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(Circulation. 1999;100:1043-1049.)
© 1999 American Heart Association, Inc.


Clinical Investigation and Reports

Derivation and Prospective Validation of a Simple Index for Prediction of Cardiac Risk of Major Noncardiac Surgery

Thomas H. Lee, MD, SM; Edward R. Marcantonio, MD, SM; Carol M. Mangione, MD, SM; Eric J. Thomas, MD, SM; Carisi A. Polanczyk, MD; E. Francis Cook, ScD; David J. Sugarbaker, MD; Magruder C. Donaldson, MD; Robert Poss, MD; Kalon K. L. Ho, MD, SM; Lynn E. Ludwig, MS, RN; Alex Pedan, PhD; Lee Goldman, MD, MPH

From the Department of Medicine, Brigham and Women's Hospital and Harvard Medical School, and the Department of Medicine, University of California, San Francisco School of Medicine, San Francisco, Calif (L.G.).

Background—Cardiac complications are important causes of morbidity after noncardiac surgery. The purpose of this prospective cohort study was to develop and validate an index for risk of cardiac complications.

Methods and Results—We studied 4315 patients aged >=50 years undergoing elective major noncardiac procedures in a tertiary-care teaching hospital. The main outcome measures were major cardiac complications. Major cardiac complications occurred in 56 (2%) of 2893 patients assigned to the derivation cohort. Six independent predictors of complications were identified and included in a Revised Cardiac Risk Index: high-risk type of surgery, history of ischemic heart disease, history of congestive heart failure, history of cerebrovascular disease, preoperative treatment with insulin, and preoperative serum creatinine >2.0 mg/dL. Rates of major cardiac complication with 0, 1, 2, or >=3 of these factors were 0.5%, 1.3%, 4%, and 9%, respectively, in the derivation cohort and 0.4%, 0.9%, 7%, and 11%, respectively, among 1422 patients in the validation cohort. Receiver operating characteristic curve analysis in the validation cohort indicated that the diagnostic performance of the Revised Cardiac Risk Index was superior to other published risk-prediction indexes.

Conclusions—In stable patients undergoing nonurgent major noncardiac surgery, this index can identify patients at higher risk for complications. This index may be useful for identification of candidates for further risk stratification with noninvasive technologies or other management strategies, as well as low-risk patients in whom additional evaluation is unlikely to be helpful.


Key Words: risk factors • surgery • prognosis




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Anesth. Analg.Home page
Y. Le Manach, G. Godet, P. Coriat, C. Martinon, M. Bertrand, M.-H. Fleron, and B. Riou
The Impact of Postoperative Discontinuation or Continuation of Chronic Statin Therapy on Cardiac Outcome After Major Vascular Surgery
Anesth. Analg., June 1, 2007; 104(6): 1326 - 1333.
[Abstract] [Full Text] [PDF]


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JAMAHome page
G. W. Smetana
A 68-Year-Old Man With COPD Contemplating Colon Cancer Surgery
JAMA, May 16, 2007; 297(19): 2121 - 2130.
[Abstract] [Full Text] [PDF]


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J Am Coll CardiolHome page
M. Moscucci and N. Jones
Coronary Revascularization Before Noncardiac Vascular Surgery: One More Step Forward in Understanding Its Role
J. Am. Coll. Cardiol., May 1, 2007; 49(17): 1770 - 1771.
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JAMAHome page
D. N. Wijeysundera, K. Karkouti, J.-Y. Dupuis, V. Rao, C. T. Chan, J. T. Granton, and W. S. Beattie
Derivation and Validation of a Simplified Predictive Index for Renal Replacement Therapy After Cardiac Surgery
JAMA, April 25, 2007; 297(16): 1801 - 1809.
[Abstract] [Full Text] [PDF]


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J Intensive Care MedHome page
S. G. Memtsoudis, P. Rosenberger, and J. M. Walz
Critical Care Issues in the Patient After Major Joint Replacement
J Intensive Care Med, March 1, 2007; 22(2): 92 - 104.
[Abstract] [PDF]


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Arch SurgHome page
M. E. Zenilman
Surgery in the Geriatric Patient: Aging, the Heart, Emergencies, and Us
Arch Surg, February 1, 2007; 142(2): 109 - 110.
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Eur J EndocrinolHome page
P. G Noordzij, E. Boersma, F. Schreiner, M. D Kertai, H. H H Feringa, M. Dunkelgrun, J. J Bax, J. Klein, and D. Poldermans
Increased preoperative glucose levels are associated with perioperative mortality in patients undergoing noncardiac, nonvascular surgery
Eur. J. Endocrinol., January 1, 2007; 156(1): 137 - 142.
[Abstract] [Full Text] [PDF]


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Ann. Thorac. Surg.Home page
H. B. Ward, R. F. Kelly, L. Thottapurathu, T. E. Moritz, G. C. Larsen, G. Pierpont, S. Santilli, S. Goldman, W. C. Krupski, F. Littooy, et al.
Coronary artery bypass grafting is superior to percutaneous coronary intervention in prevention of perioperative myocardial infarctions during subsequent vascular surgery.
Ann. Thorac. Surg., September 1, 2006; 82(3): 795 - 800.
[Abstract] [Full Text] [PDF]


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J Am Coll CardiolHome page
L. A. Fleisher, J. A. Beckman, K. A. Brown, H. Calkins, E. Chaikof, K. E. Fleischmann, W. K. Freeman, J. B. Froehlich, E. K. Kasper, J. R. Kersten, et al.
ACC/AHA 2006 Guideline Update on Perioperative Cardiovascular Evaluation for Noncardiac Surgery: Focused Update on Perioperative Beta-Blocker Therapy: A Report of the American College of Cardiology/American Heart Association Task Force on Practice Guidelines (Writing Committee to Update the 2002 Guidelines on Perioperative Cardiovascular Evaluation for Noncardiac Surgery) Developed in Collaboration With the American Society of Echocardiography, American Society of Nuclear Cardiology, Heart Rhythm Society, Society of Cardiovascular Anesthesiologists, Society for Cardiovascular Angiography and Interventions, and Society for Vascular Medicine and Biology
J. Am. Coll. Cardiol., June 6, 2006; 47(11): 2343 - 2355.
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Arch Intern MedHome page
M. J. Press, M. R. Chassin, J. Wang, S. Tuhrim, and E. A. Halm
Predicting Medical and Surgical Complications of Carotid Endarterectomy: Comparing the Risk Indexes.
Arch Intern Med, April 24, 2006; 166(8): 914 - 920.
[Abstract] [Full Text] [PDF]


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ANN INTERN MEDHome page
G. W. Smetana, V. A. Lawrence, and J. E. Cornell
Preoperative pulmonary risk stratification for noncardiothoracic surgery: systematic review for the American College of Physicians.
Ann Intern Med, April 18, 2006; 144(8): 581 - 595.
[Abstract] [Full Text] [PDF]


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Br J AnaesthHome page
R. Hanss, B. Bein, P. Turowski, E. Cavus, M. Bauer, M. Andretzke, M. Steinfath, J. Scholz, and P. H. Tonner
The influence of xenon on regulation of the autonomic nervous system in patients at high risk of perioperative cardiac complications
Br. J. Anaesth., April 1, 2006; 96(4): 427 - 436.
[Abstract] [Full Text] [PDF]


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CirculationHome page
A. Auerbach and L. Goldman
Assessing and Reducing the Cardiac Risk of Noncardiac Surgery
Circulation, March 14, 2006; 113(10): 1361 - 1376.
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SEMIN CARDIOTHORAC VASC ANESTHHome page
M. J. London
Beta-Blockade in the Perioperative Period: Where Do We Stand After All the Trials?
Seminars in Cardiothoracic and Vascular Anesthesia, March 1, 2006; 10(1): 17 - 23.
[Abstract] [PDF]


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Eur Heart JHome page
F. Bursi, L. Babuin, A. Barbieri, L. Politi, M. Zennaro, T. Grimaldi, A. Rumolo, M. Gargiulo, A. Stella, M. G. Modena, et al.
Vascular surgery patients: perioperative and long-term risk according to the ACC/AHA guidelines, the additive role of post-operative troponin elevation
Eur. Heart J., November 2, 2005; 26(22): 2448 - 2456.
[Abstract] [Full Text] [PDF]


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ChestHome page
M. Christ, Y. Sharkova, G. Geldner, and B. Maisch
Preoperative and Perioperative Care for Patients With Suspected or Established Aortic Stenosis Facing Noncardiac Surgery
Chest, October 1, 2005; 128(4): 2944 - 2953.
[Abstract] [Full Text] [PDF]


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CMAJHome page
P.J. Devereaux, L. Goldman, S. Yusuf, K. Gilbert, K. Leslie, and G. H. Guyatt
Surveillance and prevention of major perioperative ischemic cardiac events in patients undergoing noncardiac surgery: a review
Can. Med. Assoc. J., September 27, 2005; 173(7): 779 - 788.
[Abstract] [Full Text] [PDF]


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CMAJHome page
P.J. Devereaux, L. Goldman, D. J. Cook, K. Gilbert, K. Leslie, and G. H. Guyatt
Perioperative cardiac events in patients undergoing noncardiac surgery: a review of the magnitude of the problem, the pathophysiology of the events and methods to estimate and communicate risk
Can. Med. Assoc. J., September 13, 2005; 173(6): 627 - 634.
[Abstract] [Full Text] [PDF]


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NEJMHome page
P. K. Lindenauer, P. Pekow, K. Wang, D. K. Mamidi, B. Gutierrez, and E. M. Benjamin
Perioperative Beta-Blocker Therapy and Mortality after Major Noncardiac Surgery
N. Engl. J. Med., July 28, 2005; 353(4): 349 - 361.
[Abstract] [Full Text] [PDF]


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NEJMHome page
D. Poldermans and E. Boersma
Beta-Blocker Therapy in Noncardiac Surgery
N. Engl. J. Med., July 28, 2005; 353(4): 412 - 414.
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Anesth. Analg.Home page
D. J. McCrath, E. Cerboni, R. J. Frumento, A. L. Hirsh, and E. Bennett-Guerrero
Thromboelastography Maximum Amplitude Predicts Postoperative Thrombotic Complications Including Myocardial Infarction
Anesth. Analg., June 1, 2005; 100(6): 1576 - 1583.
[Abstract] [Full Text] [PDF]


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Anesth. Analg.Home page
M. Seki, S. Kashimoto, O. Nagata, H. Yoshioka, T. Ishiguro, K. Nishimura, O. Honda, A. Sakamoto, A. Omi, Y. Ogihara, et al.
Are the Incidences of Cardiac Events During Noncardiac Surgery in Japan the Same as in the United States and Europe?
Anesth. Analg., May 1, 2005; 100(5): 1236 - 1240.
[Abstract] [Full Text] [PDF]


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Anesth. Analg.Home page
B. Subramaniam, F. Pomposelli, D. Talmor, and K. W. Park
Perioperative and Long-Term Morbidity and Mortality After Above-Knee and Below-Knee Amputations in Diabetics and Nondiabetics
Anesth. Analg., May 1, 2005; 100(5): 1241 - 1247.
[Abstract] [Full Text] [PDF]


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CMAJHome page
M. O. Baerlocher and A. S. Detsky
Does coronary revascularization before major vascular surgery decrease mortality?
Can. Med. Assoc. J., April 26, 2005; 172(9): 1180 - 1181.
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Arch Intern MedHome page
M. D. Kertai, E. Boersma, J. Klein, H. van Urk, and D. Poldermans
Optimizing the Prediction of Perioperative Mortality in Vascular Surgery by Using a Customized Probability Model
Arch Intern Med, April 25, 2005; 165(8): 898 - 904.
[Abstract] [Full Text] [PDF]