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Circulation. 2002;106:2734-2740
doi: 10.1161/01.CIR.0000038982.49640.70
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Right arrow Catheter-based coronary interventions: stents

(Circulation. 2002;106:2734.)
© 2002 American Heart Association, Inc.


Special Review

Coated Stents for the Prevention of Restenosis: Part I

Mohan N. Babapulle, MD; Mark J. Eisenberg, MD, MPH

From the Division of Cardiology, Montreal General Hospital/McGill University (M.N.B.), and the Divisions of Cardiology and Clinical Epidemiology, Jewish General Hospital/McGill University (M.J.E.), Montreal, Quebec, Canada.

Correspondence to Mark J. Eisenberg, MD, MPH, Associate Professor of Medicine, Divisions of Cardiology and Clinical Epidemiology, Jewish General Hospital/McGill University, 3755 Cote-St-Catherine Rd, Suite A-118, Montreal, Quebec H3T 1E2, Canada. E-mail marke{at}epid.jgh.mcgill.ca


Key Words: restenosis • stents • drugs

Over the past decade, the use of endoluminal metallic stents has become common practice during percutaneous coronary intervention (PCI), especially after clinical trials showed evidence of decreased restenosis rates when compared with balloon angioplasty alone.13 Although stents significantly reduce restenosis when compared with balloon angioplasty, restenosis rates in patients who receive stents are still 20% to 40% at 6 months.16 Recently, the concept of using stents coated with agents that could potentially inhibit neointimal hyperplasia has emerged. These agents include biocompatible materials, anticoagulants, corticosteroids, and antimitotic agents. This 2-part article reviews animal studies, human observational studies, and results from randomized clinical trials investigating coated stents. Part I discusses the pathophysiology of in-stent restenosis, as well as animal studies investigating coated stents. Part II discusses human studies investigating coated stents.

Pathophysiology of In-Stent Restenosis

In-stent restenosis is primarily due to neointimal hyperplasia.713 Vessel injury by an angioplasty balloon or stent struts leads to the activation of platelets and mural thrombus formation.1316 The presence of vascular injury, mural thrombus, and a metallic foreign body activates circulating neutrophils and tissue macrophages.12,13,17,18 These cellular elements release cytokines and growth factors that activate smooth muscle cells.1923 Upregulation and expression of genes such as c-myc that regulate cell division ensues, leading to cell proliferation.24,25 Production of matrix metalloproteinases is also upregulated, leading to remodeling of the extracellular matrix, and initiating smooth muscle cell migration.2628 The end result of this cascade of events is the uncontrolled proliferation of smooth muscle cells around the vessel intima and the deposition of extracellular matrix material, which often lead to significant luminal narrowing 3 to 6 months after PCI (Figure 1).



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Figure 1. Segment of a human right coronary artery with restenosis 5 months after stenting. A, Gross aspect of a cross section shows almost total occlusion caused by excessive neointimal proliferation. B and C, Exuberant neointimal formation around the stent. The sites of stent struts are indicated by arrowheads. D and E, Extensive accumulation of smooth muscle cells around the stent struts (arrowheads), with scattered macrophages and numerous microvessels in the deeper layers of the neointima. AS indicates preexisting atherosclerotic plaque; PTCA, percutaneous transluminal coronary angioplasty. Magnification x18 (B), x62 (C), and x132 (D and E). Reprinted with permission from Komatsu et al.13

Coated Stents

The systemic administration of a variety of agents has not had a significant impact on post-PCI restenosis rates.2934 Although there is some evidence that controlling mural thrombus formation may decrease neointimal hyperplasia,3537 antiplatelet agents have not reliably resulted in reductions in restenosis rates in clinical trials.29,30 Similarly, the systemic administration of corticosteroids aimed at controlling the inflammatory process has not shown decreased restenosis rates.31 The lack of effect of systemically administered agents may be due to inadequate drug concentrations at the site of stent insertion. The limited success of these agents in decreasing rates of in-stent restenosis, coupled with side effects, prompted the development of coated stents.

Stent coatings can be divided into 2 categories, biocompatible materials and drug-eluting coatings (Table 1). Biocompatible materials currently under investigation are thought to be less thrombogenic and inflammatory, and are thereby potentially able to reduce neointimal hyperplasia. These materials include inert coatings such as carbon, gold, and silicon carbide. Phosphorylcholine, a neutrally charged phospholipid polymer found on animal plasma membranes, has also generated much interest with regard to its biocompatibility.


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TABLE 1. Substances That Have Been Examined as Stent Coatings

The drug-eluting coatings contain agents that inhibit thrombus formation (eg, heparin), inflammation (eg, dexamethasone), and cellular proliferation (eg, sirolimus and paclitaxel). These agents are often blended with synthetic polymers that act as drug reservoirs and elute the active agent over a period of several weeks or months.3841 Unfortunately, many of these synthetic polymers induce an exaggerated inflammatory response and neointimal hyperplasia in animal models.4244 The biocompatibility of specific polymer-coated stents has been reviewed elsewhere.45,46 Drug-eluting stents offer theoretical advantages over systemic pharmacotherapy, such as higher drug concentrations at the site of stent deployment and minimal systemic side effects.

Animal Studies

The most widely used animal model of in-stent restenosis is the porcine coronary artery overstretch injury model. Porcine coronary arteries have a structure and physiology similar to human coronary arteries, and maximal neointimal hyperplasia is induced in pigs by 4 weeks after overstretch injury by an angioplasty balloon or coronary stent.47,48 The amount of neointimal hyperplasia induced in this animal model is closely linked to the degree of injury sustained by the vessel wall. Therefore, most studies investigating the effect of an experimental agent at inhibiting post-PCI restenosis in the porcine model have attempted to cause a similar degree of vessel injury between the experimental and control groups to avoid possible confounding. Another commonly studied animal model of in-stent restenosis is the rabbit iliac artery model. In this model, rabbits are fed a hypercholesterolemic diet for several weeks before endothelial injury by an angioplasty balloon, inducing pathological changes similar to those observed in human coronary arteries after stent implantation.49 Experimental animal models of restenosis have been reviewed in detail elsewhere.50,51

Stents Coated With Biocompatible Materials
De Scheerder and colleagues52 published the only animal study on the biocompatibility of a carbon-coated stent. The coating was a diamond-like carbon coating (Dylyn, Bekaert) and a Dylyn coating covered by a hydrocarbon film. These investigators reported a trend toward decreased restenosis and neointimal hyperplasia at 6 weeks with the 2 types of coated stents implanted in porcine coronary arteries, although the differences were too small to reach statistical significance (Table 2). There are no published animal studies evaluating stents coated with other inert materials, such as gold and silicon carbide.


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TABLE 2. Animal Studies Investigating Stents Coated With Biocompatible Materials, Anticoagulants, and Corticosteroids

Attention has also focused on phosphorylcholine, a neutral phospholipid found on animal cell membranes. This biopolymer is thought to be an extremely biocompatible material based on in vitro and in vivo studies in animals.53 Metal stents coated with phosphorylcholine are well tolerated in porcine coronary arteries, but do not seem to inhibit neointimal hyperplasia.54,55 This polymer is also capable of acting as a drug reservoir for programmed elution of a second agent.

Stents Coated With Anticoagulants
Initial animal studies examined stents coated with anticoagulants such as heparin and hirudin. These studies assessed the effects of these drugs on subacute thrombus formation and whether these effects lead to reductions in neointimal hyperplasia.5659 The studies reported possible beneficial effects on subacute thrombus formation, but variable reductions in neointimal hyperplasia were reported when histomorphometric analyses were done at 4 to 12 weeks after stent implantation. A study by Matsumoto et al60 using stents coated with multiple layers of releasable heparin showed less neointimal hyperplasia within the heparin-coated stents compared with uncoated controls (Table 2). This finding raises the possibility of a dose-dependent inhibition of neointimal hyperplasia by heparin, although these results have not yet been duplicated.

Stents Coated With Corticosteroids and Antimitotic Agents
Several groups have examined whether stents coated with corticosteroids inhibit neointimal hyperplasia in animals. Although dexamethasone-coated stents reduced the inflammatory reaction induced by a synthetic polymer, the effect on neointimal hyperplasia was minimal in 2 studies in pigs.61,62 In contrast, De Scheerder and colleagues63 reported that methylprednisolone-coated stents had an inhibitory effect on polymer-induced inflammation and restenosis at 6 weeks compared with controls. Overall, the results of animal studies investigating corticosteroid-coated stents and their effect on neointimal hyperplasia have been unimpressive (Table 2).

The equivocal results with corticosteroid-coated stents in inhibiting neointimal proliferation led several investigators to evaluate the efficacy of stent-based delivery of other antimitotic agents. Paclitaxel inhibits microtubule depolymerization, and thereby has potent effects on cell division and migration.64 Encouraging results have been reported in several animal studies investigating paclitaxel-coated stents. These studies have demonstrated reductions of neointimal hyperplasia of up to 60% when compared with controls in the rabbit iliac artery and porcine coronary artery models.6568 The inhibitory effect appears to be dose-dependent (Figures 2 and 3) and was sustained up to 6 months in one study (Table 3). Farb et al,68 however. reported a tendency toward incomplete healing and intra-intimal hemorrhage in higher-dose paclitaxel groups. The authors also reported that inhibition of neointimal proliferation was not observed at 3 months.



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Figure 2. Four-week follow-up angiograms of stented porcine coronary arteries. A, No paclitaxel (control); B, intermediate-dose paclitaxel (15 µg/stent); and C, high-dose paclitaxel (187 µg/stent). Arrows show approximate midpoint of stent. Reprinted with permission from Heldman et al.66


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TABLE 3. Animal Studies Investigating Stents Coated With Antimitotic Agents



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Figure 3. Photomicrographs of stented porcine arteries (magnification x40). A, No paclitaxel (control); B, low-dose paclitaxel (0.2 µg/stent); C, intermediate-dose paclitaxel (15 µg/stent); and D, high-dose paclitaxel (187 µg/stent). Black material partially filling lumen in A is barium gelatin dye contrast medium. Solid and open arrows indicate boundaries formed by internal and external elastic laminae, respectively. L indicates lumen; N, neointima; M, tunica media; and A, tunica adventitia. Reprinted with permission from Heldman et al.66

Sirolimus (rapamycin) is a macrolide antibiotic with potent antiproliferative effects on vascular smooth muscle cells.69,70 Suzuki et al71 investigated the efficacy of this agent at inhibiting neointimal hyperplasia in the porcine model. Stents coated with a polymer containing sirolimus, dexamethasone, or a combination of sirolimus and dexamethasone along with uncoated controls were inserted in the major coronary arteries of 16 pigs after overstretch injury. Histological analysis and quantitative coronary angiography (QCA) at 28 days revealed highly significant reductions in inflammation, neointimal area, and percent area stenosis between sirolimus-coated stents and uncoated controls (Table 3). There was no difference in the above variables between the stents coated only with dexamethasone and the controls. Klugherz et al72 also demonstrated inhibition of neointimal hyperplasia by sirolimus-coated stents in rabbits. This inhibition appeared to be dose-dependent (Table 3). These studies show that sirolimus causes a short-term reduction in neointimal hyperplasia in animal models, although it is not clear if this reduction is sustained over a longer period.

Some novel antiproliferative agents aimed at reducing neointimal hyperplasia have also been investigated in animal models. Angiopeptin is a synthetic somatostatin analogue with antiproliferative effects on vascular smooth muscle cells, although its exact mechanism of action is unclear.73,74 De Scheerder et al75 studied the effects of angiopeptin loaded onto stents coated with polyorganophosphazene, a polymer known to induce an exaggerated inflammatory and proliferative response. At 6 weeks, a significant difference in the minimum luminal diameter and neointimal area between angiopeptin-treated arteries and untreated controls was noted in this model of accelerated restenosis in porcine coronary arteries. In contrast, Armstrong et al76 did not report a reduction in neointimal growth when angiopeptin was eluted by stents coated with phosphorylcholine, a polymer thought to be more biocompatible than polyorganophosphazene. A second novel antiproliferative agent that has been investigated is ST638, a specific inhibitor of intracellular tyrosine kinase enzymes that mediate smooth muscle cell migration and proliferation.77 Three weeks after successfully deploying stents coated with ST638 in porcine coronary arteries, Yamawaki et al78 observed that there was significantly less luminal narrowing and neointimal proliferation on histological analysis. Although the results with angiopeptin and ST638 are encouraging, they have not yet been duplicated in animals or humans.

In summary, animal studies investigating coated stents have shown variable results. Stents coated with diamond-like carbon have not shown an inhibitory effect on restenosis. Although phosphorylcholine-coated stents do not seem to inhibit neointimal hyperplasia, they are well tolerated in vivo and have drug-eluting potential. Animal studies have also demonstrated encouraging results with respect to the efficacy of stent-based drug delivery. Stents coated with heparin do not appear to have a major effect on neointimal hyperplasia. Stents coated with corticosteroids may have an effect on the inflammatory response, but do not exhibit a significant antiproliferative effect. Stents eluting antimitotic agents such as paclitaxel and sirolimus show the most promise, with significant inhibitory effects on neointimal hyperplasia.

Acknowledgments

Dr Eisenberg is a Clinician-Scientist of the Quebec Foundation for Health Research.

Footnotes

This is Part I of a 2-part article. Part II will appear in the November 26, 2002 issue of Circulation (Circulation. 2002;106:2859–2866).

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