(Circulation. 2003;107:1822.)
© 2003 American Heart Association, Inc.
Special Review |
From the University of Toronto Centre for Sleep Medicine and Circadian Biology (T.D.B., J.S.F.), the Cardiopulmonary Sleep Disorders and Research Centre of the Toronto General Hospital/University Health Network (T.D.B.) and the Toronto Rehabilitation Institute (T.D.B.), and the Departments of Medicine of the University Health Network and Mount Sinai Hospital (T.D.B., J.S.F.), Toronto, Ontario, Canada.
Correspondence to T. Douglas Bradley, MD, Toronto General Hospital/University Health Network, NU 9-112, 200 Elizabeth St, Toronto, ON, M5G 2C4, Canada. E-mail douglas.bradley{at}utoronto.ca
Key Words: heart failure respiration morbidity
| Introduction |
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| Pathophysiology |
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Most HF patients with CSA hyperventilate chronically because of stimulation of pulmonary vagal irritant receptors by pulmonary congestion13 and enhanced central and peripheral chemosensitivity.4,5 When patients lie flat, increased venous return from the extremities causes central fluid accumulation and pulmonary congestion that stimulates vagal irritant receptors in the lungs to elicit reflex hyperventilation. Central apnea is usually initiated during sleep by a further acute increase in ventilation and reduction in PaCO2 that is triggered by a spontaneous arousal.6 When PaCO2 falls below the threshold level required to stimulate breathing, the central drive to respiratory muscles and airflow cease, and central apnea ensues.7 Apnea persists until PaCO2 rises above the threshold required to stimulate ventilation.6,8
In contrast to OSA, arousals are not required for the initiation of airflow at the termination of central apneas. Indeed, arousals frequently follow the resumption of breathing and thereby facilitate the development of oscillations in ventilation by recurrently stimulating hyperventilation and reducing PaCO2 below the apneic threshold.6 The length of the subsequent ventilatory phase is inversely proportional to cardiac output, reflecting delayed transmission of changes in arterial blood gas tensions from the lungs to the chemoreceptors. Accordingly, compared with subjects with CSA but without HF, those with HF have a longer ventilatory phase during which tidal volume rises and falls more gradually.9 Thus, the prolonged circulation time in HF sculpts this Cheyne-Stokes respiratory pattern. However, among HF patients with and without CSA, no significant differences in lung to peripheral chemoreceptor circulation time or cardiac output have been observed.2,9 Consequently, prolonged circulation time appears not to play a key role in initiating central apneas. Rather, its major influence is on the lengths of the hyperpneic phase and of the total periodic breathing cycle. Once triggered, the pattern of alternating hyperventilation and apnea is sustained by the combination of increased respiratory chemoreceptor drive, pulmonary congestion, arousals, and apnea-induced hypoxia, which cause oscillations in PaCO2 above and below the apneic threshold.46 Inhalation of a CO2-enriched gas to raise PaCO2 abolishes CSA.8
CSA elicits chemical, neural, and hemodynamic oscillations similar to those observed in OSA.1012 Apnea, hypoxia, CO2 retention, and arousal provoke periodic elevations in sympathetic activity13,14 (Figure 2). In patients with pulmonary congestion whose lung compliance is reduced, the increased inspiratory efforts between apneas will also lower intrathoracic pressure and increase left ventricular transmural pressure, and therefore afterload.15 Potential relationships between CSA and markers of inflammation, oxidative stress, or vascular endothelial dysfunction have yet to be reported.
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| Central Sleep Apnea in Patients With Heart Failure |
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Clinical Features
It is unclear whether there are symptoms specific to CSA. Patients who awake during the peak of ventilation after apnea may report paroxysmal nocturnal dyspnea.19 Although sleep is fragmented by frequent arousals, only a minority of patients report habitual snoring and excessive daytime sleepiness.17
In some HF patients, OSA and CSA coexist. In such cases, there is a gradual shift from predominantly obstructive apneas at the beginning of the night to predominantly central apneas toward its end.20 This change occurs in association with a prolongation in circulation time and a downward drift in PCO2 toward the threshold for apnea. These observations suggest that the repetitive surges in afterload induced by OSA, combined with increased venous return in the recumbent position, cause an overnight deterioration in left ventricular systolic function and an increase in left ventricular filling pressure that lead to hyperventilation and hypocapnia.3,2123 These unique observations raise the possibility of a spectrum of periodic breathing in patients with systolic HF that can manifest as predominantly OSA at one point in the time course of the disease and predominantly CSA at another, according to the underlying degree of cardiac dysfunction. They also raise the possibility that over months or years, the presence of OSA could predispose HF patients to CSA, which has more ominous implications for prognosis.
Implications for Progression of Heart Failure
The main clinical significance of CSA in HF is its association with increased mortality. Whether this is simply because Cheyne-Stokes respiration with CSA is a reflection of very poor cardiac function or whether its presence constitutes a separate and additive adverse influence on outcomes remains uncertain. However, where multivariate analyses have been performed to control for potentially confounding risk factors, CSA remained an independent risk factor for death or cardiac transplantation.24,25 This pathological relationship may be attributed to marked neurohumoral activation, surges in blood pressure and heart rate, and a greater propensity to lethal arrhythmia induced by CSA.1012,26,27
Unlike OSA, no negative intrathoracic pressure is generated during central apneas.6,28 Therefore, its impact on afterload should be less than in OSA. Consequently, attention has focused primarily on the adrenergic effects of CSA as the mechanism for disease progression. Compared with HF patients matched for ejection fraction and other clinical characteristics but without sleep-related breathing disorders, those with CSA have higher urinary and circulating norepinephrine concentrations during both sleep and wakefulness.26 The magnitude of these increases is proportional to the frequency of arousals from sleep and the degree of apnea-related hypoxia.
Very low-frequency oscillations in ventilation during periodic breathing disorders, such as CSA, cause heart rate to oscillate at the same frequency, such that heart rate falls during apnea and rises during hyperpnea.10 This entrainment of heart rate by periodic breathing causes a shift in power spectral density of heart rate from predominantly high frequency during regular breathing (ie, respiratory sinus arrhythmia) to predominantly very low frequency (<0.5 Hz).12,2931 CSA entrains cyclical oscillations in heart rate and blood pressure through mechanisms similar to those described for OSA: hypoxia, arousals from sleep, and adrenergic activation.10 Another likely mechanism is direct cyclic activation of cardiovascular sympathetic neurons by respiratory neurons in the brain stem.12,32 Although such synchronized oscillations of heart rate with ventilation may optimize ventilation/perfusion matching and thereby maintain efficient gas exchange,33 they are also associated with detrimental effects. The presence of periodic breathing, very low-frequency oscillations in heart rate, and enhanced peripheral chemoreceptor sensitivity in patients with HF are together associated with a higher mortality rate.31,34
Treatment of Central Sleep Apnea in Heart Failure
The principal reason for treating CSA is the potential to improve cardiovascular function, quality of life, and longevity.25,35 At present, there is no consensus as to whether CSA should be treated, and if so, what optimum therapy of CSA in HF might be. Because CSA is to some extent a manifestation of advanced HF, the first consideration is to optimize drug therapy. Aggressive diuresis to lower cardiac filling pressure along with angiotensin-converting enzyme inhibitors and ß-blockers may reduce the severity of CSA.2 In some cases, however, metabolic alkalosis arising from diuretic use may predispose to CSA by narrowing the difference between ambient PaCO2 and the PaCO2 threshold for apnea.3638 ß-adrenergic blockade may also reduce the adverse effects of excessive sympathetic activation that is associated with CSA. Should CSA persist despite aggressive medical therapy for HF, other interventions may be considered.
Nocturnal supplemental O2 has been shown to abolish apnea-related hypoxia, alleviate CSA, and decrease nocturnal norepinephrine levels over periods of 1 night to 1 month.3941 Its administration has also been associated with improvements in maximum oxygen uptake during a graded exercise test.42 The effects of supplemental oxygen on cardiovascular endpoints over more prolonged periods have not been assessed. However, O2 has been reported not to cause improvements in cardiac function or quality of life over 1 month.41 In a 5 day trial, theophylline reduced the severity of CSA but did not cause any improvements in right or left ventricular ejection fraction, quality of life, or clinical outcomes.43 The potential adverse consequences of theophyllines inotropic and arrhythmogenic effects in patients with advanced HF preclude its long-term use at the present time.
Various forms of noninvasive positive airway pressure, including continuous positive airway pressure (CPAP), bi-level and adaptive pressure support servo-ventilation have been shown in randomized trials to alleviate CSA in HF patients over periods of 1 day to 3 months.35,44 However, thus far, the only intervention whose effects on cardiovascular outcomes have been evaluated is CPAP. In patients with HF and elevated left ventricular end-diastolic pressure who were studied while awake, CPAP decreases left ventricular afterload by increasing intrathoracic pressure,15 augments stroke volume,45 and reduces cardiac sympathetic activity.46 It also decreases preload by impeding venous return and reducing right and left ventricular end-diastolic volume.47 In patients with CSA, short-term application of CPAP also reduces the frequency of ventricular ectopic beats.48 Randomized trials of 3-months duration have demonstrated that nightly application of CPAP increases left ventricular ejection fraction, reduces mitral regurgitation and nocturnal and daytime sympathetic nervous system activity, and improves quality of life.26,35,49 Of 29 patients with HF and CSA who participated in a randomized trial of CPAP, those who complied with this intervention experienced a significant reduction in the combined rate of mortality and cardiac transplantation over a 5-year period.25 A larger, long-term, multicenter trial to test the effects of CPAP on the combined rate of mortality and cardiac transplantation in HF patients with CSA (the CANadian Positive Airway Pressure trial for patients with congestive heart failure and central sleep apnea [CANPAP]) is presently underway.50
In a recent randomized trial, the effect of atrial overdrive pacing on sleep apnea was tested.51 This study involved a group of patients with no history of HF who had cardiac pacemakers implanted because of symptomatic bradyarrhythmias. Sleep studies were performed, and among those found to have sleep apnea, the pacing rate was increased to 15 bpm above the intrinsic heart rate. This overdrive pacing led to a reduction in the frequency of both central and obstructive apneas by approximately 50%. Because these effects were studied only over a single night, clinical outcomes were not assessed and the mechanism responsible for this effect was not determined. One possibility is that some of these patients may have had pulmonary congestion while in the recumbent position owing to their bradyarrhythmias, or possibly diastolic dysfunction. This may have stimulated hyperventilation and predisposed to CSA.2,3 Overdrive pacing could have augmented cardiac output and relieved pulmonary congestion, thereby dampening respiratory controller gain, reducing ventilation, increasing PaCO2, and reducing central apneas and hypopneas. This mechanism would explain a reduction in central but not obstructive events. If upper airway edema accumulated while the patient was in the recumbent position,52,53 augmentation of cardiac output by overdrive pacing could have alleviated this edema and increased pharyngeal lumenal dimensions. Although the observations of Garrigue et al51 have generated considerable interest, their implications for the treatment of sleep apnea in general and for sleep apnea in patients with HF in particular are not clear. Further studies will be required to determine the mechanism(s) by which pacing achieves those effects, and to determine whether this approach exerts sustained benefits in selected patients with HF and bradyarrhythmias.
Indications for Sleep Studies in Heart Failure
Indications for sleep studies in patients with HF have not been definitively established. Because the pretest probability of sleep apnea in such patients is approximately 50%16,17 and treatment may provide at least short-term improvements in cardiovascular function and relief of some of the symptoms of HF,24,25,35,41,42,54,55 an argument could be made for the liberal application of this test in the HF population. However, until a clearer picture emerges of how treatment of sleep apnea influences cardiovascular outcomes, polysomnography should be reserved for those patients with the highest likelihood of sleep-related breathing disorders. In addition to risk factors listed in Table 2 of Part I and the Table in Part II, other factors that should raise suspicion of sleep apnea and prompt consideration of polysomnography include a history of loud snoring, witnessed apneas during wakefulness or sleep, paroxysmal nocturnal dyspnea, restless sleep, morning headaches, excessive daytime sleepiness, and insomnia. Until other methods, such as home ambulatory monitoring, are validated for this purpose, in-laboratory polysomnography remains the diagnostic tool of choice.
| Conclusions |
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| Acknowledgments |
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| Footnotes |
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| References |
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39. Hanly PJ, Millar TW, Steljes DG, et al. The effect of oxygen on respiration and sleep in patients with congestive heart failure. Ann Intern Med. 1989; 111: 777782.
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41. Staniforth AD, Kinnear WJ, Starling R, et al. Effect of oxygen on sleep quality, cognitive function and sympathetic activity in patients with chronic heart failure and Cheyne-Stokes respiration. Eur Heart J. 1998; 19: 922928.
42. Andreas S, Clemens C, Sandholzer H, et al. Improvement of exercise capacity with treatment of Cheyne-Stokes respiration in patients with congestive heart failure. J Am Coll Cardiol. 1996; 27: 14861490.[Abstract]
43. Javaheri S, Parker TJ, Wexler L, et al. Effect of theophylline on sleep-disordered breathing in heart failure. N Engl J Med. 1996; 335: 562567.
44. Teschler H, Dohring J, Wang YM, et al. Adaptive pressure support servo-ventilation: a novel treatment for Cheyne-Stokes respiration in heart failure. Am J Respir Crit Care Med. 2001; 164: 614619.
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L. J. Olson and V. K. Somers Treating Central Sleep Apnea in Heart Failure: Outcomes Revisited Circulation, June 26, 2007; 115(25): 3140 - 3142. [Full Text] [PDF] |
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A. Noda, H. Izawa, H. Asano, S. Nakata, A. Hirashiki, Y. Murase, S. Iino, K. Nagata, T. Murohara, Y. Koike, et al. Beneficial Effect of Bilevel Positive Airway Pressure on Left Ventricular Function in Ambulatory Patients With Idiopathic Dilated Cardiomyopathy and Central Sleep Apnea-Hypopnea: A Preliminary Study Chest, June 1, 2007; 131(6): 1694 - 1701. [Abstract] [Full Text] [PDF] |
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T. A. Martino, N. Tata, D. D. Belsham, J. Chalmers, M. Straume, P. Lee, H. Pribiag, N. Khaper, P. P. Liu, F. Dawood, et al. Disturbed Diurnal Rhythm Alters Gene Expression and Exacerbates Cardiovascular Disease With Rescue by Resynchronization Hypertension, May 1, 2007; 49(5): 1104 - 1113. [Abstract] [Full Text] [PDF] |
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H. Wang, J. D. Parker, G. E. Newton, J. S. Floras, S. Mak, K.-L. Chiu, P. Ruttanaumpawan, G. Tomlinson, and T. D. Bradley Influence of Obstructive Sleep Apnea on Mortality in Patients With Heart Failure J. Am. Coll. Cardiol., April 17, 2007; 49(15): 1625 - 1631. [Abstract] [Full Text] [PDF] |
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A. M. Luks and E. R. Swenson Travel to high altitude with pre-existing lung disease Eur. Respir. J., April 1, 2007; 29(4): 770 - 792. [Abstract] [Full Text] [PDF] |
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O. Oldenburg, B. Lamp, L. Faber, H. Teschler, D. Horstkotte, and V. Topfer Sleep-disordered breathing in patients with symptomatic heart failure A contemporary study of prevalence in and characteristics of 700 patients Eur J Heart Fail, March 1, 2007; 9(3): 251 - 257. [Abstract] [Full Text] [PDF] |
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C. H. Manisty, K. Willson, R. Wensel, Z. I. Whinnett, J. E. Davies, W. L. G. Oldfield, J. Mayet, and D. P. Francis Development of respiratory control instability in heart failure: a novel approach to dissect the pathophysiological mechanisms J. Physiol., November 15, 2006; 577(1): 387 - 401. [Abstract] [Full Text] [PDF] |
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R. Torchio, C. Gulotta, P. Greco-Lucchina, A. Perboni, L. Avonto, H. Ghezzo, and J. Milic-Emili Orthopnea and tidal expiratory flow limitation in chronic heart failure. Chest, August 1, 2006; 130(2): 472 - 479. [Abstract] [Full Text] [PDF] |
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S. Ferreira, J. Winck, P. Bettencourt, and F. Rocha-Goncalves Heart failure and sleep apnoea: To sleep perchance to dream Eur J Heart Fail, May 1, 2006; 8(3): 227 - 236. [Abstract] [Full Text] [PDF] |
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C Philippe, M Stoica-Herman, X Drouot, B Raffestin, P Escourrou, L Hittinger, P-L Michel, S Rouault, and M-P d'Ortho Compliance with and effectiveness of adaptive servoventilation versus continuous positive airway pressure in the treatment of Cheyne-Stokes respiration in heart failure over a six month period Heart, March 1, 2006; 92(3): 337 - 342. [Abstract] [Full Text] [PDF] |
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J. P. Ribeiro Periodic Breathing in Heart Failure: Bridging the Gap Between the Sleep Laboratory and the Exercise Laboratory Circulation, January 3, 2006; 113(1): 9 - 10. [Full Text] [PDF] |
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U. Corra, M. Pistono, A. Mezzani, A. Braghiroli, A. Giordano, P. Lanfranchi, E. Bosimini, M. Gnemmi, and P. Giannuzzi Sleep and Exertional Periodic Breathing in Chronic Heart Failure: Prognostic Importance and Interdependence Circulation, January 3, 2006; 113(1): 44 - 50. [Abstract] [Full Text] [PDF] |
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M. E. Young The circadian clock within the heart: potential influence on myocardial gene expression, metabolism, and function Am J Physiol Heart Circ Physiol, January 1, 2006; 290(1): H1 - H16. [Abstract] [Full Text] [PDF] |
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A. I. Pack Advances in Sleep-disordered Breathing Am. J. Respir. Crit. Care Med., January 1, 2006; 173(1): 7 - 15. [Abstract] [Full Text] [PDF] |
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C. Unterberg, L. Luthje, J. Szych, D. Vollmann, G. Hasenfuss, and S. Andreas Atrial overdrive pacing compared to CPAP in patients with obstructive sleep apnoea syndrome Eur. Heart J., December 1, 2005; 26(23): 2568 - 2575. [Abstract] [Full Text] [PDF] |
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J. Spaak, Z. J. Egri, T. Kubo, E. Yu, S.-I. Ando, Y. Kaneko, K. Usui, T. D. Bradley, and J. S. Floras Muscle Sympathetic Nerve Activity During Wakefulness in Heart Failure Patients With and Without Sleep Apnea Hypertension, December 1, 2005; 46(6): 1327 - 1332. [Abstract] [Full Text] [PDF] |
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T. D. Bradley, A. G. Logan, R. J. Kimoff, F. Series, D. Morrison, K. Ferguson, I. Belenkie, M. Pfeifer, J. Fleetham, P. Hanly, et al. Continuous Positive Airway Pressure for Central Sleep Apnea and Heart Failure. N. Engl. J. Med., November 10, 2005; 353(19): 2025 - 2033. [Abstract] [Full Text] [PDF] |
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R. S. T. Leung, M. E. Bowman, T. M. Diep, G. Lorenzi-Filho, J. S. Floras, and T. D. Bradley Influence of Cheyne-Stokes respiration on ventricular response to atrial fibrillation in heart failure J Appl Physiol, November 1, 2005; 99(5): 1689 - 1696. [Abstract] [Full Text] [PDF] |
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J. Y. A. Foo, S. J. Wilson, A. P. Bradley, G. R. Williams, M.-A. Harris, and D. M. Cooper Use of Pulse Transit Time To Distinguish Respiratory Events From Tidal Breathing in Sleeping Children Chest, October 1, 2005; 128(4): 3013 - 3019. [Abstract] [Full Text] [PDF] |
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L. Luthje, C. Unterberg-Buchwald, D. Dajani, D. Vollmann, G. Hasenfuss, and S. Andreas Atrial Overdrive Pacing in Patients with Sleep Apnea with Implanted Pacemaker Am. J. Respir. Crit. Care Med., July 1, 2005; 172(1): 118 - 122. [Abstract] [Full Text] [PDF] |
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E. Skobel, C. Norra, A. Sinha, C. Breuer, P. Hanrath, and C. Stellbrink Impact of sleep-related breathing disorders on health-related quality of life in patients with chronic heart failure Eur J Heart Fail, June 1, 2005; 7(4): 505 - 511. [Abstract] [Full Text] [PDF] |
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F. Series, R. J. Kimoff, D. Morrison, M. H. Leblanc, M. Smilovitch, J. Howlett, A. G. Logan, J. S. Floras, and T. D. Bradley Prospective Evaluation of Nocturnal Oximetry for Detection of Sleep-Related Breathing Disturbances in Patients With Chronic Heart Failure Chest, May 1, 2005; 127(5): 1507 - 1514. [Abstract] [Full Text] [PDF] |
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D. Kaye and M. Esler Sympathetic neuronal regulation of the heart in aging and heart failure Cardiovasc Res, May 1, 2005; 66(2): 256 - 264. [Abstract] [Full Text] [PDF] |
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J-L. Pepin, P. Defaye, S. Garrigue, Y. Poezevara, and P. Levy Overdrive atrial pacing does not improve obstructive sleep apnoea syndrome Eur. Respir. J., February 1, 2005; 25(2): 343 - 347. [Abstract] [Full Text] [PDF] |
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C. M. Ryan and T. D. Bradley Periodicity of Obstructive Sleep Apnea in Patients With and Without Heart Failure Chest, February 1, 2005; 127(2): 536 - 542. [Abstract] [Full Text] [PDF] |
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P. Bordier, S. Garrigue, S. Reuter, P. Bordachar, and J. Clementy Death During Polysomnography of a Patient With Cheyne-Stokes Respiration, Respiratory Acidosis, and Chronic Heart Failure Chest, November 1, 2004; 126(5): 1698 - 1700. [Abstract] [Full Text] [PDF] |
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A. Mortara, G. D. Pinna, P. Johnson, H. Dargie, M. T. La Rovere, P. Ponikowski, L. Tavazzi, P. Sleight, and on behalf of HHH Investigators A multi-country randomised trial of the role of a new telemonitoring system in CHF: the HHH study (Home or Hospital in Heart Failure). Rational, study design and protocol Eur. Heart J. Suppl., November 1, 2004; 6(suppl_F): F99 - F102. [Abstract] [Full Text] [PDF] |
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S. Andreas, H. Reiter, L. Luthje, A. Delekat, R. W. Grunewald, G. Hasenfuss, and V. K. Somers Differential Effects of Theophylline on Sympathetic Excitation, Hemodynamics, and Breathing in Congestive Heart Failure Circulation, October 12, 2004; 110(15): 2157 - 2162. [Abstract] [Full Text] [PDF] |
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E. Quintana-Gallego, M. Villa-Gil, C. Carmona-Bernal, G. Botebol-Benhamou, A. Martinez-Martinez, A. Sanchez-Armengol, J. Polo-Padillo, and F. Capote Home respiratory polygraphy for diagnosis of sleep-disordered breathing in heart failure Eur. Respir. J., September 1, 2004; 24(3): 443 - 448. [Abstract] [Full Text] [PDF] |
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A.-M. Sinha, E. C. Skobel, O.-A. Breithardt, C. Norra, K. U. Markus, C. Breuer, P. Hanrath, and C. Stellbrink Cardiac resynchronization therapy improves central sleep apnea and Cheyne-Stokes respiration in patients with chronic heart failure J. Am. Coll. Cardiol., July 7, 2004; 44(1): 68 - 71. [Abstract] [Full Text] [PDF] |
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A. Tulaimat, B. Mokhlesi, D. Stevens, M. D. Weinstein, T. D. Bradley, J. S. Floras, and K. Usui Continuous Positive Airway Pressure in Patients with Heart Failure N. Engl. J. Med., July 3, 2003; 349(1): 93 - 95. [Full Text] [PDF] |
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