(Circulation. 2001;103:532.)
© 2001 American Heart Association, Inc.
Clinical Investigation and Reports |
From Lenox Hill Heart and Vascular Institute, New York, NY (G.S.R., G.N., S.S.I., J.J.V., N. Al-M.); Division of Cardiovascular Disease, Department of Medicine and Department of Neurology, University of Alabama at Birmingham, Birmingham (M.W.L., C.G.); Cleveland Clinic, Cleveland, Ohio (J.Y.); and Brigham and Womens Hospital, Boston, Mass (R.E.K.).
Correspondence to Gary S. Roubin, MD, PhD, Director, Endovascular Therapy, Lenox Hill Heart and Vascular Institute, 130 E 77th St, New York, NY 10021. E-mail 110775.2410{at}compuserve.com
| Abstract |
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Methods and
ResultsThis study followed 528 consecutive
patients (604 hemispheres/arteries) undergoing carotid stenting. There
was a 0.6% (n=3) fatal stroke rate and 1% (n=5) nonstroke death rate
at 30 days. The major stroke rate was 1% (n=6), and the minor stroke
rate was 4.8% (n=29). The overall 30-day stroke and death rate was
7.4% (n=43). Over the 5-year study period, the 30-day minor stroke
rate improved from 7.1% (n=7) for the first year to 3.1% (n=5) for
the fifth year (P<0.05 for
trend). The best predictor of 30-day stroke and death was age
80
years. After the 30-day period, the incidence of fatal and nonfatal
stroke was 3.2% (n=31). On Kaplan-Meier analysis, the 3-year freedom
from ipsilateral or fatal stroke was
92±1%.
ConclusionsExperience from a single group of operators demonstrates that carotid stenting can be performed with an acceptable 30-day complication rate. Late follow-up also demonstrates a low rate of fatal and nonfatal stroke. These results suggest that carotid stenting may be comparable to carotid endarterectomy, and it underscores the clinical equipoise and premise for the National Institute of Healthsupported, randomized Carotid Revascularization Endarterectomy Versus Stent Trial comparing carotid stenting with carotid endarterectomy.
Key Words: stents stenosis stroke
| Introduction |
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| Methods |
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Patients were required to have either symptomatic (
50%
diameter) or asymptomatic (
60% diameter) stenosis of the carotid
artery. "NASCET ineligible" patients were defined as those
symptomatic patients who were ineligible for enrollment according to
the exclusion criteria of the North American Symptomatic Carotid
Endarterectomy Trial (NASCET; >79 years of age, prior CEA, atrial
fibrillation, etc).20
Patients were excluded if they had a major neurological deficit or any
other illness impeding informed consent, severe renal insufficiency
(serum creatinine >3.0 mg/dL), or peripheral vascular disease
precluding femoral artery access. Over the study period, selection
criteria and techniques were modified as immediate outcomes were
analyzed. Patients with severe diffuse atherosclerosis of the CCA,
chronic total occlusions, and long preocclusive lesions ("string
sign" lesions) were excluded. All patients were studied under
Institutional Review Boardapproved protocols at the above
institutions, and all patients gave written informed consent to
participate. The risks and benefits of CS were explained. The operator
informed patients that they were undergoing an investigational
procedure, told them about the proven efficacy of CEA in randomized
trials, and offered them this treatment as an
alternative.
CS Technique
Preprocedural Protocol
Patients were referred to our institutions after a
carotid stenosis was suspected on screening. A CT scan or MRI of the
brain was performed to establish a baseline. All patients were
premedicated with aspirin 325 mg BID and a thienopyridine derivative
(ticlopidine 250 mg BID or clopidogrel 150 mg BID) for 2 days before
the procedure. Patients had a history, an examination, and laboratory
investigations performed. An NIH Stroke Scale was performed before and
within 24 hours after the procedure by a board-certified
neurologist.
Angiography and CS Technique
No sedation was given before or throughout the
procedure. Neurological assessment was performed at predetermined
intervals throughout the procedure. Hemodynamics and oxygen saturation
were continuously monitored. Nitroglycerin, atropine, metaraminol, and
dopamine were administered as required to manage hypertension,
bradycardia, and hypotension.
Cervical-cerebral angiography was performed according to standard techniques. Intracranial views determined the patency of the circle of Willis. This allowed us to anticipate those patients who had a contralateral occlusion and/or an "isolated hemispheric blood supply" and therefore may not tolerate carotid artery occlusion. The principles of CS have been described.21 Patients were usually discharged the next day after examination by a neurologist and were prescribed ticlopidine or clopidogrel and aspirin 325 mg BID for 4 weeks and aspirin thereafter for the rest of their lives.
Data Collection and Patient Follow-Up
Quantitative carotid angiography was performed on all
arteries before and after stenting. Diameter stenosis was determined
according to NASCET
criteria.20
Clinical follow-up (mean±SD, 17±12 months) was available on 518 (99.6%) of the 520 patients who survived the periprocedural period. Follow-up phone interviews were conducted at 1 month and at 6-month intervals thereafter by a dedicated research coordinator. Patients were instructed to notify the coordinator if symptoms suggestive of a neurological event occurred. When a neurological event occurred, CT of the head was performed, and the physician was contacted to accurately document the episode. Hospital discharge diagnoses were also reviewed to adjudicate events. When a death occurred, the cause of death was obtained from the death certificate or postmortem.
A board-certified neurologist performed an NIH Stroke Scale
24 hours after the procedure. A transient ischemic attack was
defined as a focal retinal or hemispheric event from which the patient
made complete recovery within 24 hours. A minor nonfatal stroke was
defined as a new neurological deficit that either resolved completely
within 30 days or increased the NIH Stroke Scale by
3. A major
nonfatal stroke was defined as a new neurological deficit that
persisted >30 days and increased the NIH Stroke Scale by
4.
Long-term outcomes are reported as neurological events and deaths. A
fatal stroke was defined as death attributed to an ischemic stroke or
intracerebral hemorrhagic stroke and did not include brain tumors or
death resulting from head trauma.
Statistical Analysis
Data are expressed as mean±SD. All probability
values were 2 tailed, and values of
P<0.05 were considered
statistically significant. Comparisons of 30-day outcomes included men
versus women, <80 versus
80 years of age, and symptomatic versus
asymptomatic patients (
2 analysis).
Logistic regression analysis was performed to determine predictors of
30-day stroke and death. A
2 test of
trend was performed on the 30-day death and stroke rates by calendar
year to evaluate differences in outcomes over the study period. Time to
treatment failure was analyzed by Kaplan-Meier methods and a log-rank
statistic for symptomatic versus asymptomatic patients, patients
80
versus patients <80 years of age, and male versus female
patients.
| Results |
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Angiographic and Stenting Results
Two hundred seventy patients had bilateral carotid
artery disease (
50% stenosis), with 61 arteries (10%) having an
occlusion of the contralateral ICA. Seventy-six patient (15%) had
bilateral carotid artery stenting, with 30 being performed in the same
procedure.
The mean stenosis before stenting was 74±14%. Seven arteries were total occlusions. The mean stenosis after stenting was 5±9%. On average, 1.2±0.6 stents were used per vessel, with 424 (70%) being self-expanding and the remainder being balloon-expandable stents. There was significant compromise of the origin of the ECA in 11 arteries that required treatment with angioplasty in the same procedure (not considered separate arteries). There were 12 technically unsuccessful procedures (2%) in which a carotid stent was unable to be delivered: 9 resulting from inadequate guiding sheath placement, 2 from air embolism, and 1 from inability to cross the lesion with a wire. One patient (0.2%) had a minor stroke after an air embolism. One patient (0.2%) had a major ipsilateral nonfatal stroke after a failed attempt to deliver a stent.
Thirty-Day Outcomes
Thirty-day stroke and death rates are listed in
Table 2
. There was 1 periprocedural acute nonQ-wave
myocardial infarction. Symptomatic and asymptomatic patients had
similar 30-day outcomes (8.2% versus 6.3%, respectively;
P=0.47). Male and female
patients also had similar periprocedural complication rates (8.0%
versus 5.9%, respectively;
P=0.4). However, patients
80
years of age had higher rates of major nonfatal stroke compared with
those <80 years old (see
Table 3
).
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Table 4
shows the reduction in periprocedural events over
the 5 years of this study. There was a decreasing trend in the minor
nonfatal stroke rate from the first through the fifth year of the study
(P<0.05 for trend). On
logistic regression analysis, age
80 years (OR, 3.64; 95% CI, 1.7 to
7.69) and a history of hypertension (OR, 3.45; 95% CI, 1.17 to 10.10)
were the only predictors of 30-day events.
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Late Follow-Up
After the 30-day periprocedural period, the incidence
of late fatal and nonfatal stroke was 3.2% (see
Table 5
). In this series, 16 patients (3%) required
repeated angioplasty for restenosis. Two patients (0.3%) required CEA,
1 for a failed attempt at CS and 1 for restenosis. There were 75 late
nonneurological deaths (mainly attributed to cardiac disease and
cancer), and 2 deaths of indeterminate cause.
|
The 3-year freedom from all fatal and nonfatal strokes was
88±2% (mean±SE;
Figure 1A
). Among those who survived the 30-day
periprocedural period, the 3-year freedom from all fatal and nonfatal
strokes was 95±2%;
Figure 1B
). Similarly, the 3-year freedom from all fatal and
ipsilateral nonfatal strokes with and without the inclusion of 30-day
periprocedural period was 92±1% and 99±1%, respectively
(Figure 2
). The 3-year freedom from all fatal and nonfatal
strokes including and excluding 30-day periprocedural period for <80
versus
80 years of age was 90±2% versus 73±4%
(P<0.0001) and 95±2% versus
91±1% (P<0.01), respectively
(Figure 3
). There were no differences in freedom from stroke
between men and women and symptomatic and asymptomatic
patients.
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| Discussion |
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CS is now being performed in many centers around the world with low complication rates.9 10 11 Data from a worldwide registry reported a technical success rate of 98.4%, an overall minor stroke rate of 2.72%, a major stroke rate of 1.49%, and a mortality rate of 0.86%.22 Although techniques vary slightly between operators and centers, these results are concordant with the findings of this study, which suggest that CS can be carried out with acceptable procedural outcomes.
The only randomized study to date, the Carotid and
Vertebral Artery Transluminal Angioplasty Study (CAVATAS), comparing
carotid angioplasty (with bailout stenting in 26%) and CEA,
demonstrated similar periprocedural stroke rates for the 2 groups (10%
and 9.9%, respectively).23
Meaningful comparison of the results of this present study with
complication rates from published CEA studies is limited by differences
in case mix, completeness of neurological evaluation, and
nonstandardized end points. In particular, a large proportion of
symptomatic patients in this study were NASCET
ineligible.20 Nonetheless,
stroke rates after CS appear to be in a range similar to those observed
in randomized trials of CEA for symptomatic patients. In NASCET, the
30-day minor stroke rate was 4.0%, major stroke rate was 1.6%,
mortality rate was 1.2%, and overall stroke and death rate was 6.7%
in patients with symptomatic carotid stenosis (
50% diameter
stenosis) randomized to the CEA
arm.4 The Veterans Affairs
Cooperative Study (VACS) also reported a 6.5% 30-day stroke and death
rate,24 and the European
Carotid Stent Trial (ECST) reported an overall 7.0% major stroke and
death rate in patients with symptomatic carotid
stenosis.2 For asymptomatic
patients, comparison is particularly difficult. The Asymptomatic
Carotid Atherosclerosis Study (ACAS) reported a periprocedural stroke
and death rate of 2.3% in a lower-risk
subset,3 and the asymptomatic
surgical group in VACS suffered a 4.7% permanent stroke and death
rate.25
This study demonstrated that symptomatic patients and asymptomatic patients had similar periprocedural complication rates after CS. The results in asymptomatic patients appear to be higher than that reported in ACAS. However, although criteria for symptom status are the same, differences may exist in other criteria, such as patient age and comorbidity, between the asymptomatic patients in this series and the patients in the CEA trials.3 25 26 In the latter part of the present study, complication rates for symptomatic patients fell within American Heart Association/Society of Vascular Surgery guidelines,27 whereas procedural outcomes for asymptomatic patients exceeded the recommended 3% upper limit based on ACAS results.26 During the last 2 years of the study, asymptomatic patients <80 years of age had a periprocedural complication rate of 3.5%. Again, these results cannot be directly compared with results of CEA. Whether future technical improvements, such as the use of distal-protection devices10 during stenting, will improve periprocedural outcomes for both asymptomatic and symptomatic patients remains to be determined. The potential advantages of CS over CEA include avoidance of neck wound complications and cranial nerve palsies and a reduction in periprocedural myocardial infarction. In the present study, 1 patient (0.2%) experienced a myocardial infarction. In contrast, the NASCET study reported a 3.9% myocardial infarction rate, an 8.9% wound complication rate, and a 7.6% cranial nerve palsy rate.20
Long-term survival curves in the symptomatic patients in this present series demonstrate an 11% fatal and nonfatal stroke rate estimated at 3 years. In CAVATAS, in which 96% of patients were symptomatic, the 3-year freedom from ipsilateral stroke and death was similar between the angioplasty and CEA groups.23 NASCET, on the other hand, reported a 15.8% 2-year any stroke or death rate and an 8.0% major stroke or death rate.
Long-term survival curves in the asymptomatic group in this study demonstrated a 14% fatal and nonfatal stroke rate at 3 years. In asymptomatic patients, ACAS reported a 5-year stroke or death rate of 20.7%. Moreover, in this study, symptom status was not a predictor of periprocedural or late neurological events. Of importance, the need for repeated intervention was low in this cohort. This is consistent with the low angiographic restenosis rates reported by our group and that of others.8 10 11
Similar periprocedural and late outcomes were observed for men and women in this study. This is in contrast to randomized and observational reports of CEA, which have consistently demonstrated poorer outcomes for women.2 3 4 28 Much of the sex difference can be attributed to the higher periprocedural complication rate rendering the long-term risk benefit ratio not in favor of surgical treatment for females. Perhaps CS may eliminate this sex dimorphism commonly observed in cardiovascular disease.
This study included patients who were
80 years of age. Age
80 years was a predictor of periprocedural events and late stroke. No
comparison from randomized CEA trials can be made because age
80
years was one of the exclusion
criteria.2 3 29
Observational data reported for CEA, however, concur with our results
and demonstrate an increased risk of stroke for patients >75 years of
age.30 The use of distal
protection devices may improve periprocedural outcomes in this
high-risk
group.10 31 Since
this analysis was completed, we have performed CS in patients
80
years of age only with the aid of distal neuroprotection
devices.
Study Limitations
This prospective study cannot be comparable to reported
trials and series of CEA because of confounding factors that may make
patients at higher or lower risk. This will ultimately be tested in
randomized trials. In this study, stroke rate was calculated using the
number of hemispheres/arteries treated, rather than the number of
patients, as the denominator. Although this is a departure from the
conventional method of reporting strokes in trials of CEA, it may be a
more accurate reflection of outcomes from this procedure. Seventy-six
patients had bilateral stenting, with the potential for bilateral
neurological complications to occur. This is in contrast to CEA trials
in which patients were usually excluded if a bilateral procedure was
required, thereby reducing the possibility of bilateral neurological
events.3 20 We
have, however, shown both methods for calculating periprocedural events
in
Table 2
. Similarly, Kaplan-Meier survival curves were
analyzed in terms of fatal and nonfatal strokes rather than strokes and
all-cause deaths as reported in trials of CEA. Selection criteria in
these trials typically precluded patients with any serious illness
deemed to be life
limiting.3 20 32
The present study did not exclude patients with other life-threatening
diseases, such as cancer, lung disease, and coronary ischemia.
Therefore, long-term survival analyses in terms of all-cause deaths may
reflect the level of comorbidity of the study population more than
efficacy of this technique.
Conclusions
This large cohort of patients undergoing CS
demonstrates acceptable 30-day periprocedural complications and a low
incidence of late stroke. These results underscore the need to validate
this less invasive procedure against CEA, the current "gold
standard," surgically proven treatment for carotid artery disease.
The National Institute of Neurological Disorders and Strokesponsored,
multicenter, randomized CREST study will begin recruitment of patients
at the end of 2000. The immediate and late results from the present
study support the "clinical equipoise" necessary to begin
randomization.
| Acknowledgments |
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| Footnotes |
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Received July 24, 2000; revision received September 7, 2000; accepted September 13, 2000.
| References |
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