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Circulation. 2001;103:1828-1831

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(Circulation. 2001;103:1828.)
© 2001 American Heart Association, Inc.


Brief Rapid Communication

Intravascular Sonotherapy Decreases Neointimal Hyperplasia After Stent Implantation in Swine

Peter J. Fitzgerald, MD, PhD; Atsushi Takagi, MD; M. Pauliina Moore, MD, PhD; Motoya Hayase, MD; Frank D. Kolodgie, MS; Doug Corl, PhD; Menahem Nassi, PhD; Renu Virmani, MD, PhD; Paul G. Yock, MD

From the Division of Cardiovascular Medicine, Stanford University Medical Center, Stanford, Calif (P.J.F., A.T., M.H., P.G.Y.); PharmaSonics Inc, Sunnyvale, Calif (M.P.M., F.D.K., D.C., M.N.); and the Armed Forces Institute of Pathology, Washington, DC (R.V.).


*    Abstract
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Background—Intimal hyperplasia and subsequent in-stent restenosis remain a major limitation after stent implantation. In vitro cell culture studies show that low-frequency, noncavitational ultrasound energy may impact smooth muscle cell proliferation. Accordingly, we assessed the efficacy of intravascular sonotherapy treatment on intimal hyperplasia in a swine stent model.

Methods and Results—After balloon injury, biliary stents (Johnson & Johnson) were implanted in the femoral arteries of 14 swine. A total of 48 stented sites were randomized to sonotherapy or sham treatment using a custom-built, 8-French catheter intravascular sonotherapy system (URX, PharmaSonics Inc). After stent deployment, ultrasound energy (700 KHz) was applied to the treatment group for up to 5 minutes. Smooth muscle cell proliferation was assessed using bromodeoxyuridine histology preparation (BrdU) at 7 days in 28 stented sites. At 28 days, the neointimal thickness and the ratio of neointimal/stent area (percent stenosis) was calculated by histomorphometric quantification in 20 stented sites. At 7 days, percent of BrdU staining was significantly reduced in the sonotherapy group compared with the sham group (24.1±7.0% versus 31.2±3.0%, P<0.05). At 28 days, percent stenosis was significantly less in the sonotherapy group than in the sham group (36±24% versus 44±27%, P<0.05), and the mean neointimal thickness in the sonotherapy group was less than in the sham group (417±461 µm versus 643±869 µm, P=0.06).

Conclusions—In this swine peripheral model, intravascular sonotherapy seemed to decelerate cellular proliferation and decrease in-stent hyperplasia. Therefore, intravascular sonotherapy may be an effective form of nonionizing energy to reduce in-stent restenosis.


Key Words: ultrasonics • stents • restenosis • hyperplasia


*    Introduction
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In-stent restenosis remains a significant limitation after both coronary and peripheral stent implantation.1 2 Clinical and histological studies have characterized the mechanism of in-stent restenosis as intimal hyperplasia initiated by the proliferation of smooth muscle cells (SMCs) in response to acute injury.3 4

Studies dating back to the mid-1970s have demonstrated that ultrasound can reduce mammalian cell viability.5 In the past decade, investigators have reported that high-energy cavitational/mechanical ultrasound is capable of inhibiting both in vitro SMC migration and adhesion.6 7 More recently, a study by Lawrie and colleagues8 showed that noncavitational ultrasound energy can directly reduce SMC proliferation in culture, suggesting the potential of ultrasound therapy in vivo to limit neointimal growth after stenting.

We report a newly developed, catheter-based intravascular sonotherapy (IST) system designed to deliver therapeutic ultrasound energy to a stented segment. This study represents the first in vivo testing of this system for reducing neotintimal proliferation using a swine stent injury model.


*    Methods
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Animal Preparation and Stent Implantation
Fourteen domestic swine were fed a normal diet. Aspirin (325 mg) was given 1 day before stent implantation, and it was continued through the follow-up period. Each animal was anesthetized with Telazole 8 mg/kg IM and maintained with isoflurane. Under fluoroscopic guidance, a 10-F sheath was inserted from the carotid artery into the iliac artery.

After the administration of heparin (200 U/kg) and nitroglycerin (200 µg), angiography was performed to identify the femoral arteries for stent implantation. Two target segments per femoral artery were identified as potential experimental stent sites. Of the possible 56 sites, 48 were chosen as suitable for stent therapy. Four segments contained multiple branches, 2 segments had severe spasm, and 2 dissected after wire placement. Intravascular ultrasound was performed on these experimental segments using a 3.2-F imaging system with a 30-MHz transducer (Ultra, BSC/CVIS). On the basis of the ultrasound measurements of vessel diameter, an oversized balloon (balloon/vessel ratio, 1.3 to 1.5) was selected. After balloon injury at 15 atm, a 20-mm biliary stent (Johnson & Johnson) was implanted. A total of 28 arterial sites were evaluated for the degree of cellular proliferation by histological assessment at 7 days. Another 20 arterial sites underwent histomorphometric analysis at 28 days. This study protocol was approved by the Institutional Laboratory Animal Committee at Stanford University Medical Center.

IST
An 8-F, over-the-wire catheter system (URX, PharmaSonics Inc) was developed. It incorporated a cylindrical ultrasonic transducer that was 8 mm in length and that operated in pulsed mode at a center frequency of 700 KHz (Figure 1ADown). This provides a mechanical index (ratio of peak rare fractional pressure to the square root of frequency: an indicator of the likelihood in producing cavitation) of 3.9



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Figure 1. A, 8-F, over-the-wire sonotherapy catheter system with a transducer length of 8 mm; in this study, system delivered ultrasonic energy at a frequency of 700 KHz. B, Percentage of BrdU-labeled cells (%BrdU) in intima at 7 days in IST-treated and sham-treated (SHT) groups.

After additional nitroglycerin (200 µg), target segments were exposed to IST for 120 s for the cell proliferation study (n=28), and for 120 s for the intimal growth study (n=20). For the sham-treated group, the same catheter was placed within the target segments for the same dwell times, without transducer activation.

Pathological Studies
Assessment of SMC Proliferation
To assess the proportion of proliferating SMCs in the treated segments, 6 pigs were killed on day 7 after the intravenous administration of 30 mg/kg 5-bromo-2-deoxyuridine (BrdU; Sigma Chemical) 1 day before. A total of 28 treated vessels, 17 IST and 11 sham, were rapidly excised and fixed with formalin at a pressure of 100 cm H2O for 15 minutes. Vessels were embedded and sectioned with a diamond saw and stained with hematoxylin and eosin. Using an antibody technique, cells incorporating BrdU were identified histologically. The percent of BrdU-labeled cells in the intima was determined by averaging the score of 3 cross-sections within the treated segment by a pathologist (R.V.) who was blinded to treatment category.

Assessment of Intimal Growth
At 28 days, 20 vessels, including 10 IST and 10 sham-treated segments, were excised and prepared in the manner described above. Three cross-sections per stent at the mid, distal, and proximal portions of the artery were analyzed using histomorphometric techniques by the pathologist, who was blinded to the treatment group. Histological images were digitized via a frame grabber with 8 bit resolution. Lumen area and stent area were measured. The neointimal/stent area (percent stenosis) was calculated as [(stent area-lumen area)x100]/stent area. The mean intimal thickness for each slice was determined by averaging 8 (45-degree interval) radial lines originating from the lumen center that were drawn to intersect the intimal and each stent border.

Statistical Analysis
Data are given as mean±SD. Student’s t test was used to compare parameters between the groups, and P<0.05 was considered statistically significant.


*    Results
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Baseline Characteristics
There were no significant differences between the IST group and the sham-treated group with respect to procedural characteristics (TableDown). In both IST and sham groups, ultrasound delivery was performed without any significant vascular complications. One vessel in the IST group and one in the sham group had transient spasm associated with catheter passage, which was relieved by nitroglycerine.


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Table 1. Baseline Characteristics for Swine Femoral Artery Vessel Wall Injury in Cell Proliferation Study at 7 days and in Intimal Hyperplasia Study at 28 days

BrdU Analysis (7 Days)
The BrdU preparation demonstrated significantly fewer proliferating cells in the intimal layer for the IST group than in the sham-treated group (24.1±7.0% versus 31.2±3.0%, P=0.02), as summarized in Figure 1BUp.

Histomorphometric Analysis (28 Days)
All stent sites were examined morphometrically at 28 days follow-up. Cross-sections for both sham and IST groups are shown in Figure 2ADown. IST-treated arteries exhibited modest neointimal growth, whereas the sham-treated sites had a relative increase in overall neointimal growth within the target segment that impacted vessel patency (Figure 2BDown). The luminal area was significantly larger in the IST group compared with the sham group (11.5±5.9 versus 9.4±5.8 mm2, P<0.05), resulting in significantly smaller percent stenosis in the IST group compared with the sham-treated group (36±24% versus 44±27%, P<0.05). Mean intimal thickness trended to be smaller in the IST group compared with the sham group (417±461 versus 643±869 µm, P=0.06). No incomplete stent apposition, excess intimal thickening at the stent edges, or intraluminal thrombus was observed in either group.



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Figure 2. A, Histological cross-sections of injury-matched stented sites in same swine. On left, substantial neointimal growth occurred in sham segment. For IST-treated segment on right, a less prominent neointimal response is observed. B, Overall lumen area, percent stenosis, and mean neointimal thickness measurements for IST-treated and sham-treated (SHT) groups at 28 days.


*    Discussion
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In the present study, stents were deployed in an oversized manner to promote neointimal hyperplasia, resulting in significant vessel injury. In the IST arm, percent stenosis was reduced absolutely by 8% (relative reduction, 19%), and mean intimal thickness was reduced by 35%. These results are similar to the magnitude of changes observed with radiation studies in porcine models. Carter et al10 demonstrated a 29% relative reduction in percent stenosis using high-dose radiation, and Waksman et al11 demonstrated a 36% decrease in intimal thickness after brachytherapy compared with control.

The process of restenosis is initiated by tissue injury followed by thrombus formation and growth factor release. The second stage of this cascade is proliferation of SMCs or myofibroblasts in the media and/or adventitia, followed by their accumulation in the intima. Final maturation of neointima is accomplished by extracellular matrix deposition.12 The biomechanical effect of high-intensity ultrasound may in part be explained by acoustic cavitation, which could minimize the release of chemical mediators from local luminal thrombi or neutrophils in the adventitia.13 14 Cavitation may also weaken the intracellular skeleton and/or the actin/myosin-structure in SMCs, resulting in the inhibition of SMC migration and adhesion to intima.6

In the present study, the ultrasonic intensity applied to the vessel wall was below the intensity levels associated with mechanical cavitation. On the basis of the results of BrdU analysis, at these energy levels and contrary to prior cavitation levels used in vitro, there seemed to be a primary effect on cellular proliferation. These in vivo findings are consistent with the recent in vitro observations by Lawrie et al8 in which inhibition of SMC mitosis was seen at this lower intensity ultrasound.

Intravascular ultrasound as an energy source may have several procedural advantages compared with ionizing sources. (1) The delivery of ultrasound does not require shielding in the catheterization laboratory. (2) Catheter-based therapeutic ultrasound used for clot dissolution and plaque ablation has been shown not to damage the normal vessel wall in both animal models and humans.13 15 16 (3) IST seems to cause transient vessel relaxation and may help limit ischemia during the dwell time of the catheter.17 18 (4) Ultrasound has been shown to enhance drug delivery as well as gene transfection,19 20 suggesting it has potential for further augmentation in conjunction with pharmacological approaches.

Limitations
The present study is limited by the relatively small number of stents in each treatment arm and the short-term (28 days) follow-up. It is possible that sonotherapy simply delays the restenotic process or even promotes late tissue growth. Neither of these processes would be detected in this experimental design. The lack of dose-response analysis is another significant limitation of this study. There is no short-term evidence of side effects at the ultrasound doses used, leaving the possibility that higher doses may be more efficacious in reducing neointimal hyperplasia.


*    Conclusions
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These preliminary findings indicate that IST favorably impacts neointimal hyperplasia in a swine stent-injury model. The exact mechanism of the effect of IST on the vessel wall, the optimal ultrasound power, and the duration of administration are not established at this point. Further research and clinical studies of IST are needed to elucidate the mode of action and to test the response in human vessels.


*    Footnotes
 
Reprint requests to Peter J. Fitzgerald, MD, PhD, Center for Research in Cardiovascular Interventions, Stanford University Medical Center, 300 Pasteur Drive, H3554, Stanford, CA 94305.

Drs Fitzgerald and Yock serve as consultants to and are minor stockholders of PharmaSonics Incorporated.

Received June 19, 2000; revision received February 6, 2001; accepted February 8, 2001.


*    References
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up arrowAbstract
up arrowIntroduction
up arrowMethods
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*References
 
1. Fischman DL, Leon MB, Baim DS, et al. A randomized comparison of coronary-stent placement and balloon angioplasty in the treatment of coronary artery disease: Stent Restenosis Study Investigators N Engl J Med. 1994;331:496–501.[Abstract/Free Full Text]

2. Liermann D, Strecker EP, Peters J, The Strecker stent: indications and results in iliac and femoropopliteal arteries. Cardiovasc Interv Radiol. 1992;15:298–305.[Medline] [Order article via Infotrieve]

3. Hoffmann R, Mintz GS, Dussaillant GR, et al. Patterns and mechanisms of in-stent restenosis: a serial intravascular ultrasound study. Circulation. 1996;94:1247–1254.[Abstract/Free Full Text]

4. Kearney M, Pieczek A, Haley L, et al. Histopathology of in-stent restenosis in patients with peripheral artery disease. Circulation. 1997;95:1998–2002.[Abstract/Free Full Text]

5. Kaufman GE, Miller MW, Griffiths TD. Lysis and viability of cultured mammalian cells exposed to 1 MHz ultrasound. Ultrasound Med Biol. 1976;3:21–25.

6. Alter A, Rozenszajn LA, Miller HI, et al. Ultrasound inhibits the adhesion and migration of smooth muscle cells in vitro. Ultrasound Med Biol. 1998;24:711–721.[Medline] [Order article via Infotrieve]

7. Lejbkowicz F, Zwiran M, Salzberg S. The response of normal and malignant cells to ultrasound in vitro. Ultrasound Med Biol. 1993;19:75–82.[Medline] [Order article via Infotrieve]

8. Lawrie A, Brisken AF, Francis SE, et al. Ultrasound enhances reporter gene expression after transfection of vascular cells in vitro. Circulation. 1999;99:2617–2620.[Abstract/Free Full Text]

9. Meltzer RS. Food and Drug Administration ultrasound device regulations: the output display standard, the "mechanical index," and ultrasound safety. J Am Soc Echocardiogr. 1996;9:216–220.[Medline] [Order article via Infotrieve]

10. Carter AJ, Laird JR, Bailey LR, et al. Effects of endovascular radiation from a ß-particle-emitting stent in a porcine coronary restenosis model: a dose-response study. Circulation. 1996;94:2364–2368.[Abstract/Free Full Text]

11. Waksman R, Robinson KA, Crocker IR, et al. Intracoronary radiation before stent implantation inhibits neointima formation in stented porcine coronary arteries. Circulation. 1995;92:1383–1386.[Abstract/Free Full Text]

12. Deuel TF, Bianchi C, Cantley L. Restenosis injury: a problem in regulation of growth. In: Cien KR, ed. Molecular Basis of Cardiovascular Disease. Philadelphia: Saunders; 1999:367–389.

13. Ariani M, Fishbein MC, Chae JS, et al. Dissolution of peripheral arterial thrombi by ultrasound. Circulation. 1991;84:1680–1688.[Abstract/Free Full Text]

14. Barnett SB, Rott HD, ter Haar GR, et al. The sensitivity of biological tissue to ultrasound. Ultrasound Med Biol. 1997;23:805–812.[Medline] [Order article via Infotrieve]

15. Siegel RJ, Gunn J, Ahsan A, et al. Use of therapeutic ultrasound in percutaneous coronary angioplasty: experimental in vitro studies and initial clinical experience. Circulation. 1994;89:1587–1592.[Abstract/Free Full Text]

16. Rosenschein U, Bernstein JJ, DiSegni E, et al. Experimental ultrasonic angioplasty: disruption of atherosclerotic plaques and thrombi in vitro and arterial recanalization in vivo. J Am Coll Cardiol. 1990;15:711–717.[Abstract]

17. Fischell TA, Abbias MA, Grant GW, et al. Ultrasonic energy: Effects on vascular function and integrity. Circulation. 1991;84:1783–1795.[Abstract/Free Full Text]

18. Siegel RJ, Gaines P, Procter A, et al. Clinical demonstration that catheter-delivered ultrasound energy reverses arterial vasoconstriction. J Am Coll Cardiol. 1992;20:7732–7735.

19. Tachibana K. Transdermal delivery of insulin to alloxan-diabetic rabbits by ultrasound exposure. Pharm Res. 1992;9:952–954.[Medline] [Order article via Infotrieve]

20. Bao S, Thrall BD, Miller DL. Transfection of a reporter plasmid into cultured cells by sonoporation in vitro. Ultrasound Med Biol.1997;23:953–959.




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