outcome of drowning victims who were successfully resuscitated from cardiac or respiratory arrest and were then discharged from the hospital or survived initially and subsequently died of other causes. A drowning in which the victim is successfully resuscitated at the scene but succumbs to a condition that is causally related to the drowning should be categorized as death due to drowning. Following are examples of common sequelae leading to death from drowning. Of note, the most common cause of death in hospitalized drowning victims is posthypoxic encephalopathy.
Although differentiating death from survival is usually easy, judgment occasionally is required to determine whether death after illnesses such as aspiration pneumonia or septic shock is causally related to the drowning episode. A death from such causes in the first few days or weeks after a drowning episode would generally be judged to be attributable to the drowning because the chain of causation is clear. Death from drowning would also be the ruling for a drowning victim who develops and dies from aspiration pneumonia after being stable with severe hypoxic encephalopathy for weeks to months. However, if that same patient died of acute myocardial infarction, it most likely would be classified as a death not related to drowning. Thus, there is no time limit between the drowning event and death from drowning if there is a clear chain of causality.
The survival category can be subclassified in terms of severity and type of morbidities, such as neurological impairment or respiratory impairment (eg, ventilator dependence).
Multiple outcome scales have been validated. For adults, commonly used assessment tools are the ABC (awake, blunted, comatose) score, the Glasgow Coma Scale (GCS), and the Glasgow-Pittsburgh Cerebral Performance Categories (CPC) and Overall Performance Categories (OPC) (Table 2).23,38,5658 For children, commonly used assessment tools are the Pediatric Cerebral Performance Category Scale and Pediatric Overall Performance Category Scale.59 Other important schemas measure nonfatal health outcomes applicable to drowning survivors, expanding the range of possible outcomes and better describing how survivors and families actually function after injury.
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One of the major composite measures of life and health after injury is quality-adjusted life years, which is calculated by multiplying the life expectancy after the injury by a weight of the health-related quality of life during each year of life.60 Health-related quality of life measures describe individuals opportunities, health perceptions, and impairments. Health status measures describe individuals abilities. Pediatric health status measures include the Child Health Questionnaire and the Pediatric Quality of Life.61,62 In 1980, the World Health Organization developed the International Classification of Impairments, Disabilities, and Handicaps, a classification system for the consequences of disease63 that categorizes by impairment, disability, and handicap. Adult health status measures include EuroQol64 and SF-36,65 among others. Preference-based measures of health-related quality of life such as the Health Utilities Index66,67 are consistent with current standards for economic evaluation of health interventions.68
Another functional outcome measurement tool, Disability-Adjusted Years of Life, was developed to incorporate judgments about the value of time spent in different states of health. Through surveys, 6 classes of disability severity were established for activities of daily living and other domains and then weighted. Thus, value choices have been standardized using an international population so that the classification system can be used internationally. The Disability-Adjusted Years of Life is the sum of years of life lost and years lived with disability adjusted for severity of disability.69
Morbidity should be quantified using an outcome scale for a given point in time (eg, at hospital discharge or 1 year after discharge). Ideally, long-term follow-up after discharge, especially for children, would best depict the outcome. In 1 study, one half of severely neurologically devastated victims died.70 In addition, outcome may be better elucidated in less severely affected survivors with later follow-up. Scoring systems emphasizing functional outcome should be used because recent reports demonstrate that abnormalities may exist in so-called neurologically normal survivors.71
Much of the clinical literature on drowning has focused on predictors of outcome. Victim-related factors associated with increased risk of death or poor outcome include being male, being nonwhite (in the United States), having a seizure disorder, and use of alcohol.22,49,50,72 Incident-related factors associated with death or bad outcome include prolonged duration of submersion, failure to receive bystander CPR, and acute resuscitation efforts lasting >25 minutes.22,5155 Factors identifiable at hospital admission include level of consciousness, especially if unconsciousness is prolonged; elevated serum glucose; hypothermia; and signs of brain stem dysfunction, such as absent pupillary reflex, absent spontaneous respiration, and Pediatric Risk of Mortality (PRISM) scores.24,26,73,74 Of note, age has no independent association with outcome.52,75,76
Recommended Data to Report
The consensus conference developed a reporting template to help investigators report methods and results. A summary reporting template is shown in Figure 1; specific items to be reported are listed in Tables 3 through 7![]()
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. Core data (shown in boldtypeface) should be reported in all studies; supplementary data (shown in italic typeface) are recommended but not essential. Core data were considered important and feasible to be reported in most systems worldwide. Supplementary data were considered important but nonessential information or important information that is difficult to capture reliably (eg, time points and time intervals). Core data can be reliably gathered by almost any investigator so that a minimum universal data set worldwide is feasible.
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Template
24 months of age. Estimate age if date of birth is unknown. Figure 2 depicts a possible scheme that can be used to chart outcome. The outcome categories are derived in part from the Cerebral and Overall Performance Categories (Table 2).
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Summary
In summary, a group of international experts agreed on these recommendations for unified drowning-related definitions and guidelines for reporting data. These terms are intended to improve the clarity of scientific communication and the comparability of scientific investigations. Improved validity, clarity, and data compatibility of future scientific investigations of drowning will improve the knowledge base, epidemiological stratification, and appropriate treatment of victims of drowning and ultimately save lives.
The consensus task force welcomes comments or questions regarding these recommendations. Letters from organizations that wish to be represented at future conferences are also invited.
Acknowledgments
The Utstein Style workshops were supported in part by grants from the Maatschappij tot Redding van Drenkelingen (Dutch Society to Rescue People from Drowning) and the American Heart Association Emergency Cardiovascular Care Committee. The authors would like to give special recognition to the participants in the 5 workshops for their many valuable suggestions and contributions.
Footnotes
The American Heart Association makes every effort to avoid any actual or potential conflicts of interest that may arise as a result of an outside relationship or a personal, professional, or business interest of a member of the writing panel. Specifically, all members of the writing group are required to complete and submit a Disclosure Questionnaire showing all such relationships that might be perceived as real or potential conflicts of interest.
This statement was approved by the American Heart Association Science Advisory and Coordinating Committee on September 16, 2003. A single reprint is available by calling 800-242-8721 (US only) or writing the American Heart Association, Public Information, 7272 Greenville Ave, Dallas, TX 75231-4596. Ask for reprint No. 71-0268. To purchase additional reprints: up to 999 copies, call 800-611-6083 (US only) or fax 413-665-2671; 1000 or more copies, call 410-528-4121, fax 410-528-4264, or e-mail kgray@lww.com. To make photocopies for personal or educational use, call the Copyright Clearance Center, 978-750-8400.
This article is being copublished in the October 2003 issue of Resuscitation.
References
This article has been cited by other articles:
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A. Y. Kao, R. Munandar, S. L. Ferrara, D. M. Systrom, R. L. Sheridan, S. S. Cash, and E. T. Ryan Case 19-2005 - A 17-Year-Old Girl with Respiratory Distress and Hemiparesis after Surviving a Tsunami N. Engl. J. Med., June 23, 2005; 352(25): 2628 - 2636. [Full Text] [PDF] |
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C. W. Dueker, J. H. Modell, A. Idris, J. Pineda, and J. Silverstein Immersion in Fresh Water and Survival Chest, December 1, 2004; 126(6): 2027 - 2029. [Full T |