(Circulation. 1999;100:468-474.)
© 1999 American Heart Association, Inc.
Clinical Investigation and Reports |
From the Department of Cardiothoracic Surgery (T.K.R., L.Y.L., S.R.P., O.W.I.), Division of Pulmonary and Critical Care Medicine (L.Y.L., S.R.P., N.R.H., T.F., R.G.C.), Division of Cardiology (T.A.S., M.P., G.W.B., R.H., M.S., P.D.K., P.M.O., R.T.H., R.B.D., M.R.P.), Weill Medical College of Cornell UniversityNew York Presbyterian Hospital, New York, NY; GenVec, Inc (T.M.G.), Rockville, Md; and Division of Biostatistics (M.L.L.), North Shore University Hospital, Manhasset, NY.
Correspondence to R.G. Crystal, MD, Weill Medical College of Cornell University, New York Presbyterian Hospital, New York, NY 10021. E-mail geneticmedicine{at}mail.med.cornell.edu
| Abstract |
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Methods and ResultsAdGVVEGF121.10 was administered to 21 individuals by direct myocardial injection into an area of reversible ischemia either as an adjunct to conventional coronary artery bypass grafting (group A, n=15) or as sole therapy via a minithoracotomy (group B, n=6). There was no evidence of systemic or cardiac-related adverse events related to vector administration. In both groups, coronary angiography and stress sestamibi scan assessment of wall motion 30 days after therapy suggested improvement in the area of vector administration. All patients reported improvement in angina class after therapy. In group B, in which gene transfer was the only therapy, treadmill exercise assessment suggested improvement in most individuals.
ConclusionsThe data are consistent with the concept that direct myocardial administration of AdGVVEGF121.10 to individuals with clinically significant coronary artery disease appears to be well tolerated, and initiation of phase II evaluation of this therapy is warranted.
Key Words: angiogenesis gene therapy genetics coronary disease ischemia
| Introduction |
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Vascular endothelial growth factor (VEGF), a protein coded by a 7-exon gene localized on chromosome 6, serves as a major angiogen in normal cardiac development.5 The VEGF gene is normally spliced into 4 different forms; of these, VEGF121 (containing 121 amino acids) and VEGF165 (165 amino acids) appear to be the most important. The VEGF proteins function by interacting with specific receptors on endothelial cells, which initiates a cascade of events culminating in endothelial cell migration, proliferation, aggregation into tubelike structures, and networking of the arterial and venous systems.2 5 6 7 8
Gene transfer represents one approach to delivering an angiogen
to the heart in which the cDNA coding for VEGF is delivered to the
myocardium, with the myocardial cells used to secrete the
VEGF.8 9 10 Studies in experimental animals have shown that
replication-deficient, recombinant adenovirus (Ad) gene-transfer
vectors are advantageous for delivery of angiogens like VEGF in that Ad
vectors provide a high transfection efficiency, remain highly
localized, and express VEGF for a period of
1 to 2 weeks, which is
sufficient to induce collateral vessels to relieve the ischemia
but not long enough to evoke abnormal
angiogenesis.8 9 10 11 12 13
Based on experimental animal models demonstrating the development of new blood vessels after in vivo administration of an Ad vector expressing human VEGF121 cDNA, including anatomic and functional correction of ischemia in a pig model of coronary obstruction,8 the present study was directed toward evaluation of the administration of an E1-E3- Ad vector (AdGVVEGF121.10) expressing the 121-amino-acid form of human VEGF to individuals with clinically significant coronary artery disease. The AdGVVEGF121.10 vector was administered directly to an ischemic area of the myocardium as an adjunct to conventional CABG surgery in a region that could not be bypassed (group A) or through a minithoracotomy as sole therapy (group B).
| Methods |
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1
replication-competent Ad for the total dose to be
delivered.15 The vector was titered in plaque-forming
units (pfu)14 and characterized as to particle units (pu)
with the absorbance at 260 nm and the extinction coefficient for Ad
(9.09x10-12 mL ·
particles-1 ·
cm-1).16 Just before use, the
vector was thawed, diluted in a 3% sucrose solution, drawn up as 100
µL in 1-mL-insulin syringes with a 27-gauge needle (Becton
Dickinson), and transported to the operating room.
Study Design
The study, which was approved by the local Institutional Review
Board and the NIH DNA Recombinant Advisory Committee, was
similar for groups A and B and included men and women aged 18 to 85
years with demonstrable reversible left ventricular
ischemia as assessed by dobutamine stress
echocardiography, rest and stress
99mTc-sestamibi nuclear medicine studies, and
exercise tolerance testing. Twenty-four-hour Holter monitoring was used
to exclude individuals with life-threatening arrhythmias. Other
organ-specific inclusion criteria included room air
PO2 >60 mm Hg,
PCO2 <50 mm Hg,
FEV1 >1.2 L, hematocrit >30%, white blood cell
count <10 000, serum urea nitrogen <40 U/L, and
creatinine <2.5 g/dL. Group A (adjunct) had a requirement
for an ejection fraction of
25% and
1 bypassable vessel, with the
vector to be administered in a viable, ischemic region not
amenable to bypass grafting. Group B (sole therapy) had a requirement
of an ejection fraction
30% and included patients in whom CABG could
not be performed due to lack of suitable bypass graft targets.
AdGVVEGF121.10 was administered by direct myocardial injection to both group A and B patients in a myocardial territory, irrespective of size, that demonstrated reversible ischemia by 99mTc-sestamibi perfusion scan with or without adenosine stress. The injections (100 µL/injection; 10 sites/patient; each site 1 to 1.5 cm apart) were administered to a region that extended from normal (bypassed) myocardium into the ischemic (nonbypassed) territory for collateral vessels that would bridge the myocardial territory from a patent inflow vessel to an ischemic territory and in which no continuous patent epicardial vessel was observed by angiography. For group A, once the CABG procedure was completed through a standard median sternotomy, the patient was rewarmed to 36°C, and the vector was administered to the myocardium while the patient was supported by partial bypass. Five dose groups were evaluated (n=3 patients per dose group), with total doses as follows: 4x108, 4x108.5, 4x109, 4x109.5, and 4x1010 pu. For group B (sole-therapy group, n=6), a small (4 to 5 cm) thoracotomy was used to expose the region of the myocardium chosen for vector administration. The vector (total dose 4x109 pu/patient) was then injected by direct visualization in the beating heart into a region of reversible ischemia.
General Safety Parameters
Blood parameters, including aspartate
aminotransferase, alanine aminotransferase, bilirubin (total, direct,
and indirect), alkaline phosphatase, albumin, white blood
count, hemoglobin, hematocrit, platelet count, electrolytes,
creatinine, serum urea nitrogen, lactate dehydrogenase, and
creatine kinase (CK; CK-MB if the total CK was abnormal), were measured
through the perioperative period and at days 14, 21,
and 30 postoperatively.
Anti-Ad5 neutralizing antibody titers were assayed as previously described.17 Plasma levels of VEGF were determined by standard ELISA; the assay detects all forms of human VEGF.8 11 The samples were obtained in citrate tubes (Vacutainer L10278-00 2.7 mL; Becton Dickinson) to avoid contamination with platelet-derived VEGF.18 Nose, throat, urine, and blood samples (before therapy and on days 2, 4, and 7) were evaluated for both E1- Ad vector and wild-type Ad.15
Cardiac-Specific Parameters
The degree of angina (on a scale of 1 to 4) was assessed
preoperatively and 30 days after surgery by use of a questionnaire
describing the Canadian Cardiovascular Society
classification.19 Serial ECG was used to assess myocardial
ischemia, infarction, or arrhythmia. In the adjunct
group, 24-hour Holter monitoring was performed before therapy and at 7
days after therapy.20
Biplanar contrast angiography was performed preoperatively within 2 months of the surgical procedure and at day 30 after therapy. The angiograms were reviewed by 3 interventional cardiologists blinded to treatment group and evaluated in the area of vector administration on the basis of Rentrop score (0 indicates no filling of collateral; 1, partial filling of branches of epicardial vessel; 2, partial filling of epicardial vessel; and 3, complete filling of epicardial vessel)21 and collateral score (number of distinct collateral vessels contributing to the filling of an epicardial vessel in the region of vector administration).8 All studies were read in random sequence, and samples from before and after the study were randomly presented to observers.
A 2-day combined rest-stress 99mTc-sestamibi study to assess myocardial viability was performed preoperatively within 2 weeks of the surgery and at 1 month after surgery. One hour after intravenous administration of 99mTc-sestamibi (25 to 30 mCi), ECG-gated single-photon emission computerized tomography (SPECT) imaging was performed with or without pharmacological stress with adenosine (140 µg · kg-1 · min-1 IV over 6 minutes). Semiquantitative analyses of perfusion were assessed by use of a 20-segment analysis (18 short axis and 2 long axis) in a blinded fashion by 2 nuclear cardiologists and scored in the region of vector administration on a scale of 0 to 4+, where 0 indicates no perfusion, 1 is severe hypoperfusion, 2 is moderate hypoperfusion, 3 is mild hypoperfusion, and 4 is normal perfusion. Using CEqual software (ADAC), we generated "bull's-eye" images for rest scans, stress scans, and their differences ("reversibility" of stress-induced ischemia) quantified as a percentage of the entire myocardium compared with a sex-matched normal database.22
Serial 2D echocardiography was used to determine the presence of pericardial effusion at baseline (within 2 weeks of operative procedure) and on days 2, 4, 7, 14, 21, and 30 postoperatively by a 0 to 3+ scale (0 indicates no effusion, 1 is mild effusion, 2 is moderate effusion, and 3 is large effusion). Regional wall motion at rest was assessed in the region of vector administration at baseline and on day 30 by an observer blinded to treatment groups, using a scale from 0 to 4+, where 0 indicates dyskinesis/akinesis, 1 is severe hypokinesis, 2 is moderate hypokinesis, 3 is mild hypokinesis, and 4 is normal.
Exercise tolerance testing was performed preoperatively and at day 30 according to a modified Bruce protocol.23 Peak heart rate, peak heart ratexpeak systolic blood pressure, and ST-segment/heart rate (ST/HR) slope (from peak exercise regression of ST depression expressed as a positive value referenced to heart rate) were determined.23
Statistical Analyses
Given that this is a phase I clinical trial, the number of
patients at each dose in group A (n=3) and the total number of patients
in group B (n=6) are too few to provide sufficient statistical power to
discriminate within the variability of the various
parameters that were assessed. Therefore, lack of
statistical significance may not necessarily be interpreted as "no
difference." The results are presented without formal error
estimates and in the context of trends suggested by the data.
| Results |
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Vector Administration
In group A, the region of injection was in the distribution of the
left anterior descending (LAD) or circumflex coronary artery in
the majority of patients, with the remainder in other sites (Table 1
). One individual in group A (A10, vector dose
4x109.5 pu) underwent cardiopulmonary
bypass, but no bypass graft was placed because of the severity of
distal disease as assessed intraoperatively. In group B, 5 of 6
individuals were injected in either the LAD or circumflex territories.
The average time required for injection was 3.9 minutes in group A and
6.0 minutes in group B; the time was longer in group B because of
technical constraints imposed by the minimally invasive approach.
Minimal extravasation of injectant was noted in both groups. Occasional
premature ventricular beats were observed with insertion of
the needle into the myocardium but were self-limited in all
cases.
General Outcome
In group A, there were 2 perioperative
(within 40 days of operative procedure) deaths. One, on postoperative
day 40 in a 61-year-old male (A5, vector dose
4x108.5 pu) who was undergoing a third CABG
operation, was related to a large anterior wall myocardial infarction
secondary to occlusion of a graft to the LAD artery. Autopsy revealed a
bacterial pneumonia and lung abscess; there were no abnormalities in
the myocardial territory (posterior descending coronary artery)
treated with the vector. The second death occurred on postoperative day
5 in an 85-year-old female (A15, vector dose
4x1010 pu) secondary to complications associated
with an atheroembolic event in the ileocolic artery distribution. There
was 1 additional sudden death of unknown cause (patient A14, dose
4x1010 pu, day 145 after therapy) in group A
(mean±SD follow-up 286±76 days; range 175 to 414 days).
In group B, patients were extubated in the operating room, observed in the recovery room until awake, and transferred to the routine care floor until discharge. There were no perioperative or late deaths (mean±SD follow-up 170±17 days; range 149 to 196 days).
General Safety Parameters
There was no evidence of a dose-related trend toward
abnormalities in any blood parameters in group A and no
differences in any blood parameters for group B at day 3,
7, or 30 compared with before therapy. Plasma VEGF levels were
evaluated over a 30-day period after therapy in the individuals who
received 4x109.5 and
4x1010 pu in the adjunct group and in all
patients in the sole-therapy group. There were no trends to increases
above baseline levels except at day 3, when the average value was 158
pg/mL. There was no evidence of acute or sustained hypotension or
hemodynamic compromise associated with sole therapy
(group B). In both groups, serum anti-Ad5 neutralizing antibody levels
were increased in all individuals, although more so in patients with
higher pretherapy anti-Ad5 neutralizing antibodies (not shown). No
shedding of vector or wild-type Ad was detected in any sample from any
site in any patient (group A total 234 samples; group B total 71
samples).
Cardiac-Related Parameters
In group A, there was no dose-related trend of an increase in CK
related to vector administration (Table 2
). In group B, there was no increase in
CK after therapy (Table 2
). In either group, daily ECG during
hospitalization and at 14 and 30 days showed no new ST changes or Q
waves (Table 3
). In group A, 24-hour
Holter monitoring performed before therapy and at day 7 demonstrated no
average increase in supraventricular or
ventricular arrhythmias after therapy. Serial
echocardiographic studies in both groups demonstrated
no evidence of significant (
2) pericardial effusions. In both groups,
resting echocardiographic assessment at day 30 compared
with before therapy showed no regional wall motion abnormalities in the
territory where the vector was administered.
|
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Assessment of angina class in group A showed improvement in all
individuals evaluated, but this cannot be attributed specifically to
the AdGVVEGF121.10 therapy because of the effects
of bypass. However, in all 6 of the individuals in group B, there was a
decrease in angina classification at day 30 compared with before
therapy (Figure 1
).
|
Coronary angiograms obtained 30 days after vector
administration demonstrated no hemangiomas or other pathological
vascular structures. In group A, a majority of the blinded observations
demonstrated an improvement in Rentrop scores in the area of vector
administration after therapy compared with before therapy (Figure 2A
). The collateral scores in group A
demonstrated a similar trend (Figure 2B
). Likewise, in group B,
in which no CABG was performed that might provide a watershed effect in
the area treated with the vector, a majority of the Rentrop and
collateral score observations showed a similar trend of improvement
after therapy compared with before therapy (Figure 2C
).
|
For group A assessed as a single cohort, semiquantitative analysis of the 99mTc-sestamibi images in the area of vector administration showed no changes in relative blood flow at 30 days after vector administration compared with pretherapy at rest or after adenosine-induced stress. Likewise, for group B evaluated as a cohort, analysis of the sestamibi images demonstrated no differences in relative blood flow in the area of vector administration at rest or after adenosine-induced stress. Interestingly, analysis of the sestamibi images for wall motion at stress in the region of vector administration showed an improvement at 30 days after vector administration in the majority of patients, both in group A (66% [8/12] improved) and in group B (66% [4/6] improved). For group B, in which bull's-eye analyses of the sestamibi scans could be performed with assessment of vector administration as the only variable, 4 of 6 individuals showed an improvement 30 days after therapy in the proportion of myocardium that showed reversibility (reversible stress-induced ischemia) before therapy (70±31%) versus 30 days after therapy (54±36%).
Assessment of treadmill exercise in group A showed no differences (30
days after vector compared with before therapy) in exercise duration,
heart ratexblood pressure, or ST/HR slope. For group B, in which
vector administration was the only therapy, assessment of treadmill
exercise showed an improvement in exercise duration in 50% (3/6), in
peak heart ratexblood pressure in 50% (3/6), and in ST/HR slope (ie,
lower values) in 75% (3/4; data not available in 2 secondary to right
bundle-branch block precluding analysis; Figure 3
).
|
| Discussion |
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Cardiac-Specific Parameters
There was no evidence of either myocardial inflammation or
necrosis, as was shown by the lack of dose-related increases in CK,
arrhythmias or ST/T wave changes assessed by Holter and ECG
monitoring, and deterioration of global or segmental function in the
area of vector administration as assessed by
echocardiography or
99mTc-sestamibi. There was no evidence of excess
deranged angiogenesis, as evidenced by no hemangiomas or otherwise
deranged vasculature in the coronary angiograms and no evidence
of myocardial edema or pericranial effusions. These observations are
consistent with the assessment of the safety of administration
of human VEGF165 cDNA plasmids to the human myocardium,
either by intracoronary administration25 or by
direct myocardial administration.9
The present study is limited by the number of cases being too small to provide sufficient power to discriminate within the variability of the various methods used to assess cardiac function. Furthermore, although the vector was delivered in group A to a myocardial territory that could not be bypassed, the vector was administered in conjunction with a conventional CABG procedure, and thus it is impossible to exclude the possibility of CABG-related watershed perfusion affecting the region of vector administration. Despite these constraints, the trends of several of the efficacy-related parameters assessed 30 days after therapy are encouraging. First, all patients had improvement in their angina classification. Although this can be ascribed to the CABG procedure in group A, there was a similar trend to improvement in the sole-therapy group. Second, in the majority of individuals in both groups A and B, angiographic studies showed increased coronary artery filling and/or number of collaterals in the region of vector administration. Third, the majority of individuals in groups A and B had improvement in ventricular wall motion with stress as assessed by 99mTc-sestamibi scans. Finally, the majority of individuals in the sole-therapy group had evidence of decreased stress-induced reversible ischemia on sestamibi perfusion scans, as well as improvements in treadmill exercise parameters. The observed decrease in reversible ischemia could theoretically be caused by infarction of this territory, but this is unlikely, because there were no corresponding infarction-related changes in CK, ECG or echocardiography.
Systemic Parameters
Assessment of blood and urine parameters suggested no
systemic abnormalities related to the vector, consistent with
the general clinical experience with E1- Ad gene
transfer to humans.26 27 Importantly, there was no
evidence of liver function abnormalities as a function of vector dose;
this is important because the liver is a major site of Ad
vectorinduced inflammation at high doses in some studies in
experimental animals.28 29 One explanation for this lack
of systemic toxicity in the human studies is that the vector
preparations used in clinical studies are highly purified (<1
replication-competent Ad [RCA] per total dose), in contrast to
laboratory-grade vectors, which are often contaminated with
RCAs.15
Myocardial administration of AdGVVEGF121.10 induced an increase in anti-Ad neutralizing antibodies in most of the study population. This was more pronounced in individuals with detectable serum anti-Ad neutralizing antibodies before therapy, consistent with the vector inducing a memory immune response against subgroup C Ad.15 29 30 Despite this, there was no evidence of systemic immune-related toxicity in any patient, including no immediate anaphylactic-type reactions, vasculitis, or renal damage.
Finally, it is known that systemic administration of the VEGF protein at high doses results in systemic hypotension in experimental animals and humans.31 However, the present study demonstrated no large increases in VEGF levels in the systemic circulation after myocardial administration of AdGVVEGF121.10 and no hypotension attributable to the vector, consistent with experimental animal studies using AdGVVEGF121.10.8
Future Role of Angiogenic Gene Therapy
The ability to biologically revascularize tissues, if proven to be
safe and efficacious in large, controlled trials, will be an invaluable
treatment for patients with diffuse disease not amenable to
conventional CABG or PTCA and may be useful as initial therapy in some
individuals in place of routine CABG or PTCA therapy. In the
present study, we used an Ad vector to deliver the VEGF121 cDNA. As
an alternative, Losordo et al9 used myocardial
administration of a VEGF165 plasmid as sole therapy for myocardial
ischemia and demonstrated a safety profile and trends in
efficacy parameters similar to our study. If one assumes
that the neovasculature induced by angiogenic therapy is persistent and
physiologically relevant, the small-caliber
vessels generated by this therapy may furthermore be relatively spared
from the effects of atherosclerosis, which primarily
affects larger vessels. Finally, given the decreased survival overall
and decreased angina-free survival noted in patients in whom incomplete
revascularization is accomplished, the advantages
of providing "complete" revascularization in
patients undergoing standard CABG or PTCA may also prove be a
significant benefit of this new therapy.
| Acknowledgments |
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| Footnotes |
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Received February 8, 1999; revision received May 9, 1999; accepted May 13, 1999.
| References |
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