Circulation. 1999;100:1253-1258
(Circulation. 1999;100:1253-1258.)
© 1999 American Heart Association, Inc.
Monounsaturated Fatty Acids and Risk of Cardiovascular Disease
Penny M. Kris-Etherton, PhD, RD;
for the Nutrition Committee
Key Words: AHA Science Advisory cardiovascular disease diet fatty acids
 |
Introduction
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This report summarizes our
current understanding of how monounsaturated
fatty
acids (MUFAs) affect risk for cardiovascular disease
(CVD).
This is a topic that has attracted considerable scientific
interest,
1 2 3 in large part because of uncertainty
regarding whether
MUFA or carbohydrate should be substituted for
saturated fatty
acids (SFAs) and the desirable quantity of MUFA to
include in
the diet.
 |
MUFAs in the US Diet
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MUFAs are distinguished from the other fatty acid classes on
the
basis of having only 1 double bond. In contrast, polyunsaturated
fatty
acids (PUFAs) have 2 or more double bonds, and SFAs have
none. The
position of the hydrogen atoms around the double bond
determines the
geometric configuration of the MUFA and hence
whether it is a
cis or
trans isomer. In a
cis MUFA,
the hydrogen
atoms are present on the same side of the double bond,
whereas
in the
trans configuration, they are on opposite
sides. The
American Heart Association Nutrition Committee recently
published
a scientific statement regarding the relationship of
trans MUFA
to CVD risk,
4 and the
present statement, therefore, will be
limited to a discussion of
dietary
cis MUFAs, of which oleic
acid (
cis
C18:1) comprises

92% of
cis MUFAs. In the United States,
average
total MUFA intake is 13% to 14% of total energy intake, an
amount
that is comparable to (or slightly greater than) SFA intake.
In
contrast, PUFAs contribute less (ie, 7% of energy).
The major emphasis of current dietary guidelines involves replacing
SFAs with complex carbohydrates to achieve a total fat intake of
30%
of calories. There is evidence suggesting that the substitution of MUFA
instead of carbohydrate for SFA calories may favorably affect CVD
risk.5 6 7 The American Heart Association dietary
guidelines for healthy American adults recommend a diet that provides
<10% of calories from SFA, up to 10% from PUFA, and as much as 15%
from MUFA.8 The recommendation to limit total dietary fat
to 30% of calories is intended to facilitate the reduction of SFA and
to help control calories to manage weight. At this recommended level of
dietary fat, several tablespoons of unsaturated fat can be incorporated
in the diet. Depending on SFA and PUFA intake, a high-MUFA diet that
provides 15% or more of energy results in a total fat intake >30% of
energy. Nonetheless, a high-MUFA diet can be an alternative to the
presently recommended Step 1 diet (
30% fat, 8% to 10% SFA, and
<300 mg of cholesterol per day) to favorably affect CVD
risk, provided it does not exceed SFA recommendations and energy
needs.
 |
MUFA Versus Carbohydrate as a Replacement for SFA
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The uniqueness of MUFA as a major nutrient in the Mediterranean
region's
food supply was first identified by Ancel Keys and his
colleagues
in the landmark Seven Countries Study.
9 Certain
Mediterranean
populations in that study (Corfu and Crete) had a low
prevalence
of coronary heart disease (CHD) and low plasma
cholesterol levels
despite consumption of a diet high in
total fat (33% to 40%
of calories) and low in SFA (7% to 8% of
calories). The typical
diet of populations living in Mediterranean
countries (eg, Spain,
Italy, and Greece) is high in olive oil, which
provides 14%
to 40% of calories,
10 11 12 and consequently
is high in MUFA
(16% to 29% of calories)
9 11 13 14 15 16 and
oleic acid. Although
the Mediterranean diet differs in many respects
from the typical
American diet, the prevailing view was that these
diets protected
against CHD because they were low in SFA. A recent
study conducted
in the United States reported that intake of both MUFA
and PUFA
was associated with reduced CVD risk. A regression
analysis
of data from the Nurses' Health Study of 80 082
women followed
up for >14 years showed that intake of MUFA was
protective
against CHD.
17 The statistical model used
demonstrated that
compared with equivalent energy from dietary
carbohydrate, a
5% increment in energy from MUFA resulted in a
relative risk
of 0.81 (95% confidence interval [CI] 0.65 to 1.00;
P=0.05).
A greater protective effect of PUFA also was
reported (relative
risk 0.62; 95% CI 0.46 to 0.85;
P=0.003
for each 5% increment
in energy from PUFA). In agreement with the
evidence reported
by Keys,
9 SFA was shown to increase
risk of CHD (relative risk
1.17; 95% CI 0.97 to 1.41;
P=0.10 for each 5% increment in energy
from SFA), as did
trans fatty acids (relative risk 1.93; 95%
CI 1.43 to 2.61;
P<0.001 for each 2% increment in energy
intake from
trans unsaturated fat). Other epidemiological
studies
18 19 that have controlled for a number of
potentially confounding
variables also have reported protective
effects of MUFA against
CHD. In contrast, some
studies
20 21 22 23 have not reported
this association, perhaps
because they did not control for confounding
variables.
In the mid-1980s, investigators began to debate the question of the
ideal substitute for SFA calories: carbohydrate or unsaturated fatty
acids, specifically MUFAs under stable weight conditions. The results
of 2 similar studies conducted by Grundy24 and Mensink and
Katan5 reported a similar total
cholesterollowering effect of both a high-fat diet
(
40% of energy) rich in MUFA (24% to 28% of energy) and low in
SFA (4% to 10% of energy) and a low-fat/carbohydrate-rich diet
(
20% of energy from fat and
7% of energy from SFA). Although
both diets lowered total and low-density lipoprotein (LDL)
cholesterol, the high-MUFA diet did not lower high-density
lipoprotein (HDL) cholesterol or increase
triglycerides, as did the low-fat/carbohydrate-rich diet.
The low-fat/carbohydrate-rich diet lowered HDL cholesterol
by 14% to 22% and markedly elevated triglycerides (22%
to 39%). Since these pioneering studies, a number of subsequent
studies have reported similar results.6 25 26 More
recently, the DELTA (Dietary Effects on Lipoproteins and Thrombogenic
Activity) Study reported that a Step 1 diet (29% of energy from fat,
8% from SFA, and 292 mg of cholesterol per day) and a
high-MUFA diet low in SFA and cholesterol (36% of energy
from fat, 21% from MUFA, 9% from SFA, and 293 mg of
cholesterol per day) both lowered total and LDL
cholesterol levels by 5.5% and 7%, respectively, compared
with an average American diet (AAD) in subjects with a low HDL
cholesterol level (<25th percentile), moderately elevated
triglycerides (>70th percentile), or elevated insulin
levels (>70th percentile).7
Triglycerides increased by 12% and 7% on the Step 1 diet
compared with the high-MUFA diet and the AAD, respectively.
Interestingly, plasma triglycerides were lower on the
high-MUFA diet (by 4%) than on the AAD. Although HDL
cholesterol decreased on both blood
cholesterollowering diets compared with the AAD, the
decrease in HDL cholesterol was less on the high-MUFA diet
(4.3%) than on the Step 1 diet (7.2%). Thus, HDL
cholesterol levels are higher and triglycerides
are lower on a high-MUFA than a low-fat/carbohydrate-rich, blood
cholesterollowering diet.
 |
MUFA Versus PUFA: Effects on Lipids, Lipoproteins, and LDL
Oxidative Susceptibility
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Both Keys et al
27 and Hegsted et al
28
analyzed data from controlled
feeding studies and developed
similar blood cholesterol predictive
equations. MUFA did
not affect total cholesterol levels, but
SFA raised them.
PUFA lowered total cholesterol half as much
as SFA raised
it. More recent analyses confirmed these findings,
although
there is some suggestion that MUFAs elicit a
cholesterol-lowering
effect that is less than that observed
for PUFAs.
29 30 In support
of these findings, Howard et
al
31 found greater reductions
in total
cholesterol levels with PUFAs versus MUFAs
(
P<0.05)
in a controlled-feeding study. However, other
controlled-feeding
studies, as well as a study with free-living
subjects, observed
comparable total and LDL
cholesterollowering effects
of these fatty
acids
32 33 34 35 36 when

4% to 14% of energy
of each
fatty acid class was substituted for the other. Likewise,
in a
meta-analysis of results of 14 studies published between
1983
and 1994, diets high in oils enriched in MUFA versus PUFA
elicited
similar effects on total, LDL, and HDL cholesterol,
whereas
the PUFA-enriched oil had a slight triglyceride-lowering
effect.
35 On the basis of existing evidence that compared
the relative
cholesterolemic effects of MUFA versus
PUFA, Grundy
3 concluded
that for practical purposes, it
seems to matter little which
unsaturated fatty acid class replaces SFA
in the diet. Thus,
the cholesterolemic effects of MUFA
versus PUFA substitution
for dietary SFA are comparable.
In addition to the quantitative changes in LDL levels that affect the
risk of CHD, qualitative changes can affect risk. Oxidized LDLs are
readily taken up by monocyte-derived macrophages via scavenger
receptors, a process that results in the formation of foam cells, which
is an early event in the formation of the atherosclerotic
plaque.37 38 Oxidized LDLs are also cytotoxic and release
molecules that are chemotactic for monocytes and T
lymphocytes,39 40 thereby contributing to atherogenesis.
By virtue of the presence of double bonds, unsaturated fatty acids are
particularly susceptible to oxidative modification, and the extent of
this is increased as the degree of unsaturation (ie, number of double
bonds) increases. Studies41 42 43 44 have shown that enrichment
of the diet with MUFA at the expense of PUFA led to LDLs that were less
susceptible to oxidation, as determined by in vitro assays. It has not
been established, however, whether in vitro oxidative susceptibility of
LDL is related to atherogenesis or CHD risk.
 |
Role of MUFA in the Nutritional Management of Diabetes
Mellitus
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Diets high in carbohydrate (55% to 60% of energy) and low in
SFA
(<10% of energy) and total fat (<30% of energy) have
been widely
recommended as medical nutrition therapy for patients
with
noninsulin-dependent diabetes mellitus (NIDDM).
45 In
recent years, however, studies have provided important new
information
about the potential beneficial effects for some
patients of a diet that
is higher in total fat (provided by
MUFA) and low in SFA. These
findings have resulted in the development
of modified guidelines for
the nutritional management of NIDDM.
46 47 These
recommendations emphasize the importance of individualizing
the diet
prescription for total fat and, correspondingly, the
quantity of
dietary carbohydrate. Both the metabolic profile
of the
patient and a need to lose weight will determine the
medical nutrition
therapy prescribed (see below). The studies
that have formed the basis
for these treatment guidelines are
discussed below.
Evidence from some studies48 49 50 51 52 53 54 55 56 has indicated that a
high-carbohydrate diet compared with a high-unsaturated-fat diet (ie,
MUFA), both of which are low in SFA and cholesterol, can
cause an increase in plasma triglyceride concentrations and
a decrease in HDL cholesterol levels.
A number of these early
studies51 55 56 were conducted in a metabolic
ward setting in which experimental diets very high in total fat (ie,
50% of energy) were fed to participants. More recently, a randomized,
crossover, multicenter study57 was conducted with 42
outpatients with NIDDM who were instructed to follow a high-MUFA
diet that provided 45% of energy from fat and 40% of energy from
carbohydrate and a high-carbohydrate diet that provided 55% of energy
from carbohydrate and 30% of energy from total fat. Both diets were
low in SFA (ie, 10% of energy), and fiber content was comparable. The
high-carbohydrate diet increased the level of fasting plasma
triglycerides and very-low-density lipoprotein (VLDL)
cholesterol concentrations by 24% and 23%, respectively.
In addition, plasma glucose and insulin values increased by 12%
(P<0.001) and 9% (P=0.02), respectively. Thus,
in some individuals, a high-MUFA diet results in a more favorable
glycemic profile. Plasma total, LDL, and HDL cholesterol
levels were similar on both diets, although HDL cholesterol
was 4% lower (P=NS) on the high-carbohydrate diet. On the
other hand, studies50 58 have shown that diabetic
patients on high-carbohydrate diets may not have significant
increases in triglycerides or glucose if the diets are high
in fiber.
A high-MUFA diet can be used instead of a high-carbohydrate diet in
patients with NIDDM who present with a distinct
metabolic profile. NIDDM patients with
hypertriglyceridemia who do not need to
lose weight are candidates for a high-MUFA diet. Body weight was
maintained in the studies described to control for the confounding
effects of weight change. This result is important because weight loss
and maintenance of an ideal body weight are associated with
favorable effects on plasma triglyceride and HDL
cholesterol levels,59 as well as insulin
sensitivity. Thus, calorie control is important for patients with
NIDDM. Weight loss or weight maintenance can be achieved either
on a high-MUFA or a high complex carbohydrate calorie-controlled diet.
In practice, however, the diet prescription will depend on both the
metabolic profile and the dietary preferences of the
patient.46 47 Presently, a diet high in MUFA (
20%
of energy) and low in SFA (<10% of energy) is recommended for some
individuals with elevated triglyceride and VLDL
cholesterol levels,46 47 as well as for those
who experience HDL cholesterol lowering on a low-fat diet.
For individuals who have normal lipid levels and who maintain a
reasonable body weight, a Step 1 diet is recommended
initially.46 47 For overweight or obese individuals who
need to lose weight, a decrease in dietary fat may be an effective way
to reduce calories, and thus, a Step 1 diet is
recommended.46 47 Factors to consider include the dietary
habits and preferences of the patient. For some, a high-MUFA diet is
difficult to implement, whereas for others, a higher-fat,
calorie-controlled diet may promote better dietary adherence and
therefore achieve a more favorable weight-loss
outcome.46 47 Thus, diet therapy should be individualized
for patients with diabetes mellitus, and close follow-up is
advised.
 |
Effect of MUFA on Other CVD Risk Factors
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Presently, there is interest in understanding the role of
platelets
and hemostatic factors in the development of thrombi
leading
to clinical manifestations. Changes in platelet function
leading
to aggregation, an increase in fibrin formation, and a decrease
in
fibrinolysis favor thrombosis. Limited data suggest
that MUFAs
may decrease platelet aggregation,
60
increase bleeding time,
61 and increase
fibrinolysis,
62 thereby protecting against
thrombogenesis.
A recent epidemiological study
63 of
participants of the Framingham
Heart Study suggested that the risk of
ischemic stroke in men
declined across increasing quintiles of
MUFA (and SFA but not
PUFA) intake. Additional studies are needed,
however, to gain
a better understanding on the effects of MUFA on
blood-clotting
tendency. Limited evidence suggests that a
very-high-MUFA diet
(30% of energy from MUFA) significantly decreases
systolic (-6
mm Hg) and diastolic (-6
mm Hg) blood pressure in subjects with
NIDDM.
64
Collectively, these findings suggest that high-MUFA
diets may confer
benefits on CVD risk factors beyond those associated
with plasma lipids
and lipoproteins.
Although there is a substantive body of evidence that has shown
cardioprotective effects of diets high in MUFA, paradoxical results
from experiments in monkeys show that a diet high in MUFA causes
atherosclerosis equivalent to that observed in animals
fed a diet high in SFA.65 This effect appears to result
from an increased secretion of cholesteryl oleateenriched
lipoproteins. These results, which are counter to the evidence that
shows that MUFAs have beneficial effects, need to be further evaluated
to determine whether they are relevant to humans. There is also
evidence that a fat load provided by olive oil (versus fats high in
either SFA or PUFA) increases the plasma levels of chylomicron
remnants,66 67 which are atherogenic
lipoproteins.68 On balance, however, the
preponderance of evidence indicates that dietary MUFAs have favorable
effects on CHD risk. Additional inquiry will clarify these disparate
findings that are inconsistent with the present database
for MUFA.
 |
High-MUFA Diets and Weight Control
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Achievement of calorie control is implicit in the clinical value
of
a high-MUFA diet. In some instances, this means weight loss,
whereas
in others, weight maintenance is the goal. There is
an ongoing
debate concerning whether dietary fat affects obesity,
with some
researchers
69 contending that a decrease in energy
from
fat is associated with a reduction in weight; another view
is that the
relation between dietary fat and obesity is unconvincing
or, at best,
weak.
70 Controlled clinical trials of free-living
subjects
are needed to resolve this debate. Nonetheless, any
dietary guidance
given with regard to MUFA must also instruct
that calorie control be
achieved by balancing energy intake
with regular physical activity to
maintain a healthy weight
or to lose weight, if needed.
Planning High-MUFA Diets
Foods that are high in MUFA and low in SFA include certain fats
and oils, nuts and nut butters, avocado, olives, sesame seeds, and
tahini (Table
). In high-MUFA
diets, SFA calories are replaced with MUFA calories. The substitution
of 9 g of SFA with 9 g of MUFA in a 1500-calorie AAD and
12 g of SFA with 12 g of MUFA in a 2200-calorie diet will
increase MUFA from
14% to
19% of calories and will
correspondingly decrease SFA from 13% to 8% of energy. Modest
increases in food sources of MUFA that replace food sources of SFA are
required to achieve this increase in MUFA.
 |
Summary
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There is epidemiological evidence that dietary MUFAs have a
beneficial
effect on the risk of CHD. Moreover, evidence from
controlled
clinical studies has shown that MUFAs favorably affect a
number
of risk factors for CHD, including plasma lipids and
lipoproteins,
factors related to thrombogenesis, in vitro LDL oxidative
susceptibility
(compared with PUFA), and insulin sensitivity. Compared
with
SFA, MUFAs lower total and LDL cholesterol levels, and
relative
to carbohydrate, they increase HDL cholesterol
levels and decrease
plasma triglyceride levels. Additional
research is needed in
humans and appropriate animal models to gain a
better understanding
of the effects of high-MUFA diets on
atherogenesis. A diet high
in MUFA (versus a high-carbohydrate diet)
improves glycemic
control in individuals with NIDDM who maintain body
weight.
Individuals with elevated triglycerides or insulin
levels also
may benefit from a high-MUFA diet.
A diet that provides as many as 15% of calories from MUFA,
7% from PUFA, and
8% from SFA maintains the total fat content
of the diet at 30% of calories. This Step 1 diet meets the American
Heart Association dietary guidelines for Americans.8 Diets
that are higher in MUFA can be used to manage CVD risk provided they do
not exceed the SFA recommendation and compromise weight control.
Although a high-MUFA diet that exceeds 30% of calories from fat is not
a Step 1 or Step 2 diet because it does not meet the criteria for total
fat content, it nonetheless is another viable option for managing risk
factors in the prevention and treatment of CHD.
 |
Acknowledgments
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We thank Dr. Michael Lefevre for reviewing this paper.
 |
Footnotes
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This statement was approved by the American Heart Association
Science Advisory and Coordinating Committee in March 1999. A
single reprint is available by calling 800-242-8721 (US only)
or writing the American Heart Association, Public Information,
7272 Greenville Ave, Dallas, TX 75231-4596. Ask for reprint
No. 71-0176.
 |
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